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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 435,136 48,983 0.11% PRN
2 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.10% PRN
3 ISHARES TR 355,060 40,455 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.09% PRN
5 ISHARES TR 269,537 33,080 0.08% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.06% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
14 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
15 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
16 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
17 LGIH 12,750,000 19,826 0.05% PRN
18 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
19 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
20 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
21 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
22 HOLOGIC INC 15,389,000 18,716 0.04% PRN
23 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
24 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
25 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
26 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
27 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
28 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
29 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
30 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
31 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
32 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
33 WORKDAY INC 15,000,000 16,725 0.04% PRN
34 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
35 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
36 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
37 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
38 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
39 SOLAZYME INC 29,287,000 15,064 0.03% PRN
40 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
41 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
42 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
43 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
44 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
45 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
46 TESARO INC 5,000,000 12,534 0.03% PRN
47 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
48 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
49 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
50 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
351 Grupo Aeroportuario Del Pacifi 128,098 13,146 0.03%
352 FIFTH THIRD BANCORP 745,081 13,105 0.03%
353 DOUGLAS DYNAMICS INC 507,823 13,066 0.03%
354 Philippine Long Dst Adrf 290,500 12,947 0.03%
355 MCDONALDS CORP 107,323 12,915 0.03%
356 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
357 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
358 DENTSPLY SIRONA INC 204,655 12,696 0.03%
359 UNITEDHEALTH GROUP INC 89,697 12,665 0.03%
360 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 1,345,920 12,557 0.03%
361 TESARO INC 5,000,000 12,534 0.03% PRN
362 METTLER-TOLEDO 34,334 12,529 0.03%
363 QUINTILES IMS HOLDINGS INC 189,823 12,399 0.03%
364 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
365 MEDNAX INC 170,540 12,352 0.03%
366 COCA COLA EUROPEAN PARTNERS 345,282 12,323 0.03%
367 INFOSYS LTD 683,228 12,195 0.03%
368 VALIDUS HOLDINGS LTD 249,602 12,128 0.03%
369 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
370 LIBERTY MEDIA CORP 20,509,000 11,946 0.03% PRN
371 ARGO GROUP INTERNATIONAL 230,070 11,940 0.03%
372 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
373 HOME BANCSHARES INC 601,892 11,911 0.03%
374 PNC FINL SVCS GROUP INC 146,215 11,900 0.03%
375 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
376 Exelexis 8,000,000 11,895 0.03% PRN
377 COWEN GROUP INC NEW 13,000,000 11,797 0.02% PRN
378 LEIDOS HLDGS INC 244,892 11,722 0.02%
379 MORGAN STANLEY ASIA PACIFIC FD INC 846,393 11,680 0.02%
380 CHURCH & DWIGHT 112,334 11,558 0.02%
381 CANADIAN NATL RY CO 195,623 11,553 0.02%
382 DR REDDYS LABS LTD 223,828 11,466 0.02%
383 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 16,150,000 11,456 0.02% PRN
384 MERITAGE HOMES CORP 11,424,000 11,416 0.02% PRN
385 ARTISAN PARTNERS ASSET MGMT 411,972 11,403 0.02%
386 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
387 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 10,370,000 11,309 0.02% PRN
388 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 11,108,000 11,232 0.02% PRN
389 WEBSTER FINL CORP CONN 329,665 11,192 0.02%
390 LASALLE HOTEL PPTYS 473,700 11,169 0.02%
391 PINNACLE WEST 136,784 11,087 0.02%
392 VANECK VECTORS ETF TR 397,739 11,077 0.02% PRN
393 SPDR S&P 500 ETF TR 52,836 11,070 0.02%
394 AMERICAN EXPRESS CO 181,922 11,053 0.02%
395 INTERNATIONAL GAME TECHNOLOG 587,821 11,015 0.02%
396 REDWOOD TR INC 11,089,000 11,012 0.02% PRN
397 JOHNSON CTLS INTL PLC 246,395 10,905 0.02%
398 SABRE CORP 393,842 10,551 0.02%
399 DARDEN RESTAURANTS INC 166,501 10,546 0.02%
400 ABERDEEN JAPAN EQUITY FD INC 1,365,492 10,473 0.02%
Page 8 of 30