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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 435,136 48,983 0.11% PRN
2 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.10% PRN
3 ISHARES TR 355,060 40,455 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.09% PRN
5 ISHARES TR 269,537 33,080 0.08% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.06% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
14 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
15 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
16 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
17 LGIH 12,750,000 19,826 0.05% PRN
18 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
19 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
20 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
21 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
22 HOLOGIC INC 15,389,000 18,716 0.04% PRN
23 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
24 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
25 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
26 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
27 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
28 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
29 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
30 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
31 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
32 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
33 WORKDAY INC 15,000,000 16,725 0.04% PRN
34 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
35 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
36 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
37 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
38 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
39 SOLAZYME INC 29,287,000 15,064 0.03% PRN
40 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
41 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
42 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
43 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
44 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
45 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
46 TESARO INC 5,000,000 12,534 0.03% PRN
47 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
48 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
49 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
50 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
251 FACTSET RESH SYS INC 131,009 21,147 0.04%
252 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.04% PRN
253 XCEL ENERGY INC 471,949 21,133 0.04%
254 EXELON CORP 576,538 20,962 0.04%
255 INTERNATIONAL BUSINESS MACHS 137,718 20,903 0.04%
256 TEVA PHARMACEUTICAL INDS LTD 414,202 20,805 0.04%
257 B/E AEROSPACE INC 435,105 20,090 0.04%
258 FRANKS INTL N V 1,372,902 20,058 0.04%
259 GREENBRIER COS INC 18,750,000 20,015 0.04% PRN
260 PGT INNOVATIONS INC COM 1,930,587 19,885 0.04%
261 GENTHERM INC 580,455 19,880 0.04%
262 ALTRA INDL MOTION CORP 17,500,000 19,862 0.04% PRN
263 BLACKSTONE MTG TR INC 717,762 19,860 0.04%
264 LGIH 12,750,000 19,826 0.04% PRN
265 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.04%
266 PUBLIC SVC ENTERPRISE GRP IN 423,285 19,729 0.04%
267 RELX NV 1,125,738 19,599 0.04%
268 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
269 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
270 CALGON CARBON CORP 1,466,735 19,287 0.04%
271 TYSON FOODS INC 286,707 19,149 0.04%
272 JPMORGAN CHINA REGION FD INC 1,257,976 19,121 0.04%
273 PUBLIC STORAGE 74,778 19,112 0.04%
274 GDL FUND 1,922,448 19,089 0.04%
275 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
276 ISHARES TR 553,437 19,016 0.04%
277 MADDEN STEVEN LTD COM 554,069 18,938 0.04%
278 CHICOS FAS INC 1,767,346 18,928 0.04%
279 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
280 HOLOGIC INC 15,389,000 18,716 0.04% PRN
281 INTUIT 165,840 18,509 0.04%
282 MEMORIAL RESOURCE DEV CORP 1,152,072 18,294 0.04%
283 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
284 COMERICA INC 440,825 18,131 0.04%
285 TRI CONTL CORP 882,521 18,126 0.04%
286 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
287 KELLOGG CO 219,682 17,937 0.04%
288 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
289 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
290 MICROSOFT CORP 346,781 17,744 0.04%
291 NCR CORP NEW 635,835 17,657 0.04%
292 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
293 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
294 BOULDER GROWTH & INCOME FUND COM 2,157,801 17,542 0.04%
295 COMMUNICATIONS SALES&LEAS 605,728 17,505 0.04%
296 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
297 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
298 CHECK POINT SOFTWARE TECH LT 213,494 17,011 0.04%
299 BLOOMIN BRANDS INC 949,461 16,966 0.04%
300 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
Page 6 of 30