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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 435,136 48,983 0.11% PRN
2 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.10% PRN
3 ISHARES TR 355,060 40,455 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.09% PRN
5 ISHARES TR 269,537 33,080 0.08% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.06% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
14 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
15 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
16 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
17 LGIH 12,750,000 19,826 0.05% PRN
18 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
19 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
20 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
21 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
22 HOLOGIC INC 15,389,000 18,716 0.04% PRN
23 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
24 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
25 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
26 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
27 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
28 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
29 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
30 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
31 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
32 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
33 WORKDAY INC 15,000,000 16,725 0.04% PRN
34 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
35 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
36 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
37 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
38 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
39 SOLAZYME INC 29,287,000 15,064 0.03% PRN
40 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
41 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
42 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
43 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
44 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
45 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
46 TESARO INC 5,000,000 12,534 0.03% PRN
47 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
48 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
49 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
50 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
451 CABLE ONE INC 17,178 8,785 0.02%
452 NEWFIELD EXPL CO 198,667 8,777 0.02%
453 NORDSTROM INC 226,095 8,602 0.02%
454 TRIMAS CORP COM NEW 473,329 8,519 0.02%
455 ALTRIA GROUP INC 122,942 8,478 0.02%
456 BROWN & BROWN INC 223,859 8,387 0.02%
457 OWENS CORNING NEW 162,068 8,349 0.02%
458 LAUDER ESTEE COS INC 91,116 8,293 0.02%
459 ABBVIE INC 133,947 8,292 0.02%
460 HOUGHTON MIFFLIN HARCOURT CO 525,721 8,217 0.02%
461 NIELSEN HLDGS PLC 155,273 8,069 0.02%
462 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 9,191,000 7,967 0.02% PRN
463 POLARIS INDS INC 97,180 7,945 0.02%
464 MAXIM INTEGR 221,864 7,918 0.02%
465 DELTA AIRLINES INC DEL 217,291 7,915 0.02%
466 AMAG PHARMACEUTICALS INC 7,128,000 7,885 0.02% PRN
467 MCKESSON CORP 42,217 7,879 0.02%
468 INTERNATIONAL FLAVORS&FRAGRA 62,459 7,874 0.02%
469 LUXOFT HLDG INC 150,925 7,851 0.02%
470 JONES LANG LASALLE 79,801 7,776 0.02%
471 MORNINGSTAR INC 94,673 7,742 0.02%
472 CSW INDUSTRIALS INC COM 236,967 7,727 0.02%
473 PFIZER INC 219,376 7,724 0.02%
474 AMERICAN TOWER CORP NEW 67,412 7,658 0.02%
475 CARNIVAL CORP 172,900 7,642 0.02%
476 AMERICA MOVIL SAB DE CV 619,770 7,598 0.02%
477 UNUM GROUP 238,398 7,578 0.02%
478 V F CORP 122,833 7,553 0.02%
479 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,351,626 7,542 0.02%
480 CHUBB LIMITED 57,629 7,532 0.02%
481 GENERAC HLDGS INC 213,703 7,471 0.02%
482 QUIDEL CORP 8,005,000 7,454 0.02% PRN
483 GRUPO SUPERVIELLE S A 581,300 7,434 0.02%
484 THAI FD INC 933,764 7,386 0.02%
485 TELEFONICA BRASIL SA 542,033 7,371 0.02%
486 LATIN AMERN DISCOVERY FD INC 793,296 7,330 0.02%
487 CELLECTIS S A 275,349 7,321 0.02%
488 ISHARES MSCI EUROPE SMALL-CAP ETF 175,685 7,312 0.02%
489 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
490 EMERSON ELEC CO 137,427 7,168 0.02%
491 FIDELITY NATL INFORMATION SV 97,057 7,151 0.02%
492 GENERAL DYNAMICS CORP 50,710 7,060 0.01%
493 CTRIP COM INTL LTD 6,500,000 7,056 0.01% PRN
494 VANGUARD SCOTTSDALE FDS 87,019 7,034 0.01% PRN
495 MEXICO EQUITY & INE FD 641,806 6,989 0.01%
496 GABELLI DIVID INCOME TR 363,440 6,952 0.01%
497 WEB COM GROUP INC 7,500,000 6,932 0.01% PRN
498 NIKE INC 123,716 6,829 0.01%
499 TORO CO 77,032 6,794 0.01%
500 MOTOROLA SOLUTIONS INC 102,840 6,784 0.01%
Page 10 of 30