| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 3,551,951 | 88,763,000 | 19.68% | ||
| 2 | JANE STREET GROUP, LLC | 2,364,816 | 59,097,000 | 13.10% | ||
| 3 | Assured Investment Management LLC | 2,301,037 | 58,696,000 | 13.01% | ||
| 4 | Solus Alternative Asset Management LP | 2,000,000 | 49,980,000 | 11.08% | ||
| 5 | UBS Group AG | 1,780,961 | 44,506,000 | 9.87% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,550,000 | 38,735,000 | 8.59% | ||
| 7 | GOLDMAN SACHS GROUP INC | 924,139 | 23,094,000 | 5.12% | ||
| 8 | LPL Financial LLC | 569,063 | 14,858,000 | 3.29% | ||
| 9 | CITIGROUP INC | 501,100 | 12,522,000 | 2.78% | ||
| 10 | FLOW TRADERS U.S. LLC | 417,115 | 10,424,000 | 2.31% | ||
| 11 | DRW Securities, LLC | 353,101 | 8,824,000 | 1.96% | ||
| 12 | Clark Capital Management Group, Inc. | 198,167 | 4,953,000 | 1.10% | ||
| 13 | LAZARD ASSET MANAGEMENT LLC | 191,375 | 4,782,000 | 1.06% | ||
| 14 | MORGAN STANLEY | 152,460 | 3,810,000 | 0.84% | ||
| 15 | NOMURA HOLDINGS INC | 150,000 | 3,760,000 | 0.83% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 143,895 | 3,596,000 | 0.80% | ||
| 17 | FIFTH THIRD BANCORP | 143,316 | 3,581,000 | 0.79% | ||
| 18 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 93,200 | 2,329,000 | 0.52% | ||
| 19 | Tuttle Capital Management, LLC | 78,476 | 2,047,000 | 0.45% | ||
| 20 | TOEWS CORP /ADV | 74,469 | 1,871,000 | 0.41% | ||
| 21 | OLD MISSION CAPITAL LLC | 74,623 | 1,865,000 | 0.41% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 50,969 | 1,274,000 | 0.28% | ||
| 23 | FNY Managed Accounts LLC | 50,000 | 1,249,500 | 0.28% | ||
| 24 | DEUTSCHE BANK AG\ | 3,682,743 | 920,000 | 0.20% | PRN | |
| 25 | Quinn Opportunity Partners LLC | 34,000 | 850,000 | 0.19% | ||
| 26 | Creative Planning | 32,000 | 800,000 | 0.18% | ||
| 27 | Tower Research Capital LLC (TRC) | 22,427 | 560,000 | 0.12% | ||
| 28 | TWO SIGMA SECURITIES, LLC | 18,392 | 460,000 | 0.10% | ||
| 29 | CIBC WORLD MARKET INC. | 18,243 | 456,000 | 0.10% | ||
| 30 | IFP ADVISORS, INC | 15,804 | 395,000 | 0.09% | ||
| 31 | KSA CAPITAL MANAGEMENT, LLC | 10,000 | 250,000 | 0.06% | ||
| 32 | SCOTIA CAPITAL INC. | 10,000 | 250,000 | 0.06% | ||
| 33 | Compagnie Lombard Odier SCmA | 9,650 | 241,000 | 0.05% | ||
| 34 | Virtu KCG Holdings LLC | 9,588 | 240,000 | 0.05% | ||
| 35 | Nationwide Fund Advisors | 8,210 | 205,000 | 0.05% | ||
| 36 | LINCOLN NATIONAL CORP | 8,024 | 201,000 | 0.04% | ||
| 37 | BANK OF AMERICA CORP /DE/ | 6,100 | 152,000 | 0.03% | ||
| 38 | ENVESTNET ASSET MANAGEMENT INC | 5,699 | 142,000 | 0.03% | ||
| 39 | Walleye Trading LLC | 3,000 | 75,000 | 0.02% | ||
| 40 | WESPAC ADVISORS SOCAL, LLC | 2,800 | 69,972 | 0.02% | ||
| 41 | BASSO CAPITAL MANAGEMENT, L.P. | 2,500 | 62,000 | 0.01% | ||
| 42 | Thomas J. Herzfeld Advisors, Inc. | 2,500 | 62,000 | 0.01% | ||
| 43 | KRILOGY FINANCIAL LLC | 1,428 | 36,000 | 0.01% | ||
| 44 | ADVISOR GROUP, INC. | 1,300 | 32,000 | 0.01% | ||
| 45 | Carroll Financial Associates, Inc. | 650 | 16,000 | 0.00% | ||
| 46 | Financial Architects, Inc | 500 | 12,000 | 0.00% | ||
| 47 | WealthTrust-Arizona, LLC | 400 | 10,000 | 0.00% | ||
| 48 | NEWFOUND RESEARCH LLC | 173 | 4,000 | 0.00% | ||
| 49 | Vantage Investment Advisors, LLC | 150 | 4,000 | 0.00% | ||
| 50 | BNP PARIBAS FINANCIAL MARKETS | 100 | 2,499 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
