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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ZOETIS INC 19,548,105 927,753 2.13%
2 ZOETIS INC 631,290 29,961 0.07%
3 ZOETIS INC 8,770 416 0.00%
4 ZHAOPIN LTD 350,000 5,085 0.01%
5 YPF SOCIEDAD ANONIMA 18,754,113 360,078 0.83%
6 YPF SOCIEDAD ANONIMA 503,600 9,669 0.02%
7 YELP INC 84,785 2,574 0.01%
8 YANDEX N V 3,056,356 66,781 0.15%
9 Xerox Corp 508,805 4,828 0.01%
10 XCEL ENERGY INC 471,949 21,133 0.05%
11 XCEL ENERGY INC 30,670 1,373 0.00%
12 WYNDHAM WORLDWIDE CORP 7,255 516 0.00%
13 WYNDHAM WORLDWIDE CORP 44,782 3,189 0.01%
14 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
15 WP GLIMCHER IN 223,815 2,504 0.01%
16 WORKDAY INC 43,300 3,233 0.01%
17 WORKDAY INC 15,000,000 16,725 0.04% PRN
18 WOODWARD INC 392,098 22,600 0.05%
19 WNS HOLDINGS LTD 10,681 288 0.00%
20 WIPRO LIMITED SPON ADR 1 SH 1,064 13 0.00%
21 WINTHROP RLTY TR 1,100 9 0.00%
22 WILLIS TOWERS WATSON PUB LTD 841 104 0.00%
23 WHITING PETE CORP NEW 5,000,000 3,981 0.01% PRN
24 WHIRLPOOL CORP 994 165 0.00%
25 WEYERHAEUSER CO 45,842 1,364 0.00%
26 WESTROCK CO 48 1 0.00%
27 WESTPAC BKG CORP 9,000 198 0.00%
28 WESTAR ENERGY 3,616 202 0.00%
29 WELLTOWER INC 38,845 2,958 0.01%
30 WELLS FARGO CO NEW 6,597,323 312,251 0.72%
31 WELLS FARGO CO NEW 1,000 47 0.00%
32 WELLCARE HEALTH PLANS INC 36,773 3,945 0.01%
33 WEIBO CORP 200 5 0.00%
34 WEBSTER FINL CORP CONN 329,352 11,181 0.03%
35 WEBSITE PROS INC COM 47,800 869 0.00%
36 WEBMD HEALTH CORP 13,420,000 17,102 0.04% PRN
37 WEB COM GROUP INC 7,500,000 6,932 0.02% PRN
38 WEATERFORD BERMUDA 17,500,000 19,064 0.04% PRN
39 WATERS CORP 7,334 1,031 0.00%
40 WATERS CORP 45,525 6,403 0.01%
41 WASTE MGMT INC DEL 270 17 0.00%
42 WASTE CONNECTIONS INC 690 49 0.00%
43 WASHINGTON REAL ESTATE INVT 900 28 0.00%
44 WALTER INVT MGMT CORP 400,000 160 0.00% PRN
45 WALGREENS BOOTS ALLIANCE INC 6,100 507 0.00%
46 WALGREENS BOOTS ALLIANCE INC 3,214,186 267,645 0.62%
47 WALGREENS BOOTS ALLIANCE INC 2,370 197 0.00%
48 WAL-MART STORES INC 159,754 11,665 0.03%
49 WAL-MART STORES INC 9,775 713 0.00%
50 WABCO HLDGS INC 3,932 360 0.00%
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
351 Grupo Aeroportuario Del Pacifi 128,098 13,146 0.03%
352 FIFTH THIRD BANCORP 745,081 13,105 0.03%
353 DOUGLAS DYNAMICS INC 507,823 13,066 0.03%
354 Philippine Long Dst Adrf 290,500 12,947 0.03%
355 MCDONALDS CORP 107,323 12,915 0.03%
356 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
357 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
358 DENTSPLY SIRONA INC 204,655 12,696 0.03%
359 UNITEDHEALTH GROUP INC 89,697 12,665 0.03%
360 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 1,345,920 12,557 0.03%
361 TESARO INC 5,000,000 12,534 0.03% PRN
362 METTLER TOLEDO INTERNATIONAL 34,334 12,529 0.03%
363 QUINTILES IMS HOLDINGS INC 189,823 12,399 0.03%
364 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
365 MEDNAX INC 170,540 12,352 0.03%
366 COCA COLA EUROPEAN PARTNERS 345,282 12,323 0.03%
367 INFOSYS LTD 683,228 12,195 0.03%
368 VALIDUS HOLDINGS LTD 249,602 12,128 0.03%
369 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
370 LIBERTY MEDIA CORP 20,509,000 11,946 0.03% PRN
371 ARGO GROUP INTERNATIONAL 230,070 11,940 0.03%
372 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
373 HOME BANCSHARES INC COM 601,892 11,911 0.03%
374 PNC FINL SVCS GROUP INC 146,215 11,900 0.03%
375 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
376 Exelexis 8,000,000 11,895 0.03% PRN
377 COWEN INC 13,000,000 11,797 0.02% PRN
378 LEIDOS HLDGS INC 244,892 11,722 0.02%
379 MORGAN STANLEY ASIA PAC FD I 846,393 11,680 0.02%
380 CHURCH & DWIGHT 112,334 11,558 0.02%
381 CANADIAN NATL RY CO 195,623 11,553 0.02%
382 DR REDDYS LABS LTD 223,828 11,466 0.02%
383 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 16,150,000 11,456 0.02% PRN
384 MERITAGE HOMES CORP NOTE 1.875 9/1 11,424,000 11,416 0.02% PRN
385 ARTISAN PARTNERS ASSET MGMT 411,972 11,403 0.02%
386 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
387 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 10,370,000 11,309 0.02% PRN
388 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 11,108,000 11,232 0.02% PRN
389 WEBSTER FINL CORP CONN 329,665 11,192 0.02%
390 LASALLE HOTEL PPTYS 473,700 11,169 0.02%
391 PINNACLE WEST 136,784 11,087 0.02%
392 VANECK VECTORS ETF TR 397,739 11,077 0.02% PRN
393 SPDR S&P 500 ETF TR 52,836 11,070 0.02%
394 AMERICAN EXPRESS CO 181,922 11,053 0.02%
395 INTERNATIONAL GAME TECHNOLOG 587,821 11,015 0.02%
396 REDWOOD TR INC NOTE 4.625 4/1 11,089,000 11,012 0.02% PRN
397 JOHNSON CTLS INTL PLC 246,395 10,905 0.02%
398 SABRE CORP 393,842 10,551 0.02%
399 DARDEN RESTAURANTS INC 166,501 10,546 0.02%
400 ABERDEEN JAPAN EQUITY FD INC 1,365,492 10,473 0.02%
Page 8 of 30