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Institutional Investment Manager
BNP PARIBAS FINANCIAL MARKETS
BNP PARIBAS FINANCIAL MARKETS (CIK: 0001166588), located at 20 Boulevard Des Italiens, Paris, I0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001166588-15-000002) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
201 COLGATE PALMOLIVE CO 505,636 34,984,956 0.03%
202 GENERAL ELECTRIC CO 105,438 34,730,429 0.03% Put
203 REGENERON PHARMACEUTICALS 84,470 34,653,818 0.03%
204 LOCKHEED MARTIN CORP 179,057 34,481,008 0.03%
205 ABBOTT LABS 763,850 34,388,527 0.03%
206 LILLY ELI & CO 497,609 34,330,043 0.03%
207 ISHARES TR 328,348 34,279,532 0.03%
208 HONEYWELL INTL INC 342,200 34,192,623 0.03%
209 MALLINCKRODT PUB LTD CO 341,338 33,802,701 0.03%
210 SIMON PPTY GROUP INC NEW 185,161 33,719,669 0.03%
211 3M CO 203,025 33,361,069 0.03%
212 ISHARES TR 358,997 33,347,231 0.03%
213 VIACOM INC NEW 435,803 32,794,175 0.03%
214 DOW CHEM CO 711,207 32,438,152 0.03%
215 ISHARES TR 110,190 32,300,655 0.03% Put
216 Workday Inc 265,000 32,279,650 0.03%
217 MORGAN STANLEY 827,741 32,116,350 0.03%
218 VALE S A 3,924,770 32,104,637 0.03%
219 AT&T INC 58,205 31,923,823 0.03% Put
220 BERKSHIRE HATHAWAY INC DEL 141 31,866,000 0.03%
221 INTERNATIONAL BUSINESS MACHS 197,364 31,665,080 0.03%
222 WYNN RESORTS LTD 211,295 31,432,243 0.03%
223 UNITED TECHNOLOGIES CORP 272,982 31,392,930 0.03%
224 TESLA INC 140,728 31,299,315 0.03%
225 AUTOZONE INC 50,373 31,186,427 0.03%
226 TJX COS INC NEW 449,582 30,832,335 0.03%
227 SERVICENOW INC 270,000 30,712,500 0.03%
228 TIME WARNER INC NEW 201,884 30,698,480 0.03%
229 NIKE INC 318,862 30,658,582 0.03%
230 COGNIZANT TECHNOLOGY SOLUTIO 579,364 30,509,308 0.03%
231 DELTA AIRLINES INC DEL 617,951 30,397,008 0.03%
232 Liberty Media Corp 864,805 30,294,119 0.03%
233 E M C CORP MASS COM 1,018,240 30,282,457 0.03%
234 GOLDMAN SACHS GROUP INC 153,557 29,763,953 0.03%
235 DUKE ENERGY CORP NEW 355,095 29,664,637 0.03%
236 ANADARKO PETE CORP 357,969 29,532,442 0.03%
237 FEDEX CORP 169,181 29,379,973 0.03%
238 LIBERTY GLOBAL PLC 602,940 29,128,032 0.03%
239 COVIDIEN PLC 284,133 29,061,123 0.03%
240 KINDER MORGAN INC DEL 684,706 28,969,911 0.03%
241 PRAXAIR INC 222,344 28,806,888 0.03%
242 SOUTHERN CO 582,022 28,583,101 0.03%
243 KELLOGG CO 433,528 28,370,073 0.02%
244 CAPITAL ONE FINL CORP 342,314 28,258,021 0.02%
245 ALLERGAN PLC 109,731 28,245,857 0.02%
246 Alcoa 1,787,600 28,226,188 0.02%
247 ISHARES TR 364,850 28,035,072 0.02%
248 PNC FINL SVCS GROUP INC 305,383 27,860,092 0.02%
249 ALPHA NAT RES INC NOTE 4.875%12/1 DELETED 743,000 27,401,840 0.02%
250 YUM BRANDS INC 376,080 27,397,427 0.02%
Page 5 of 71
Restatement filing (0001166588-15-000006) filed in 2015.03.10
#
Name
Shares
Value ($)
%
Options
Notes
2751 DISCOVERY COMMUNICATNS NEW 52 1,753 0.00%
2752 PDL BIOPHARMA INC 221 1,704 0.00%
2753 SEATTLE GENETICS INC 53 1,703 0.00%
2754 RR DONNELLEY & SONS CO 100 1,680 0.00%
2755 HYATT HOTELS CORP COM CL A 27 1,626 0.00%
2756 ALLIED NEVADA GOLD UTIL 1,801 1,567 0.00%
2757 COVANTA HLDG CORP 70 1,541 0.00%
2758 TEEKAY CORPORATION 30 1,527 0.00%
2759 COMPUGEN LTD 179 1,491 0.00%
2760 ECHOSTAR CORP CL A 28 1,470 0.00%
2761 AMERCO 5 1,421 0.00%
2762 PENSKE AUTOMOTIVE GRP INC 28 1,374 0.00%
2763 SPECTRUM BRANDS HLDGS INC 14 1,340 0.00%
2764 DOLBY LABORATORIES INC 31 1,337 0.00%
2765 NEW YORK TIMES CO 100 1,322 0.00%
2766 LIBERTY TRIPADVISOR HLDGS INC COM SER A 48 1,291 0.00%
2767 PLATFORM SPECIALTY PRODS COR 55 1,277 0.00%
2768 IMS HEALTH HLDS INC 49 1,256 0.00%
2769 INTERCEPT PHARMACEUTICALS INCORPORATED 8 1,248 0.00%
2770 INTERCEPT PHARMACEUTICALS INCORPORATED 8 1,248 0.00%
2771 PINNACLE FOODS INC DEL 35 1,236 0.00%
2772 ALLOT COMMUNICATIONS LTD 134 1,230 0.00%
2773 GOLAR LNG LTD 33 1,204 0.00%
2774 BABCOCK & WILCOX COMPANY 39 1,182 0.00%
2775 FIBRIA CELULOSE S A SP ADR REP COM 95 1,152 0.00%
2776 DONALDSON INC 28 1,082 0.00%
2777 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 111 1,031 0.00%
2778 COTT CORP QUE 138 1,029 0.00%
2779 MRC GLOBAL 66 1,000 0.00%
2780 MARVELL TECHNOLOGY GROUP LTD 67 972 0.00%
2781 DYNEGY INCORPORATED NEW D 248 970 0.00%
2782 KOREA ELECTRIC PWR 50 968 0.00%
2783 COMCAST CORP NEW 16 921 0.00%
2784 INTL RECTIFIER COR 23 918 0.00%
2785 COMMSCOPE HLDG COMPANY INCORPORATED 40 913 0.00%
2786 TOWER SEMICONDUCTOR LTD 67 893 0.00%
2787 COTY INC 43 888 0.00%
2788 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 413 884 0.00%
2789 ITT Corp 21 850 0.00%
2790 ARAMARK 27 841 0.00%
2791 KLX INC COM 20 825 0.00%
2792 GOPRO INC 13 822 0.00%
2793 CENOVUS ENERGY INC 39 804 0.00%
2794 TAHOE RES INC 55 763 0.00%
2795 RICE ENERGY INCORPORATED 35 734 0.00%
2796 Servicemaster Global Hldgs I 27 723 0.00%
2797 PREMIER INC CL A 21 704 0.00%
2798 VEEVA SYS INC 25 660 0.00%
2799 BEAZER HOMES USA INC COM NEW 33 639 0.00%
2800 JOY GLOBAL INCORPORATED 13 605 0.00%
Page 56 of 58