| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 3,554,440 | 45,035,000 | 16.60% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 3,441,704 | 43,606,000 | 16.07% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,739,841 | 22,044,000 | 8.12% | ||
| 4 | Gramercy Funds Management LLC | 1,664,244 | 21,086,000 | 7.77% | ||
| 5 | MORGAN STANLEY | 1,501,200 | 19,020,000 | 7.01% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 775,177 | 9,821,000 | 3.62% | ||
| 7 | 1607 Capital Partners, LLC | 670,192 | 8,491,000 | 3.13% | ||
| 8 | Shaker Financial Services, LLC | 579,698 | 7,345,000 | 2.71% | ||
| 9 | CORNERSTONE ADVISORS INC | 472,654 | 5,989,000 | 2.21% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 457,669 | 5,798,000 | 2.14% | ||
| 11 | DESCHUTES PORTFOLIO STRATEGY, LLC | 433,500 | 5,492,000 | 2.02% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 428,736 | 5,432,000 | 2.00% | ||
| 13 | DUBUQUE BANK & TRUST CO | 389,830 | 4,939,000 | 1.82% | ||
| 14 | ROYAL BANK OF CANADA | 375,153 | 4,753,000 | 1.75% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 324,767 | 4,115,000 | 1.52% | ||
| 16 | Curi Capital, LLC | 310,501 | 3,934,000 | 1.45% | ||
| 17 | 1832 Asset Management L.P. | 300,000 | 3,826,000 | 1.41% | ||
| 18 | GEODE CAPITAL MANAGEMENT, LLC | 273,400 | 3,463,000 | 1.28% | PRN | |
| 19 | Raymond James Financial Services Advisors, Inc. | 246,431 | 3,122,000 | 1.15% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 230,769 | 2,924,000 | 1.08% | ||
| 21 | CLOUGH CAPITAL PARTNERS L P | 219,530 | 2,781,000 | 1.02% | ||
| 22 | Commonwealth Equity Services, Inc | 204,056 | 2,585,000 | 0.95% | ||
| 23 | DOLIVER ADVISORS, LP | 186,364 | 2,371,000 | 0.87% | ||
| 24 | BANK OF NOVA SCOTIA | 177,492 | 2,249,000 | 0.83% | ||
| 25 | GENERAL AMERICAN INVESTORS CO INC | 177,114 | 2,244,000 | 0.83% | ||
| 26 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 174,739 | 2,215,000 | 0.82% | ||
| 27 | KELMAN-LAZAROV, INC. | 169,633 | 2,157,732 | 0.80% | ||
| 28 | Bulldog Investors, LLP | 166,914 | 2,115,000 | 0.78% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 147,791 | 1,872,000 | 0.69% | ||
| 30 | STIFEL FINANCIAL CORP | 126,379 | 1,601,000 | 0.59% | ||
| 31 | Ancora Advisors LLC | 99,845 | 1,265,000 | 0.47% | ||
| 32 | SII INVESTMENTS INC/WI | 96,979 | 1,225,000 | 0.45% | ||
| 33 | WELLS FARGO & COMPANY/MN | 96,234 | 1,219,000 | 0.45% | ||
| 34 | BRINKER CAPITAL INC | 89,079 | 1,129,000 | 0.42% | ||
| 35 | HighTower Advisors, LLC | 81,710 | 1,038,000 | 0.38% | ||
| 36 | FIFTH THIRD BANCORP | 78,030 | 989,000 | 0.36% | ||
| 37 | Global Endowment Management, LP | 70,000 | 887,000 | 0.33% | ||
| 38 | LPL Financial LLC | 68,885 | 875,000 | 0.32% | ||
| 39 | Zuckerman Investment Group, LLC | 49,130 | 622,000 | 0.23% | ||
| 40 | D.A. DAVIDSON & CO. | 47,371 | 600,000 | 0.22% | ||
| 41 | GUGGENHEIM CAPITAL LLC | 45,264 | 573,000 | 0.21% | ||
| 42 | TFS CAPITAL LLC | 43,401 | 550,000 | 0.20% | ||
| 43 | UBS Group AG | 43,057 | 546,000 | 0.20% | ||
| 44 | BAIRD FINANCIAL GROUP, INC. | 40,428 | 528,000 | 0.19% | ||
| 45 | Bartlett & Co. LLC | 37,984 | 481,000 | 0.18% | ||
| 46 | MONETA GROUP INVESTMENT ADVISORS LLC | 36,139 | 458,000 | 0.17% | ||
| 47 | IFP ADVISORS, INC | 36,157 | 458,000 | 0.17% | ||
| 48 | Private Advisor Group, LLC | 34,379 | 437,000 | 0.16% | ||
| 49 | MSI Financial Services Inc | 29,482 | 373,000 | 0.14% | ||
| 50 | Creative Planning | 28,796 | 365,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
