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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 435,136 48,983 0.11% PRN
2 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.10% PRN
3 ISHARES TR 355,060 40,455 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.09% PRN
5 ISHARES TR 269,537 33,080 0.08% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.06% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
14 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
15 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
16 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
17 LGIH 12,750,000 19,826 0.05% PRN
18 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
19 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
20 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
21 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
22 HOLOGIC INC 15,389,000 18,716 0.04% PRN
23 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
24 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
25 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
26 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
27 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
28 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
29 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
30 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
31 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
32 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
33 WORKDAY INC 15,000,000 16,725 0.04% PRN
34 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
35 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
36 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
37 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
38 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
39 SOLAZYME INC 29,287,000 15,064 0.03% PRN
40 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
41 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
42 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
43 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
44 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
45 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
46 TESARO INC 5,000,000 12,534 0.03% PRN
47 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
48 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
49 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
50 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
151 NORFOLK SOUTHERN CORP 543,262 46,247 0.10%
152 NEWMONT CORP 1,160,940 45,415 0.10%
153 RAYTHEON CO 326,708 44,415 0.09%
154 ADAMS DIVERSIFIED EQUITY FD 3,441,704 43,606 0.09%
155 ASA GOLD AND PRECIOUS MTLS L 2,946,210 43,545 0.09%
156 ISHARES TR 370,948 42,265 0.09% PRN
157 STATE STR CORP 783,652 42,254 0.09%
158 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.09% PRN
159 AMERICAN CAMPUS CMNTYS INC 779,131 41,192 0.09%
160 SIMON PPTY GROUP INC NEW 188,254 40,832 0.09%
161 TAIWAN SEMICONDUCTOR MFG LTD 1,539,211 40,373 0.09%
162 AES CORP 3,230,726 40,319 0.09%
163 INTEL CORP 1,215,029 39,852 0.08%
164 AON PLC 363,369 39,690 0.08%
165 3M CO 222,118 38,897 0.08%
166 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.08% PRN
167 ALPHABET INC 53,382 37,555 0.08%
168 MORGAN STANLEY EMERGING MKTS FD INC 2,784,273 36,975 0.08%
169 CHINA FD INC 2,549,399 36,864 0.08%
170 NEW GERMANY FD INC 2,824,298 36,715 0.08%
171 VIPSHOP HLDGS LTD 3,265,734 36,478 0.08%
172 AMERICAN ELEC PWR INC 505,738 35,447 0.07%
173 Japan Smaller Capitalizationfd Inc Common 3,610,361 35,309 0.07%
174 COLGATE PALMOLIVE CO 475,713 34,822 0.07%
175 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 5,939,910 34,510 0.07%
176 EVEREST RE GROUP LTD 187,036 34,165 0.07%
177 ACCENTURE PLC IRELAND 300,981 34,098 0.07%
178 ISHARES TR 723,137 33,835 0.07%
179 JPMORGAN CHASE & CO 543,000 33,742 0.07%
180 SWISS HELVETIA FD INC 3,221,089 33,338 0.07%
181 ABBOTT LABS 844,196 33,185 0.07%
182 ISHARES TR 269,537 33,080 0.07% PRN
183 CNOOC LTD 264,214 32,936 0.07%
184 TAIWAN SEMICONDUCTOR MFG LTD 1,253,408 32,876 0.07%
185 VANGUARD INTL EQUITY INDEX F 704,277 32,861 0.07%
186 KOREA FD 982,408 31,761 0.07%
187 FMC TECHNOLOGIES INC 1,189,052 31,712 0.07%
188 ISHARES TR 210,907 31,507 0.07%
189 MOLSON COORS BREWING CO 311,148 31,466 0.07%
190 CLOROX CO DEL 226,065 31,285 0.07%
191 CABOT OIL & GAS CORP 1,202,879 30,962 0.07%
192 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
193 CONCHO RESOURCES 255,404 30,462 0.06%
194 NETEASE INC 156,100 30,161 0.06%
195 O REILLY AUTOMOTIVE INC NEW 110,983 30,087 0.06%
196 ZOETIS INC 631,896 29,989 0.06%
197 CSX CORP 1,146,479 29,900 0.06%
198 INGEVITY CORP 856,246 29,146 0.06%
199 REYNOLDS AMERICAN INC 534,933 28,848 0.06%
200 KINDER MORGAN INC DEL 1,538,376 28,798 0.06%
Page 4 of 30