| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,627,885 | 33,437,000 | 15.35% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,543,390 | 31,701,000 | 14.55% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,090,903 | 22,407,000 | 10.29% | ||
| 4 | Gramercy Funds Management LLC | 1,076,514 | 22,112,000 | 10.15% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 882,521 | 18,126,000 | 8.32% | ||
| 6 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 492,968 | 10,126,000 | 4.65% | ||
| 7 | 1607 Capital Partners, LLC | 474,198 | 9,740,000 | 4.47% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 445,522 | 9,151,000 | 4.20% | ||
| 9 | Bulldog Investors, LLP | 313,691 | 6,443,000 | 2.96% | ||
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 240,659 | 4,943,000 | 2.27% | ||
| 11 | MORGAN STANLEY | 232,724 | 4,781,000 | 2.19% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 226,166 | 4,645,000 | 2.13% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 150,455 | 3,090,000 | 1.42% | ||
| 14 | CITIGROUP INC | 129,243 | 2,654,000 | 1.22% | ||
| 15 | 1832 Asset Management L.P. | 120,000 | 2,481,000 | 1.14% | ||
| 16 | MANNING & NAPIER ADVISORS LLC | 103,243 | 2,119,000 | 0.97% | PRN | |
| 17 | GEODE CAPITAL MANAGEMENT, LLC | 88,125 | 1,810,000 | 0.83% | PRN | |
| 18 | Signature Financial Management, Inc. | 86,114 | 1,769,000 | 0.81% | ||
| 19 | Yorktown Management & Research Co Inc | 70,239 | 1,443,000 | 0.66% | ||
| 20 | WELLS FARGO & COMPANY/MN | 70,111 | 1,440,000 | 0.66% | ||
| 21 | CORNERSTONE ADVISORS INC | 70,067 | 1,439,000 | 0.66% | ||
| 22 | DESCHUTES PORTFOLIO STRATEGY, LLC | 67,395 | 1,384,000 | 0.64% | ||
| 23 | ROYAL BANK OF CANADA | 65,543 | 1,346,000 | 0.62% | ||
| 24 | KELMAN-LAZAROV, INC. | 64,000 | 1,319,680 | 0.61% | ||
| 25 | Ancora Advisors LLC | 62,147 | 1,276,000 | 0.59% | ||
| 26 | GUGGENHEIM CAPITAL LLC | 60,767 | 1,249,000 | 0.57% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 60,312 | 1,239,000 | 0.57% | ||
| 28 | Commonwealth Equity Services, Inc | 58,386 | 1,199,000 | 0.55% | ||
| 29 | Shaker Financial Services, LLC | 51,987 | 1,068,000 | 0.49% | ||
| 30 | BRINKER CAPITAL INC | 51,787 | 1,064,000 | 0.49% | ||
| 31 | PREMIER FUND MANAGERS LTD | 50,000 | 1,017,000 | 0.47% | ||
| 32 | LPL Financial LLC | 36,343 | 744,000 | 0.34% | ||
| 33 | AQR ARBITRAGE LLC | 34,438 | 707,000 | 0.32% | ||
| 34 | UBS Group AG | 33,050 | 679,000 | 0.31% | ||
| 35 | Curi Capital, LLC | 28,060 | 576,000 | 0.26% | ||
| 36 | HighTower Advisors, LLC | 27,574 | 567,000 | 0.26% | ||
| 37 | Invesco Ltd. | 27,480 | 564,000 | 0.26% | ||
| 38 | Zuckerman Investment Group, LLC | 27,200 | 559,000 | 0.26% | ||
| 39 | Creative Planning | 26,295 | 540,000 | 0.25% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 25,741 | 529,000 | 0.24% | ||
| 41 | Heritage Wealth Advisors | 22,735 | 467,000 | 0.21% | ||
| 42 | Raymond James Financial Services Advisors, Inc. | 19,401 | 399,000 | 0.18% | ||
| 43 | AMERIPRISE FINANCIAL INC | 19,100 | 392,000 | 0.18% | ||
| 44 | FIRST TRUST ADVISORS LP | 18,314 | 376,000 | 0.17% | ||
| 45 | SII INVESTMENTS INC/WI | 16,335 | 336,000 | 0.15% | ||
| 46 | Ameritas Investment Partners, Inc. | 15,566 | 319,000 | 0.15% | ||
| 47 | CS MCKEE LP | 15,500 | 318,000 | 0.15% | ||
| 48 | WESBANCO BANK INC | 13,661 | 281,000 | 0.13% | ||
| 49 | EVERMAY WEALTH MANAGEMENT LLC | 13,467 | 277,000 | 0.13% | ||
| 50 | NORTHERN TRUST CORP | 10,364 | 213,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
