Dark
Light
System
Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 435,136 48,983 0.11% PRN
2 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.10% PRN
3 ISHARES TR 355,060 40,455 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.09% PRN
5 ISHARES TR 269,537 33,080 0.08% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.06% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
14 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
15 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
16 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
17 LGIH 12,750,000 19,826 0.05% PRN
18 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
19 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
20 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
21 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
22 HOLOGIC INC 15,389,000 18,716 0.04% PRN
23 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
24 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
25 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
26 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
27 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
28 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
29 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
30 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
31 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
32 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
33 WORKDAY INC 15,000,000 16,725 0.04% PRN
34 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
35 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
36 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
37 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
38 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
39 SOLAZYME INC 29,287,000 15,064 0.03% PRN
40 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
41 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
42 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
43 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
44 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
45 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
46 TESARO INC 5,000,000 12,534 0.03% PRN
47 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
48 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
49 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
50 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
551 AIR LEASE CORP 188,658 5,052 0.01%
552 BERRY PLASTICS GROUP INC 129,073 5,014 0.01%
553 DOW CHEM CO 100,259 4,983 0.01%
554 PROCTER AND GAMBLE CO 58,577 4,959 0.01%
555 PORTOLA PHARMACEUTICALS INC 207,442 4,895 0.01%
556 SPECTRUM PHARMACEUTICALS INC 5,262,000 4,883 0.01% PRN
557 XEROX CORP 508,805 4,828 0.01%
558 FXCM INC 12,965,000 4,788 0.01% PRN
559 CREDIT SUISSE NASSAU 191,375 4,782 0.01%
560 CARNIVAL CORP 108,095 4,777 0.01%
561 CATALENT INC 206,900 4,756 0.01%
562 OMNICOM GROUP INC 57,963 4,723 0.01%
563 TURKCELL ILETISIM HIZMETLERI 513,500 4,698 0.01%
564 NATIONAL STORAGE AFFILIATES 224,920 4,682 0.01%
565 CROWN HOLDINGS INC 91,787 4,650 0.01%
566 SANOFI 110,784 4,636 0.01%
567 SEQUENOM INC 7,900,000 4,621 0.01% PRN
568 SKYWORKS SOLUTIONS INC 72,976 4,617 0.01%
569 LMP CAP & INCOME FD INC 349,232 4,585 0.01%
570 MSCI INC 59,382 4,579 0.01%
571 SPDR SER TR 92,842 4,556 0.01% PRN
572 SAP SE 59,300 4,448 0.01%
573 AMERICAN HOMES 4 RENT CL A 212,665 4,355 0.01%
574 BERKSHIRE HATHAWAY INC DEL 30,050 4,350 0.01%
575 HEXCEL CORP NEW COM 102,765 4,279 0.01%
576 CHENIERE ENERGY INC 7,430,000 4,235 0.01% PRN
577 PAYPAL HLDGS INC 113,855 4,156 0.01%
578 IDEXX LAB 44,757 4,156 0.01%
579 COLONY CAPITAL CL A ORD 264,606 4,061 0.01%
580 MADISON SQUARE GARDEN CO NEW 23,536 4,060 0.01%
581 VENTAS INC 55,365 4,031 0.01%
582 WHITING PETE CORP NEW 5,000,000 3,981 0.01% PRN
583 WELLCARE HEALTH PLANS INC 36,773 3,945 0.01%
584 RTW HLDGS INC 3,998,000 3,933 0.01% PRN
585 TOTAL S A 81,598 3,924 0.01%
586 AMYRIS INC 8,105,000 3,910 0.01% PRN
587 HSBC HLDGS PLC 124,400 3,894 0.01%
588 MICRON TECHNOLOGY INC SR SB CV NT 3 43 5,000,000 3,843 0.01% PRN
589 CBRE GROUP INC 143,618 3,803 0.01%
590 ARRIS INTL INC 181,411 3,802 0.01%
591 ELECTRONICS FOR IMAGING INC 3,500,000 3,760 0.01% PRN
592 MACQUARIE GLOBAL INFRASTRUCT 175,357 3,752 0.01%
593 BP PLC 105,591 3,749 0.01%
594 TENARIS S A 127,733 3,683 0.01%
595 TARENA INTL INC 356,300 3,680 0.01%
596 LIBERTY MEDIA CORP 6,294,000 3,674 0.01%
597 FLEETMATICS GROUP PLC 83,740 3,628 0.01%
598 BAIDU INC 21,710 3,585 0.01%
599 EQUITY LIFESTYLE PPTYS INC 44,542 3,565 0.01%
600 EDISON INTL 45,600 3,541 0.01%
Page 12 of 30