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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
651 GENERAL GROWTH 92,945 2,565 0.01%
652 GENPACT LIMITED 105,506 2,526 0.01%
653 TWITTER INC 109,445 2,522 0.01%
654 COCA COLA CO 57,692 2,441 0.01%
655 PEPSICO INC 22,405 2,436 0.01%
656 EXPRESS SCRIPTS HLDG CO 34,490 2,432 0.01%
657 AVON PRODS INC 429,148 2,428 0.01%
658 ESSENT GROUP LTD 90,982 2,421 0.01%
659 BOEING CO 18,263 2,405 0.01%
660 VANGUARD BD INDEX FDS 29,764 2,405 0.01% PRN
661 MGM GROWTH PPTYS LLC 92,267 2,405 0.01%
662 3M CO 13,615 2,399 0.01%
663 AMERICAN ELEC PWR INC 37,310 2,395 0.01%
664 KIMBERLY CLARK CORP 18,836 2,375 0.01%
665 NUANCE COMMUNICATIONS INC 2,500,000 2,357 0.01% PRN
666 EAGLE PHARMACEUTICALS INC 33,400 2,338 0.01%
667 MORGAN STANLEY INDIA INVS FD 81,981 2,330 0.01%
668 SOUTHERN CO 45,132 2,315 0.01%
669 CLOROX CO DEL 18,192 2,277 0.00%
670 CURRENCYSHS BRIT POUND STER 17,900 2,266 0.00% PRN
671 VERIZON COMMUNICATIONS INC 43,518 2,262 0.00%
672 FLUIDIGM CORP DEL COM 282,275 2,261 0.00%
673 SODASTREAM INTERNATIONAL LTD 84,900 2,254 0.00%
674 VANECK VECTORS ETF TR 90,850 2,234 0.00% PRN
675 RYMAN HOSPITALITY PPTYS INC 46,100 2,220 0.00%
676 STEEL DYNAMICS INC 87,403 2,184 0.00%
677 ALEXANDRIA REAL ESTATE EQ IN 61,005 2,170 0.00%
678 SANDERSON FARMS INC 22,176 2,136 0.00%
679 EVEREST RE GROUP LTD 11,222 2,131 0.00%
680 DIPLOMAT PHARMACY INC COM 74,500 2,086 0.00%
681 CIGNA CORPORATION 15,975 2,081 0.00%
682 HERSHA HOSPITALITY TR 114,957 2,071 0.00%
683 EXXON MOBIL CORP 23,219 2,026 0.00%
684 APARTMENT INVT & MGMT CO 43,556 1,999 0.00%
685 VEREIT INC 192,800 1,999 0.00%
686 LOWES COS INC 27,392 1,977 0.00%
687 ISHARES TR 75,525 1,969 0.00% PRN
688 CAMPBELL SOUP CO 35,846 1,960 0.00%
689 FLEX PHARMA INC COM 165,950 1,954 0.00%
690 STARWOOD PPTY TR INC 86,122 1,939 0.00%
691 HOME DEPOT INC 14,714 1,893 0.00%
692 REXFORD INDL RLTY INC 82,660 1,892 0.00%
693 GENERAL MLS INC 29,572 1,889 0.00%
694 IONIS PHARMACEUTICALS INC 50,000 1,832 0.00%
695 VELOCITYSHARES DAILY INVERSE VIX SHORT TERM ETN 48,050 1,799 0.00%
696 SANTANDER CONSUMER 147,400 1,792 0.00%
697 SERVICENOW INC 22,600 1,788 0.00%
698 SUNSTONE HOTEL INVS INC NEW 138,994 1,777 0.00%
699 TYSON FOODS INC 23,758 1,774 0.00%
700 GLAXOSMITHKLINE PLC 40,874 1,762 0.00%
Page 14 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 272,349 47,996 0.10%
2 3M CO 13,615 2,399 0.00%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 179,034 11,291 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,915,616 24,213 0.05%
6 ABERDEEN GTR CHINA FD INC 50,620 460 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 1,191,692 9,795 0.02%
9 ABERDEEN LATIN AMER EQTY FD 946,465 20,197 0.04%
10 ABERDEEN SINGAPORE FD INC COM 746,638 7,003 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 362,715 44,312 0.09%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,832,571 37,248 0.07%
17 ADEPTUS HEALTH INC CL A 325 13 0.00%
18 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
19 ADVANCE AUTO PARTS INC 1,909 284 0.00%
20 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
21 ADVANCED ENERGY INDS COM 32,921 1,557 0.00%
22 ADVANCED MICRO DEVICES INC COCO 26 28,000,000 30,520 0.06% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,466,720 8,668 0.02%
24 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 381,668 2,255 0.00%
25 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
26 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
27 AERCAP HOLDINGS NV 97,131 3,738 0.01%
28 AES CORP 3,024,961 38,870 0.08%
29 AETNA INC NEW 2,325 268 0.00%
30 AETNA INC NEW 2,273,956 262,528 0.52%
31 AETNA INC NEW 3,580 413 0.00%
32 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
33 AGILENT TECHNOLOGIES INC 65,592 3,088 0.01%
34 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
35 AGREE RLTY CORP COM 1,000 49 0.00%
36 AIR LEASE CORP 97,901 2,798 0.01%
37 AIRCASTLE LTD 8,000 158 0.00%
38 AK STL CORP 22,600,000 27,148 0.05% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
40 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
41 ALASKA AIR GROUP INC 279,964 18,438 0.04%
42 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
43 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 61,549 2,189 0.00%
45 ALEXION PHARMACEUTICALS INC 12 1 0.00%
46 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
47 ALIBABA GROUP HLDG LTD 19,709 2,085 0.00%
48 ALIBABA GROUP HLDG LTD 1,762,580 186,463 0.37%
49 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
50 ALLEGIANT TRAVEL CO COM 50 6 0.00%
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