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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
301 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
302 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
303 TATA MTRS LTD 464,384 16,100 0.04%
304 S&P GLOBAL INC 149,676 16,054 0.04%
305 IRON MTN INC NEW 401,392 15,987 0.04%
306 ALASKA AIR GROUP INC 272,658 15,893 0.04%
307 AGNICO EAGLE MINES LTD 296,800 15,878 0.04%
308 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
309 LIBERTY ALL STAR EQUITY FUND SH BEN INT 3,121,997 15,672 0.04%
310 DCT Industrial Trust Inc 322,548 15,495 0.04%
311 CYPRESS SEMICONDUCTOR CORP 1,462,261 15,426 0.04%
312 GREAT WESTERN BANCORP INC COM 485,691 15,318 0.04%
313 GLOBAL PMTS INC 212,897 15,196 0.03%
314 ALLSTATE CORP 216,809 15,165 0.03%
315 MICROSEMI CORP 462,490 15,114 0.03%
316 CMS ENERGY CORP 328,932 15,084 0.03%
317 TERRAVIA HLDGS INC 29,287,000 15,064 0.03% PRN
318 INTERNATIONAL BUSINESS MACHS 99,246 15,063 0.03%
319 REINSURANCE GROUP AMER INC 154,131 14,949 0.03%
320 AMERICAN TOWER CORP NEW 131,400 14,928 0.03%
321 KOREA EQUITY FD INC COM 1,891,621 14,868 0.03%
322 REALPAGE INC 661,270 14,766 0.03%
323 KINDER MORGAN INC DEL 787,000 14,732 0.03%
324 TRI CONTL CORP 715,311 14,692 0.03%
325 ENI S P A 452,940 14,652 0.03%
326 ORBOTECH LTD 566,258 14,467 0.03%
327 POOL CORPORATION 153,385 14,422 0.03%
328 PNM RES INC 404,880 14,348 0.03%
329 UNILEVER N V 300,091 14,086 0.03%
330 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
331 AMC NETWORKS INC CL A 232,056 14,020 0.03%
332 REPUBLIC SVCS INC 270,932 13,901 0.03%
333 ARCH CAP GROUP LTD 192,257 13,842 0.03%
334 EOG RES INC 165,935 13,842 0.03%
335 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
336 THERAVANCE INC 17,373,000 13,811 0.03% PRN
337 DOUGLAS DYNAMICS INC 522,786 13,451 0.03%
338 CELGENE CORP 136,220 13,435 0.03%
339 SCHOLASTIC CORP 338,900 13,423 0.03%
340 PROOFPOINT INC 8,000,000 13,405 0.03% PRN
341 FIRST TR/ABERDEEN EMERG OPT 910,607 13,404 0.03%
342 INTERNATIONAL GAME TECHNOLOG 713,057 13,362 0.03%
343 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
344 Grupo Aeroportuario Del Pacifi 128,098 13,146 0.03%
345 FIFTH THIRD BANCORP 745,019 13,104 0.03%
346 Philippine Long Dst Adrf 290,500 12,947 0.03%
347 MCDONALDS CORP 107,266 12,908 0.03%
348 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
349 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
350 MEDNAX INC 175,596 12,718 0.03%
Page 7 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 10,737,066 1,172,809 2.47%
2 ALPHABET INC 1,611,350 1,133,632 2.39%
3 P T TELEKOMUNIKASI INDONESIA 17,712,961 1,088,638 2.30%
4 NETEASE INC 5,364,231 1,036,476 2.19%
5 ZOETIS INC 21,379,150 1,014,654 2.14%
6 BAIDU INC 6,075,976 1,003,447 2.12%
7 CISCO SYS INC 32,971,452 945,950 2.00%
8 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
9 PROCTER AND GAMBLE CO 9,988,634 845,737 1.78%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,834,348 808,784 1.71%
11 PFIZER INC 21,965,958 773,420 1.63%
12 TEVA PHARMACEUTICAL INDS LTD 15,172,661 762,122 1.61%
13 MOLSON COORS BREWING CO 7,272,020 735,419 1.55%
14 HONEYWELL INTL INC 5,805,143 675,253 1.42%
15 APPLE INC 6,859,150 655,734 1.38%
16 CSX CORP 24,588,101 641,257 1.35%
17 MICROSOFT CORP 12,243,232 626,485 1.32%
18 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
19 AMBEV SA 93,544,310 552,846 1.17%
20 ROCKWELL AUTOMATION INC 4,730,161 543,117 1.15%
21 NORFOLK SOUTHERN CORP 6,334,847 539,285 1.14%
22 MOBILE TELESYSTEMS PJSC 62,133,839 514,468 1.09%
23 KELLOGG CO 6,157,951 502,796 1.06%
24 EBAY INC 20,915,978 489,642 1.03%
25 ALLERGAN PLC 2,100,221 485,339 1.02%
26 UNION PAC CORP 5,256,475 458,627 0.97%
27 UNION PAC CORP 5,144,539 448,861 0.95%
28 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
29 MADISON SQUARE GARDEN CO NEW 2,415,262 416,656 0.88%
30 VISA INC 5,509,690 408,653 0.86%
31 YPF SOCIEDAD ANONIMA 20,231,295 388,440 0.82%
32 BANK AMER CORP 28,768,637 381,760 0.81%
33 COPART INC 7,714,271 378,076 0.80%
34 SKYWORKS SOLUTIONS INC 5,882,286 372,231 0.79%
35 SIGNET JEWELERS LIMITED 4,393,698 362,084 0.76%
36 ALPHABET INC 499,513 345,713 0.73%
37 TYCO INTL PLC SHS 7,940,514 338,265 0.71%
38 UNITED TECHNOLOGIES CORP 3,277,517 336,109 0.71%
39 CHECK POINT SOFTWARE TECH LT 4,199,094 334,583 0.71%
40 INTERCONTINENTAL EXCHANGE IN 1,306,387 334,383 0.71%
41 WELLS FARGO CO NEW 6,726,209 318,351 0.67%
42 CVS HEALTH CORP 3,249,349 311,092 0.66%
43 STRYKER CORP 2,579,896 309,148 0.65%
44 LILLY ELI & CO 3,844,992 302,793 0.64%
45 EATON CORP PLC 5,062,682 302,393 0.64%
46 DELPHI AUTOMOTIVE PLC 4,779,457 299,194 0.63%
47 JOHNSON & JOHNSON 2,458,236 298,183 0.63%
48 AT&T INC 6,886,006 297,544 0.63%
49 NXP SEMICONDUCTORS N V 3,754,383 294,117 0.62%
50 CROWN HOLDINGS INC 5,659,879 286,786 0.61%
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