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Institutional Investment Manager
NOMURA HOLDINGS INC
NOMURA HOLDINGS INC (CIK: 0001163653), registered under Security Brokers, Dealers & Flotation Companies, located at 1-13-1 Nihonbashi, Tokyo. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001140361-14-032005) filed in 2014.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 SUMITOMO MITSUI FINL GROUP I 5,550,000,000 47,000,932 13.39% Put
2 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 4,500,000,000 27,660,682 7.88% Put
3 Mizuho Financial Group 3,000,000,000 12,319,091 3.51% Put
4 TOYOTA MOTOR CORP 1,000,000,000 119,180,000 33.95% Put
5 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 990,000,000 6,085,350 1.73% Put
6 Mizuho Financial Group 580,000,000 2,381,691 0.68% Put
7 ORIX CORPORATION SPONSORED ADR 500,000,000 41,095,455 11.71% Put
8 HONDA MOTOR LTD 430,000,000 15,043,192 4.29% Put
9 TOYOTA MOTOR CORP 256,000,000 30,510,080 8.69% Put
10 SUMITOMO MITSUI FINL GROUP I 120,058,000 1,016,728 0.29% Put
11 CANON INC 100,000,000 3,275,227 0.93% Put
12 BARCLAYS PLC 56,390,225 831,885 0.24% Put
13 CHESAPEAKE ENERGY CORP 43,627,000 46,637 0.01% PRN
14 OMNICOM GROUP INC 33,003,000 43,626 0.01% PRN
15 CHINA UNICOM HONG KONG 20,618,206 316,644 0.09% Call
16 Mizuho Financial Group 19,845,000 81,491 0.02% Put
17 BANK AMER CORP 18,786,446 289,006 0.08%
18 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 18,550,100 114,024 0.03% Put
19 CHESAPEAKE ENERGY CORP 17,717,000 18,497 0.01% PRN
20 SPDR S&P 500 ETF TR 13,954,970 2,728,401 0.78%
21 CEMEX SAB DE CV 13,520,000 178,746 0.05% Call
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,782,995 76,516 0.02% Call
23 ISHARES TR 10,889,800 471,059 0.13% Put
24 CHESAPEAKE ENERGY CORP 10,000,000 962,500 0.27% Call
25 CHESAPEAKE ENERGY CORP 10,000,000 1,062,000 0.30% Call
26 CHESAPEAKE ENERGY CORP 10,000,000 1,069,000 0.30% Call
27 CHESAPEAKE ENERGY CORP 10,000,000 1,044,000 0.30% Call
28 Aviva PLC Spon ADR 10,000,000 175,441 0.05% Call
29 CHESAPEAKE ENERGY CORP 10,000,000 308,681 0.09% Call
30 TELECOM ITALIA S P A NEW 9,000,000 113,335 0.03% Call
31 HERBALIFE LTD 8,000,000 516,365 0.15% Put
32 HERCULES CAPITAL INC 7,997,000 11,045 0.00% PRN
33 VODAFONE GROUP PLC NEW 7,600,000 253,641 0.07% Put
34 BANCO SANTANDER SA 7,400,000 77,049 0.02% Put
35 Mizuho Financial Group 7,300,000 29,976 0.01% Call
36 APPLE INC 7,104,400 659,556 0.19% Call
37 HSBC HLDGS PLC 7,000,000 356,242 0.10% Call
38 COBALT INTL ENERGY INC 7,000,000 7,539 0.00% PRN
39 SPDR S&P 500 ETF TR 6,927,700 1,354,467 0.39% Put
40 CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED 6,708,000 637,425 0.18% Put
41 AK STL CORP 6,570,000 10,909 0.00% PRN
42 INTEL CORP JR SB CONV DB 39 6,398,000 9,856 0.00% PRN
43 APPLE INC 6,248,900 580,133 0.17% Call
44 ANNALY CAP MGMT INC 6,025,000 6,402 0.00% PRN
45 OMNICARE INC 5,769,000 6,156 0.00% PRN
46 GILEAD SCIENCES INC 5,600,000 463,090 0.13% Call
47 SAP SE 5,545,000 426,970 0.12% Put
48 CENVEO CORP 5,500,000 6,512 0.00% PRN
49 Alcatel Lucent Adr 5,281,664 18,913 0.01%
50 ALLIANT TECHSYSTEMS INC 5,094,000 9,074 0.00% PRN
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