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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 9,933,407 1,085,026 2.50%
2 ALPHABET INC 1,457,923 1,025,692 2.36%
3 P T TELEKOMUNIKASI INDONESIA 16,496,991 1,013,905 2.33%
4 BAIDU INC 5,777,211 954,106 2.19%
5 NETEASE INC 4,925,191 951,645 2.19%
6 ZOETIS INC 19,548,105 927,753 2.13%
7 CHINA MOBILE LIMITED 15,279,480 884,681 2.03%
8 CISCO SYS INC 30,075,725 862,872 1.98%
9 PROCTER AND GAMBLE CO 9,251,644 783,336 1.80%
10 PFIZER INC 20,455,872 720,251 1.66%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,236,389 688,180 1.58%
12 TEVA PHARMACEUTICAL INDS LTD 13,655,552 685,918 1.58%
13 MOLSON COORS BREWING CO 6,709,223 678,503 1.56%
14 HONEYWELL INTL INC 5,568,315 647,706 1.49%
15 CSX CORP 24,587,731 641,248 1.47%
16 APPLE INC 6,446,030 616,240 1.42%
17 MICROSOFT CORP 11,762,868 601,905 1.38%
18 NORFOLK SOUTHERN CORP 6,334,747 539,277 1.24%
19 ROCKWELL AUTOMATION INC 4,598,553 528,005 1.21%
20 ADVANCE AUTO PARTS INC 3,201,723 517,494 1.19%
21 AMBEV SA 85,247,546 503,812 1.16%
22 MOBILE TELESYSTEMS PJSC 57,132,343 473,055 1.09%
23 UNION PAC CORP 5,253,360 458,355 1.05%
24 KELLOGG CO 5,571,764 454,934 1.05%
25 EBAY INC 19,121,735 447,639 1.03%
26 ALLERGAN PLC 1,923,267 444,447 1.02%
27 UNION PAC CORP 4,816,265 420,219 0.97%
28 VISA INC 5,263,100 390,364 0.90%
29 Philippine Long Dst Adrf 8,704,752 387,970 0.89%
30 MADISON SQUARE GARDEN CO NEW 2,195,324 378,715 0.87%
31 BANK AMER CORP 28,322,422 375,838 0.86%
32 YPF SOCIEDAD ANONIMA 18,754,113 360,078 0.83%
33 SKYWORKS SOLUTIONS INC 5,308,544 335,924 0.77%
34 COPART INC 6,821,823 334,337 0.77%
35 ALPHABET INC 482,749 334,110 0.77%
36 TYCO INTL PLC SHS 7,649,556 325,871 0.75%
37 SIGNET JEWELERS LIMITED 3,953,944 325,844 0.75%
38 INTERCONTINENTAL EXCHANGE IN 1,238,352 316,968 0.73%
39 UNITED TECHNOLOGIES CORP 3,053,527 313,139 0.72%
40 WELLS FARGO & CO NEW 6,597,323 312,251 0.72%
41 STRYKER CORP 2,568,807 307,820 0.71%
42 CVS HEALTH CORP 3,128,564 299,528 0.69%
43 LILLY ELI & CO 3,790,580 298,508 0.69%
44 DELPHI AUTOMOTIVE PLC 4,714,650 295,137 0.68%
45 JOHNSON & JOHNSON 2,416,450 293,115 0.67%
46 AT&T INC 6,738,814 291,184 0.67%
47 EATON CORP PLC 4,873,674 291,104 0.67%
48 AETNA INC NEW 2,284,297 278,981 0.64%
49 NXP SEMICONDUCTORS N V 3,548,333 277,976 0.64%
50 PG&E CORP 4,317,665 275,985 0.63%
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1401 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
1402 QUIDEL CORP 8,005,000 7,454 0.02% PRN
1403 AMYRIS INC 8,105,000 3,910 0.01% PRN
1404 GOGO INC 8,250,000 5,522 0.01% PRN
1405 TETRALOGIC PHARMACEUTICALS C 8,500,000 1,455 0.00% PRN
1406 BANCO BRADESCO S A 8,984,807 70,171 0.15%
1407 RTI INTL METALS INC SR CV NT1.625 19 9,000,000 9,585 0.02% PRN
1408 COBALT INTL ENERGY INC 9,000,000 3,420 0.01% PRN
1409 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
1410 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 9,191,000 7,967 0.02% PRN
1411 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
1412 SCHWAB CHARLES CORP 9,472,363 239,745 0.51%
1413 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
1414 CORNERSTONE ONDEMAND INC 9,613,000 9,919 0.02% PRN
1415 PROCTER AND GAMBLE CO 9,988,634 845,737 1.78%
1416 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 10,370,000 11,309 0.02% PRN
1417 PDL BIOPHARMA INC 10,421,000 9,926 0.02% PRN
1418 AON PLC 10,737,066 1,172,809 2.47%
1419 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
1420 REDWOOD TR INC 11,089,000 11,012 0.02% PRN
1421 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 11,108,000 11,232 0.02% PRN
1422 ASCENT CAP GROUP INC 11,403,000 6,706 0.01% PRN
1423 MERITAGE HOMES CORP 11,424,000 11,416 0.02% PRN
1424 APPLIED MATLS INC 11,864,606 284,394 0.60%
1425 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
1426 MICROSOFT CORP 12,243,232 626,485 1.32%
1427 PORTFOLIO RECOVERY ASSOCS IN 12,533,000 9,830 0.02% PRN
1428 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
1429 LGIH 12,750,000 19,826 0.04% PRN
1430 FXCM INC 12,965,000 4,788 0.01% PRN
1431 COWEN GROUP INC NEW 13,000,000 11,797 0.02% PRN
1432 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
1433 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
1434 ENCORE CAP GROUP INC 13,744,000 9,775 0.02% PRN
1435 ICICI BANK LIMITED 13,798,993 99,076 0.21%
1436 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
1437 SUMITOMO MITSUI FINL GROUP I 14,419,247 82,478 0.17%
1438 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.03% PRN
1439 WORKDAY INC 15,000,000 16,725 0.04% PRN
1440 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
1441 TEVA PHARMACEUTICAL INDS LTD 15,172,661 762,122 1.61%
1442 HOLOGIC INC 15,389,000 18,716 0.04% PRN
1443 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
1444 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.03% PRN
1445 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
1446 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 16,150,000 11,456 0.02% PRN
1447 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
1448 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
1449 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
1450 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
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