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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,430,101 1,149,887 2.50%
2 AON PLC 10,128,427 1,139,346 2.48%
3 P T TELEKOMUNIKASI INDONESIA 15,215,553 1,005,443 2.19%
4 BAIDU INC 5,463,816 994,797 2.17%
5 CISCO SYS INC 31,288,149 992,460 2.16%
6 NETEASE INC 3,985,335 959,589 2.09%
7 CHINA MOBILE LIMITED 15,434,296 949,517 2.07%
8 ZOETIS INC 17,485,149 909,402 1.98%
9 PROCTER AND GAMBLE CO 9,666,690 867,585 1.89%
10 PFIZER INC 24,054,519 814,726 1.77%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,161,880 800,291 1.74%
12 MOLSON COORS BREWING CO 6,916,719 759,455 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 15,110,756 695,245 1.51%
14 CSX CORP 22,791,358 695,136 1.51%
15 ALLERGAN PLC 2,988,910 688,375 1.50%
16 MICROSOFT CORP 11,792,335 679,238 1.48%
17 EBAY INC 20,037,328 659,228 1.44%
18 HONEYWELL INTL INC 5,545,103 646,503 1.41%
19 WALGREENS BOOTS ALLIANCE INC 7,432,595 599,215 1.30%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.29%
21 ROCKWELL AUTOMATION INC 4,629,040 566,316 1.23%
22 AMBEV SA 85,763,112 522,297 1.14%
23 SKYWORKS SOLUTIONS INC 6,445,982 490,797 1.07%
24 APPLE INC 4,136,068 467,582 1.02%
25 BANK AMER CORP 29,708,926 464,944 1.01%
26 DELPHI AUTOMOTIVE PLC 6,476,209 461,883 1.01%
27 YPF SOCIEDAD ANONIMA 25,051,440 456,437 0.99%
28 UNION PAC CORP 4,665,518 455,027 0.99%
29 AMERICA MOVIL SAB DE CV 39,075,535 447,024 0.97%
30 MOBILE TELESYSTEMS PJSC 56,825,928 433,581 0.94%
31 VISA INC 5,061,037 418,547 0.91%
32 UNITED TECHNOLOGIES CORP 4,032,186 409,670 0.89%
33 COPART INC 7,570,061 405,452 0.88%
34 NXP SEMICONDUCTORS N V 3,905,549 398,405 0.87%
35 MOTOROLA SOLUTIONS INC 5,129,897 391,308 0.85%
36 MADISON SQUARE GARDEN CO NEW 2,291,802 388,254 0.85%
37 JOHNSON CTLS INTL PLC 8,148,541 379,151 0.83%
38 QUINTILES IMS HOLDINGS INC 4,602,900 373,111 0.81%
39 AT&T INC 8,823,438 358,319 0.78%
40 CROWN HOLDINGS INC 6,247,260 356,656 0.78%
41 ALPHABET INC 452,313 351,578 0.77%
42 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
43 EATON CORP PLC 5,094,649 334,769 0.73%
44 INTERCONTINENTAL EXCHANGE IN 1,233,568 332,273 0.72%
45 APPLIED MATLS INC 10,742,492 323,886 0.71%
46 SCHLUMBERGER LTD 3,981,943 313,140 0.68%
47 PLDT INC 8,778,194 313,118 0.68%
48 SCHWAB CHARLES CORP 9,909,108 312,830 0.68%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.65%
50 STRYKER CORP 2,520,147 293,370 0.64%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 272,349 47,996 0.10%
2 3M CO 13,615 2,399 0.00%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 179,034 11,291 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,915,616 24,213 0.05%
6 ABERDEEN GTR CHINA FD INC 50,620 460 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 1,191,692 9,795 0.02%
9 ABERDEEN LATIN AMER EQTY FD 946,465 20,197 0.04%
10 ABERDEEN SINGAPORE FD INC COM 746,638 7,003 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 362,715 44,312 0.09%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,832,571 37,248 0.07%
17 ADEPTUS HEALTH INC 325 13 0.00%
18 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
19 ADVANCE AUTO PARTS INC 1,909 284 0.00%
20 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
21 ADVANCED ENERGY INDS COM 32,921 1,557 0.00%
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.06% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,466,720 8,668 0.02%
24 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 381,668 2,255 0.00%
25 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
26 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
27 AERCAP HOLDINGS NV 97,131 3,738 0.01%
28 AES CORP 3,024,961 38,870 0.08%
29 AETNA INC NEW 2,325 268 0.00%
30 AETNA INC NEW 2,273,956 262,528 0.52%
31 AETNA INC NEW 3,580 413 0.00%
32 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
33 AGILENT TECHNOLOGIES INC 65,592 3,088 0.01%
34 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
35 AGREE RLTY CORP COM 1,000 49 0.00%
36 AIR LEASE CORP 97,901 2,798 0.01%
37 AIRCASTLE LTD 8,000 158 0.00%
38 AK STL CORP 22,600,000 27,148 0.05% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
40 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
41 ALASKA AIR GROUP INC 279,964 18,438 0.04%
42 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
43 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 61,549 2,189 0.00%
45 ALEXION PHARMACEUTIC 12 1 0.00%
46 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
47 ALIBABA GROUP HLDG LTD 19,709 2,085 0.00%
48 ALIBABA GROUP HLDG LTD 1,762,580 186,463 0.37%
49 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
50 ALLEGIANT TRAVEL CO 50 6 0.00%
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