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LMP CAP & INCOME FD INC
LMP CAP & INCOME FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 46 Institutional holders with a total value of $73,694,758.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 775,913 10,188,000 13.82%
2 MORGAN STANLEY 675,152 8,865,000 12.03%
3 RAYMOND JAMES & ASSOCIATES 634,184 8,327,000 11.30%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 589,097 7,735,000 10.50%
5 LAZARD ASSET MANAGEMENT LLC 349,232 4,585,000 6.22%
6 CORNERSTONE ADVISORS INC 295,693 3,882,000 5.27%
7 Invesco Ltd. 242,888 3,189,000 4.33%
8 COHEN & STEERS, INC. 240,611 3,159,000 4.29%
9 BANK OF AMERICA CORP /DE/ 218,847 2,873,000 3.90%
10 Advisors Asset Management, Inc. 217,933 2,861,000 3.88%
11 WOLVERINE ASSET MANAGEMENT LLC 173,493 2,277,000 3.09%
12 DESCHUTES PORTFOLIO STRATEGY, LLC 172,512 2,265,000 3.07%
13 1607 Capital Partners, LLC 150,721 1,979,000 2.69%
14 Raymond James Financial Services Advisors, Inc. 117,969 1,549,000 2.10%
15 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 115,475 1,516,000 2.06%
16 GUGGENHEIM CAPITAL LLC 104,020 1,366,000 1.85%
17 MARINER INVESTMENT GROUP LLC 91,388 1,200,000 1.63%
18 Shaker Financial Services, LLC 46,642 612,000 0.83%
19 AQR ARBITRAGE LLC 39,917 524,000 0.71%
20 CUE ADVISORY SERVICES, INC. 38,323 503,000 0.68%
21 Thomas J. Herzfeld Advisors, Inc. 32,312 424,000 0.58%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 30,082 397,000 0.54%
23 Coe Capital Management, LLC 30,000 393,900 0.53%
24 ROYAL BANK OF CANADA 29,880 392,000 0.53%
25 Private Advisor Group, LLC 24,971 330,000 0.45%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 24,533 319,000 0.43%
27 ENVESTNET ASSET MANAGEMENT INC 24,104 316,000 0.43%
28 OPPENHEIMER & CO INC 24,025 315,000 0.43%
29 Saba Capital Management, L.P. 18,712 246,000 0.33%
30 UBS Group AG 12,925 170,000 0.23%
31 LPL Financial LLC 12,381 164,000 0.22%
32 RAYMOND JAMES TRUST N.A. 11,682 153,000 0.21%
33 Klingman & Associates, LLC 11,600 152,000 0.21%
34 DOLIVER ADVISORS, LP 10,068 133,000 0.18%
35 ADVISOR GROUP, INC. 8,933 116,000 0.16%
36 CITIGROUP INC 8,268 109,000 0.15%
37 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,300 30,000 0.04%
38 PNC FINANCIAL SERVICES GROUP, INC. 1,756 22,000 0.03%
39 MSI Financial Services Inc 1,316 17,000 0.02%
40 WEALTHPLAN PARTNERS, LLC 1,500 9,858 0.01%
41 BELLWETHER INVESTMENT GROUP, LLC 605 8,000 0.01%
42 Tortoise Investment Management, LLC 500 7,000 0.01%
43 MOSAIC FAMILY WEALTH, LLC 412 6,000 0.01%
44 MCF Advisors LLC 400 5,000 0.01%
45 PENSERRA CAPITAL MANAGEMENT LLC 191 3,000 0.00%
46 Tower Research Capital LLC (TRC) 115 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.