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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
351 DENTSPLY SIRONA INC 204,460 12,684 0.03%
352 UNITEDHEALTH GROUP INC 89,669 12,661 0.03%
353 TESARO INC 5,000,000 12,534 0.03% PRN
354 METTLER-TOLEDO 34,325 12,525 0.03%
355 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 1,331,905 12,426 0.03%
356 QUINTILES IMS HOLDINGS INC 189,823 12,399 0.03%
357 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
358 COCA COLA EUROPEAN PARTNERS 344,979 12,312 0.03%
359 INFOSYS LTD 683,228 12,195 0.03%
360 VALIDUS HOLDINGS LTD 249,341 12,115 0.03%
361 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
362 LIBERTY MEDIA CORP 20,509,000 11,946 0.03%
363 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
364 ARGO GROUP INTERNATIONAL 229,828 11,928 0.03%
365 HOME BANCSHARES INC 601,320 11,900 0.03%
366 PNC FINL SVCS GROUP INC 146,215 11,900 0.03%
367 Exelexis 8,000,000 11,895 0.03% PRN
368 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
369 COWEN GROUP INC NEW 13,000,000 11,797 0.03% PRN
370 LEIDOS HLDGS INC 244,655 11,711 0.03%
371 WAL-MART STORES INC 159,754 11,665 0.03%
372 CHURCH & DWIGHT 112,334 11,558 0.03%
373 DR REDDYS LABS LTD 223,828 11,466 0.03%
374 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 16,150,000 11,456 0.03% PRN
375 MERITAGE HOMES CORP 11,424,000 11,416 0.03% PRN
376 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.03% PRN
377 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 10,370,000 11,309 0.03% PRN
378 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 11,108,000 11,232 0.03% PRN
379 WEBSTER FINL CORP CONN 329,352 11,181 0.03%
380 PINNACLE WEST 136,784 11,087 0.03%
381 VANECK VECTORS ETF TR 397,739 11,077 0.03% PRN
382 REDWOOD TR INC 11,089,000 11,012 0.03% PRN
383 JOHNSON CTLS INTL PLC 246,395 10,905 0.03%
384 ARTISAN PARTNERS ASSET MGMT 381,748 10,566 0.02%
385 SABRE CORP 393,842 10,551 0.02%
386 DARDEN RESTAURANTS INC 166,479 10,544 0.02%
387 NORDSON CORP 125,538 10,496 0.02%
388 STERIS PLC SHS USD 151,982 10,448 0.02%
389 CARTERS INC 98,116 10,446 0.02%
390 BLACKROCK SCIENCE & TECH TR 626,378 10,335 0.02%
391 SJW CORP 262,380 10,332 0.02%
392 BEACON ROOFING SUPPLY INC 226,415 10,295 0.02%
393 BAIDU INC 62,001 10,239 0.02%
394 UNION PAC CORP 117,116 10,218 0.02%
395 DISNEY WALT CO 103,566 10,130 0.02%
396 REAL IND INC COM 1,303,274 10,126 0.02%
397 ITAU UNIBANCO HLDG SA 1,072,289 10,122 0.02%
398 TENNANT CO 187,367 10,093 0.02%
399 EXTRA SPACE STORAGE INC 108,860 10,073 0.02%
400 SPDR S&P 500 ETF TR 47,935 10,043 0.02%
Page 8 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 10,737,066 1,172,809 2.47%
2 ALPHABET INC 1,611,350 1,133,632 2.39%
3 P T TELEKOMUNIKASI INDONESIA 17,712,961 1,088,638 2.30%
4 NETEASE INC 5,364,231 1,036,476 2.19%
5 ZOETIS INC 21,379,150 1,014,654 2.14%
6 BAIDU INC 6,075,976 1,003,447 2.12%
7 CISCO SYS INC 32,971,452 945,950 2.00%
8 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
9 PROCTER AND GAMBLE CO 9,988,634 845,737 1.78%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,834,348 808,784 1.71%
11 PFIZER INC 21,965,958 773,420 1.63%
12 TEVA PHARMACEUTICAL INDS LTD 15,172,661 762,122 1.61%
13 MOLSON COORS BREWING CO 7,272,020 735,419 1.55%
14 HONEYWELL INTL INC 5,805,143 675,253 1.42%
15 APPLE INC 6,859,150 655,734 1.38%
16 CSX CORP 24,588,101 641,257 1.35%
17 MICROSOFT CORP 12,243,232 626,485 1.32%
18 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
19 AMBEV SA 93,544,310 552,846 1.17%
20 ROCKWELL AUTOMATION INC 4,730,161 543,117 1.15%
21 NORFOLK SOUTHERN CORP 6,334,847 539,285 1.14%
22 MOBILE TELESYSTEMS PJSC 62,133,839 514,468 1.09%
23 KELLOGG CO 6,157,951 502,796 1.06%
24 EBAY INC 20,915,978 489,642 1.03%
25 ALLERGAN PLC 2,100,221 485,339 1.02%
26 UNION PAC CORP 5,256,475 458,627 0.97%
27 UNION PAC CORP 5,144,539 448,861 0.95%
28 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
29 MADISON SQUARE GARDEN CO NEW 2,415,262 416,656 0.88%
30 VISA INC 5,509,690 408,653 0.86%
31 YPF SOCIEDAD ANONIMA 20,231,295 388,440 0.82%
32 BANK AMER CORP 28,768,637 381,760 0.81%
33 COPART INC 7,714,271 378,076 0.80%
34 SKYWORKS SOLUTIONS INC 5,882,286 372,231 0.79%
35 SIGNET JEWELERS LIMITED 4,393,698 362,084 0.76%
36 ALPHABET INC 499,513 345,713 0.73%
37 TYCO INTL PLC SHS 7,940,514 338,265 0.71%
38 UNITED TECHNOLOGIES CORP 3,277,517 336,109 0.71%
39 CHECK POINT SOFTWARE TECH LT 4,199,094 334,583 0.71%
40 INTERCONTINENTAL EXCHANGE IN 1,306,387 334,383 0.71%
41 WELLS FARGO & CO NEW 6,726,209 318,351 0.67%
42 CVS HEALTH CORP 3,249,349 311,092 0.66%
43 STRYKER CORP 2,579,896 309,148 0.65%
44 LILLY ELI & CO 3,844,992 302,793 0.64%
45 EATON CORP PLC 5,062,682 302,393 0.64%
46 DELPHI AUTOMOTIVE PLC 4,779,457 299,194 0.63%
47 JOHNSON & JOHNSON 2,458,236 298,183 0.63%
48 AT&T INC 6,886,006 297,544 0.63%
49 NXP SEMICONDUCTORS N V 3,754,383 294,117 0.62%
50 CROWN HOLDINGS INC 5,659,879 286,786 0.61%
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