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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 FORD MTR CO DEL 7,433 89 0.00%
452 FOREST CITY ENT 2,697,000 3,143 0.01% PRN
453 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 11,391,000 12,601 0.03% PRN
454 FOUR CORNERS PPTY TR INC COM 341 7 0.00%
455 FOX FACTORY HLDG CORP 1,348,096 30,965 0.07%
456 FRANKS INTL N V 1,012,733 13,165 0.03%
457 FRANKS INTL N V 224,481 2,918 0.01%
458 FREEPORT-MCMORAN INC 4,780,275 51,913 0.11%
459 FXCM INC 11,715,000 5,037 0.01% PRN
460 GABELLI GLB SML & MD CP VAL TR 109,556 1,183 0.00%
461 GAIN CAP HLDGS INC 5,000,000 4,775 0.01% PRN
462 GAMING & LEISURE PPTYS INC 187 6 0.00%
463 GDL FUND 1,887,459 18,780 0.04%
464 GENERAC HLDGS INC 222,955 8,093 0.02%
465 GENERAL AMERN INVS CO INC 1,114,088 36,374 0.08%
466 GENERAL DYNAMICS CORP 3,024 469 0.00%
467 GENERAL DYNAMICS CORP 45,952 7,129 0.02%
468 GENERAL ELECTRIC CO 138,987 4,116 0.01%
469 GENERAL GROWTH 92,945 2,565 0.01%
470 GENERAL MLS INC 29,572 1,889 0.00%
471 GENERAL MLS INC 2,000 127 0.00%
472 GENERAL MLS INC 606,183 38,722 0.08%
473 GENERAL MTRS CO 29,515 937 0.00%
474 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.65%
475 GENPACT LIMITED 14,988 358 0.00%
476 GENPACT LIMITED 105,506 2,526 0.01%
477 GENTHERM INC 453,846 14,259 0.03%
478 GEO GROUP INC NEW 69,673 1,656 0.00%
479 GETTY RLTY CORP NEW 703 16 0.00%
480 GILEAD SCIENCES INC 6,902 546 0.00%
481 GLAXOSMITHKLINE PLC 40,874 1,762 0.00%
482 GODADDY INC 117,857 4,069 0.01%
483 GOGO INC 5,000,000 3,837 0.01% PRN
484 GOLD FIELDS LTD NEW 28,744 139 0.00%
485 GOLDMAN SACHS GROUP INC 33 5 0.00%
486 GRAHAM HLDGS CO 50 24 0.00%
487 GRAINGER W W INC 25 5 0.00%
488 GRAPHIC PACKAGING HLDG CO 126 1 0.00%
489 GREAT PLAINS ENERGY INC 716,681 19,558 0.04%
490 GREAT PLAINS ENERGY INC 39,112 1,067 0.00%
491 GREAT WESTERN BANCORP INC COM 457,516 15,244 0.03%
492 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
493 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
494 GRUPO AEROPORTUARIO DEL SURE 268 39 0.00%
495 GRUPO SUPERVIELLE S A 994,300 14,725 0.03%
496 Grupo Aeroportuario Del Pacifi 82,203 7,806 0.02%
497 HALLIBURTON CO 4,545 203 0.00%
498 HALLIBURTON CO 163,327 7,330 0.02%
499 HALLIBURTON CO 106,488 4,779 0.01%
500 HALYARD HEALTH INC 20,949 726 0.00%
Page 10 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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