| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,781,018 | 44,607,000 | 25.13% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 3,455,395 | 32,239,000 | 18.16% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,345,920 | 12,557,000 | 7.07% | ||
| 4 | 1607 Capital Partners, LLC | 1,270,950 | 11,858,000 | 6.68% | ||
| 5 | UBS Group AG | 1,253,639 | 11,696,000 | 6.59% | ||
| 6 | Advisors Asset Management, Inc. | 1,011,329 | 9,436,000 | 5.32% | ||
| 7 | MORGAN STANLEY | 726,770 | 6,781,000 | 3.82% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 628,210 | 5,862,000 | 3.30% | ||
| 9 | DESCHUTES PORTFOLIO STRATEGY, LLC | 588,245 | 5,488,000 | 3.09% | ||
| 10 | WELLS FARGO & COMPANY/MN | 520,492 | 4,856,000 | 2.74% | ||
| 11 | COHEN & STEERS, INC. | 454,917 | 4,244,000 | 2.39% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 420,319 | 3,922,000 | 2.21% | ||
| 13 | Vident Investment Advisory, LLC | 337,047 | 3,145,000 | 1.77% | ||
| 14 | Invesco Ltd. | 305,215 | 2,848,000 | 1.60% | ||
| 15 | NEWGATE CAPITAL MANAGEMENT LLC | 257,692 | 2,379,000 | 1.34% | ||
| 16 | DOLIVER ADVISORS, LP | 245,220 | 2,305,000 | 1.30% | ||
| 17 | MARINER INVESTMENT GROUP LLC | 204,629 | 1,909,000 | 1.08% | ||
| 18 | BANK OF MONTREAL /CAN/ | 120,000 | 1,120,000 | 0.63% | ||
| 19 | BRINKER CAPITAL INC | 82,835 | 773,000 | 0.44% | ||
| 20 | TFS CAPITAL LLC | 82,785 | 772,000 | 0.43% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 77,490 | 723,000 | 0.41% | ||
| 22 | OPPENHEIMER & CO INC | 72,539 | 677,000 | 0.38% | ||
| 23 | Global Endowment Management, LP | 60,000 | 560,000 | 0.32% | ||
| 24 | SG Americas Securities, LLC | 58,115 | 542,000 | 0.31% | ||
| 25 | SOCIETE GENERALE | 58,115 | 542,000 | 0.31% | ||
| 26 | RELATIVE VALUE PARTNERS GROUP, LLC | 57,277 | 529,000 | 0.30% | ||
| 27 | Curi Capital, LLC | 52,977 | 494,000 | 0.28% | ||
| 28 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 46,459 | 434,000 | 0.24% | ||
| 29 | Oxbow Advisors, LLC | 45,805 | 427,000 | 0.24% | ||
| 30 | AQR ARBITRAGE LLC | 45,033 | 420,000 | 0.24% | ||
| 31 | CITIGROUP INC | 36,969 | 345,000 | 0.19% | ||
| 32 | ROYAL BANK OF CANADA | 36,311 | 338,000 | 0.19% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 34,967 | 326,000 | 0.18% | ||
| 34 | Saba Capital Management, L.P. | 27,143 | 253,000 | 0.14% | ||
| 35 | Round Table Services, LLC | 23,900 | 223,000 | 0.13% | ||
| 36 | ROBINSON CAPITAL MANAGEMENT, LLC | 22,010 | 205,000 | 0.12% | ||
| 37 | GEODE CAPITAL MANAGEMENT, LLC | 21,450 | 200,000 | 0.11% | PRN | |
| 38 | LPL Financial LLC | 20,229 | 189,000 | 0.11% | ||
| 39 | ADVISOR GROUP, INC. | 17,400 | 162,000 | 0.09% | ||
| 40 | Janney Montgomery Scott LLC | 13,867 | 145,000 | 0.08% | ||
| 41 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 15,500 | 145,000 | 0.08% | ||
| 42 | WEDBUSH SECURITIES INC | 13,034 | 122,000 | 0.07% | ||
| 43 | RAYMOND JAMES TRUST N.A. | 12,000 | 112,000 | 0.06% | ||
| 44 | Commonwealth Equity Services, Inc | 11,674 | 109,000 | 0.06% | ||
| 45 | Linscomb Wealth, Inc. | 10,902 | 102,000 | 0.06% | ||
| 46 | Concert Wealth Management Inc. | 10,043 | 94,000 | 0.05% | ||
| 47 | BALDWIN WEALTH PARTNERS LLC/MA | 8,000 | 75,000 | 0.04% | ||
| 48 | FIFTH THIRD BANCORP | 4,550 | 42,000 | 0.02% | ||
| 49 | Creative Planning | 4,125 | 38,000 | 0.02% | ||
| 50 | Klingman & Associates, LLC | 2,538 | 24,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
