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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
301 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
302 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
303 TATA MTRS LTD 464,384 16,100 0.04%
304 S&P GLOBAL INC 149,676 16,054 0.04%
305 IRON MTN INC NEW 401,392 15,987 0.04%
306 ALASKA AIR GROUP INC 272,658 15,893 0.04%
307 AGNICO EAGLE MINES LTD 296,800 15,878 0.04%
308 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
309 LIBERTY ALL STAR EQUITY FD 3,121,997 15,672 0.04%
310 DCT Industrial Trust Inc 322,548 15,495 0.04%
311 CYPRESS SEMICONDUCTOR CORP 1,462,261 15,426 0.04%
312 GREAT WESTERN BANCORP INC COM 485,691 15,318 0.04%
313 GLOBAL PMTS INC 212,897 15,196 0.03%
314 ALLSTATE CORP 216,809 15,165 0.03%
315 MICROSEMI CORP 462,490 15,114 0.03%
316 CMS ENERGY CORP 328,932 15,084 0.03%
317 SOLAZYME INC 29,287,000 15,064 0.03% PRN
318 INTERNATIONAL BUSINESS MACHS 99,246 15,063 0.03%
319 REINSURANCE GROUP AMER INC 154,131 14,949 0.03%
320 AMERICAN TOWER CORP NEW 131,400 14,928 0.03%
321 KOREA EQUITY FD INC COM 1,891,621 14,868 0.03%
322 REALPAGE INC COM 661,270 14,766 0.03%
323 KINDER MORGAN INC DEL 787,000 14,732 0.03%
324 TRI CONTL CORP 715,311 14,692 0.03%
325 ENI S P A 452,940 14,652 0.03%
326 ORBOTECH LTD 566,258 14,467 0.03%
327 POOL CORPORATION 153,385 14,422 0.03%
328 PNM RES INC 404,880 14,348 0.03%
329 UNILEVER N V 300,091 14,086 0.03%
330 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
331 AMC NETWORKS INC CL A 232,056 14,020 0.03%
332 REPUBLIC SVCS INC 270,932 13,901 0.03%
333 ARCH CAP GROUP LTD 192,257 13,842 0.03%
334 EOG RES INC 165,935 13,842 0.03%
335 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
336 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
337 DOUGLAS DYNAMICS INC 522,786 13,451 0.03%
338 CELGENE CORP 136,220 13,435 0.03%
339 SCHOLASTIC CORP 338,900 13,423 0.03%
340 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
341 FIRST TR/ABERDEEN EMERG OPT 910,607 13,404 0.03%
342 INTERNATIONAL GAME TECHNOLOG 713,057 13,362 0.03%
343 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
344 Grupo Aeroportuario Del Pacifi 128,098 13,146 0.03%
345 FIFTH THIRD BANCORP 745,019 13,104 0.03%
346 Philippine Long Dst Adrf 290,500 12,947 0.03%
347 MCDONALDS CORP 107,266 12,908 0.03%
348 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
349 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
350 MEDNAX INC 175,596 12,718 0.03%
Page 7 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 440,261 49,560 0.10% PRN
2 ISHARES TR 370,948 42,265 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.08% PRN
5 ISHARES TR 269,537 33,080 0.07% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.05% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.05% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.05% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 ISHARES TR 205,776 22,629 0.05% PRN
14 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
15 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.04% PRN
16 GREENBRIER COS INC 18,750,000 20,015 0.04% PRN
17 ALTRA INDL MOTION CORP 17,500,000 19,862 0.04% PRN
18 LGIH 12,750,000 19,826 0.04% PRN
19 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
20 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
21 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
22 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
23 HOLOGIC INC 15,389,000 18,716 0.04% PRN
24 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
25 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
26 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
27 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
28 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
29 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
30 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
31 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
32 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
33 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
34 WORKDAY INC 15,000,000 16,725 0.04% PRN
35 SPDR SERIES TRUST 541,467 16,666 0.04% PRN
36 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.03% PRN
37 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.03% PRN
38 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.03% PRN
39 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
40 POWERSHARES ETF TR II 852,030 15,677 0.03% PRN
41 SOLAZYME INC 29,287,000 15,064 0.03% PRN
42 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
43 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
44 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
45 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
46 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
47 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
48 TESARO INC 5,000,000 12,534 0.03% PRN
49 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
50 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
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