| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 10,000,000 | 175,441,000 | 38.94% | Call | |
| 2 | THORNBURG INVESTMENT MANAGEMENT INC | 4,040,179 | 71,107,000 | 15.78% | ||
| 3 | NORTHERN TRUST CORP | 2,106,671 | 37,077,000 | 8.23% | ||
| 4 | NOMURA HOLDINGS INC | 1,500,000 | 26,316,000 | 5.84% | Put | |
| 5 | FRANKLIN RESOURCES INC | 928,410 | 16,340,000 | 3.63% | ||
| 6 | CAUSEWAY CAPITAL MANAGEMENT LLC | 920,010 | 15,585,000 | 3.46% | ||
| 7 | Clearbridge Investments, LLC | 825,748 | 14,533,000 | 3.23% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 768,064 | 13,518,000 | 3.00% | ||
| 9 | MANAGED ACCOUNT ADVISORS LLC | 715,218 | 12,588,000 | 2.79% | ||
| 10 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 479,628 | 8,441,000 | 1.87% | ||
| 11 | JPMORGAN CHASE & CO | 402,883 | 7,092,000 | 1.57% | ||
| 12 | GOLDMAN SACHS GROUP INC | 295,752 | 5,205,000 | 1.16% | ||
| 13 | Aperio Group, LLC | 273,123 | 4,807,000 | 1.07% | ||
| 14 | WRIGHT INVESTORS SERVICE INC | 215,565 | 3,794,000 | 0.84% | ||
| 15 | Euclid Advisors LLC | 201,400 | 3,545,000 | 0.79% | ||
| 16 | 1919 Investment Counsel, LLC | 182,865 | 3,219,000 | 0.71% | ||
| 17 | NATIXIS ADVISORS, LLC | 170,066 | 2,993,000 | 0.66% | ||
| 18 | DIMENSIONAL FUND ADVISORS LP | 154,331 | 2,716,000 | 0.60% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 144,816 | 2,548,000 | 0.57% | ||
| 20 | FDx Advisors, Inc. | 109,406 | 1,926,000 | 0.43% | ||
| 21 | TRUIST FINANCIAL CORP | 103,526 | 1,822,000 | 0.40% | ||
| 22 | CAPSTONE ASSET MANAGEMENT CO | 103,466 | 1,821,000 | 0.40% | ||
| 23 | MORGAN STANLEY | 85,890 | 1,511,000 | 0.34% | ||
| 24 | Placemark Investments, Inc. | 80,466 | 1,414,000 | 0.31% | ||
| 25 | COMERICA BANK | 72,648 | 1,279,000 | 0.28% | ||
| 26 | CITIGROUP INC | 71,465 | 1,258,000 | 0.28% | ||
| 27 | RIVERHEAD CAPITAL MANAGEMENT LLC | 61,800 | 1,088,000 | 0.24% | ||
| 28 | GLENMEDE TRUST CO NA | 53,823 | 947,000 | 0.21% | ||
| 29 | TWO SIGMA INVESTMENTS, LP | 48,614 | 856,000 | 0.19% | ||
| 30 | D. E. Shaw & Co., Inc. | 48,368 | 851,000 | 0.19% | ||
| 31 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 41,019 | 722,000 | 0.16% | ||
| 32 | BANK OF AMERICA CORP /DE/ | 37,018 | 651,000 | 0.14% | ||
| 33 | D.A. DAVIDSON & CO. | 34,423 | 605,000 | 0.13% | ||
| 34 | UBS AG | 32,277 | 568,000 | 0.13% | ||
| 35 | TD ASSET MANAGEMENT INC | 28,692 | 505,000 | 0.11% | ||
| 36 | Invesco Ltd. | 25,158 | 442,000 | 0.10% | ||
| 37 | RHUMBLINE ADVISERS | 24,090 | 424,000 | 0.09% | ||
| 38 | ALLIANCEBERNSTEIN L.P. | 23,788 | 419,000 | 0.09% | ||
| 39 | Yorktown Management & Research Co Inc | 22,000 | 387,000 | 0.09% | ||
| 40 | OLD NATIONAL BANCORP /IN/ | 20,411 | 360,000 | 0.08% | ||
| 41 | Rehmann Capital Advisory Group | 18,690 | 329,000 | 0.07% | ||
| 42 | LPL Financial LLC | 18,270 | 322,000 | 0.07% | ||
| 43 | WELLS FARGO & COMPANY/MN | 17,633 | 310,000 | 0.07% | ||
| 44 | CAPITAL ONE, NATIONAL ASSOCIATION | 16,428 | 289,000 | 0.06% | ||
| 45 | CIBC WORLD MARKET INC. | 13,280 | 234,000 | 0.05% | ||
| 46 | STEVENS CAPITAL MANAGEMENT LP | 13,025 | 229,000 | 0.05% | ||
| 47 | BOSTON ADVISORS LLC | 12,880 | 227,000 | 0.05% | ||
| 48 | HUNTINGTON NATIONAL BANK | 12,520 | 220,000 | 0.05% | ||
| 49 | OFI Advisors LLC | 11,396 | 201,000 | 0.04% | ||
| 50 | STEPHENS INC /AR/ | 10,847 | 191,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
