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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
451 POLARIS INDS INC 99,998 8,175 0.02%
452 NIELSEN HLDGS PLC 155,273 8,069 0.02%
453 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 9,191,000 7,967 0.02% PRN
454 CSW INDUSTRIALS INC COM 243,991 7,956 0.02%
455 DELTA AIRLINES INC DEL 217,344 7,917 0.02%
456 VIACOM INC NEW 190,735 7,909 0.02%
457 AMAG PHARMACEUTICALS INC 7,128,000 7,885 0.02% PRN
458 MCKESSON CORP 42,217 7,879 0.02%
459 INTERNATIONAL FLAVORS&FRAGRA 62,459 7,874 0.02%
460 LUXOFT HLDG INC 150,925 7,851 0.02%
461 JONES LANG LASALLE 79,724 7,769 0.02%
462 MORNINGSTAR INC 94,673 7,742 0.02%
463 PFIZER INC 219,376 7,724 0.02%
464 AMERICAN TOWER CORP NEW 67,412 7,658 0.02%
465 CARNIVAL CORP 172,859 7,640 0.02%
466 AMERICA MOVIL SAB DE CV 619,770 7,598 0.02%
467 UNUM GROUP 238,277 7,574 0.02%
468 V F CORP 122,733 7,546 0.02%
469 CHUBB LIMITED 57,629 7,532 0.02%
470 GENERAC HLDGS INC 213,490 7,463 0.02%
471 QUIDEL CORP 8,005,000 7,454 0.02% PRN
472 GRUPO SUPERVIELLE S A 581,300 7,434 0.02%
473 THAI FD INC 933,764 7,386 0.02%
474 TELEFONICA BRASIL SA 542,033 7,371 0.02%
475 LATIN AMERN DISCOVERY FD INC 793,296 7,330 0.02%
476 CELLECTIS S A 275,055 7,313 0.02%
477 ISHARES MSCI EUROPE SMALL-CAP ETF 175,685 7,312 0.02%
478 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
479 FIDELITY NATL INFORMATION SV 97,057 7,151 0.02%
480 KB Financial Group Inc 250,258 7,122 0.02%
481 GENERAL DYNAMICS CORP 50,701 7,059 0.02%
482 CTRIP COM INTL LTD 6,500,000 7,056 0.02% PRN
483 VANGUARD SCOTTSDALE FDS 87,019 7,034 0.02% PRN
484 MAXIM INTEGR 196,638 7,018 0.02%
485 TORO CO 79,301 6,994 0.02%
486 MEXICO EQUITY & INE FD 641,806 6,989 0.02%
487 GABELLI DIVID INCOME TR 363,440 6,952 0.02%
488 WEB COM GROUP INC 7,500,000 6,932 0.02% PRN
489 NIKE INC 123,749 6,830 0.02%
490 SHINHAN FINANCIAL GROUP CO L 207,475 6,792 0.02%
491 MOTOROLA SOLUTIONS INC 102,840 6,784 0.02%
492 MATADOR RES CO 341,595 6,763 0.02%
493 IMS HEALTH HLDS INC 264,825 6,715 0.02%
494 ASCENT CAP GROUP INC 11,403,000 6,706 0.02% PRN
495 ANTHEM INC 50,855 6,679 0.02%
496 BLUCORA INC 7,000,000 6,475 0.01% PRN
497 BIOGEN INC 26,544 6,418 0.01%
498 WATERS CORP 45,525 6,403 0.01%
499 HORIZON PHARMA INVT LTD 7,000,000 6,378 0.01% PRN
500 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
Page 10 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 440,261 49,560 0.10% PRN
2 ISHARES TR 370,948 42,265 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.08% PRN
5 ISHARES TR 269,537 33,080 0.07% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.05% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.05% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.05% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 ISHARES TR 205,776 22,629 0.05% PRN
14 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
15 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.04% PRN
16 GREENBRIER COS INC 18,750,000 20,015 0.04% PRN
17 ALTRA INDL MOTION CORP 17,500,000 19,862 0.04% PRN
18 LGIH 12,750,000 19,826 0.04% PRN
19 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
20 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
21 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
22 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
23 HOLOGIC INC 15,389,000 18,716 0.04% PRN
24 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
25 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
26 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
27 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
28 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
29 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
30 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
31 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
32 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
33 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
34 WORKDAY INC 15,000,000 16,725 0.04% PRN
35 SPDR SERIES TRUST 541,467 16,666 0.04% PRN
36 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.03% PRN
37 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.03% PRN
38 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.03% PRN
39 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
40 POWERSHARES ETF TR II 852,030 15,677 0.03% PRN
41 SOLAZYME INC 29,287,000 15,064 0.03% PRN
42 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
43 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
44 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
45 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
46 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
47 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
48 TESARO INC 5,000,000 12,534 0.03% PRN
49 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
50 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
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