| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,361,772 | 12,310,000 | 35.45% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 804,787 | 7,275,000 | 20.95% | ||
| 3 | Karpus Management, Inc. | 425,912 | 3,850,000 | 11.09% | ||
| 4 | DESCHUTES PORTFOLIO STRATEGY, LLC | 229,300 | 2,073,000 | 5.97% | ||
| 5 | MORGAN STANLEY | 185,534 | 1,677,000 | 4.83% | ||
| 6 | Gramercy Funds Management LLC | 182,156 | 1,647,000 | 4.74% | ||
| 7 | CITIGROUP INC | 98,216 | 888,000 | 2.56% | ||
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 74,620 | 674,000 | 1.94% | PRN | |
| 9 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 66,715 | 603,000 | 1.74% | ||
| 10 | DEUTSCHE BANK AG\ | 64,428 | 581,000 | 1.67% | ||
| 11 | DOLIVER ADVISORS, LP | 62,224 | 566,000 | 1.63% | ||
| 12 | CSS LLC/IL | 60,964 | 551,000 | 1.59% | ||
| 13 | CORNERSTONE ADVISORS INC | 54,683 | 494,000 | 1.42% | ||
| 14 | FIRST WILSHIRE SECURITIES MANAGEMENT INC | 34,724 | 314,000 | 0.90% | ||
| 15 | LPL Financial LLC | 28,683 | 260,000 | 0.75% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 25,217 | 228,000 | 0.66% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 23,692 | 215,000 | 0.62% | ||
| 18 | ROYAL BANK OF CANADA | 21,007 | 190,000 | 0.55% | ||
| 19 | Bulldog Investors, LLP | 17,530 | 158,000 | 0.45% | ||
| 20 | Curi Capital, LLC | 16,041 | 145,000 | 0.42% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,200 | 11,000 | 0.03% | ||
| 22 | WELLS FARGO & COMPANY/MN | 811 | 8,000 | 0.02% | ||
| 23 | UBS Group AG | 637 | 6,000 | 0.02% | ||
| 24 | US BANCORP \DE\ | 200 | 2,000 | 0.01% | ||
| 25 | MassMutual Private Wealth & Trust, FSB | 27 | 244 | 0.00% | ||
| 26 | Creative Planning | 21 | 0 | 0.00% | ||
| 27 | HOWE & RUSLING INC | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
