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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
651 GENERAL GROWTH 92,945 2,565 0.01%
652 GENPACT LIMITED 105,506 2,526 0.01%
653 TWITTER INC 109,445 2,522 0.01%
654 COCA COLA CO 57,692 2,441 0.01%
655 PEPSICO INC 22,405 2,436 0.01%
656 EXPRESS SCRIPTS HLDG CO 34,490 2,432 0.01%
657 AVON PRODS INC 429,148 2,428 0.01%
658 ESSENT GROUP LTD 90,982 2,421 0.01%
659 BOEING CO 18,263 2,405 0.01%
660 VANGUARD BD INDEX FDS 29,764 2,405 0.01% PRN
661 MGM GROWTH PPTYS LLC 92,267 2,405 0.01%
662 3M CO 13,615 2,399 0.01%
663 AMERICAN ELEC PWR INC 37,310 2,395 0.01%
664 KIMBERLY CLARK CORP 18,836 2,375 0.01%
665 NUANCE COMMUNICATIONS INC 2,500,000 2,357 0.01% PRN
666 EAGLE PHARMACEUTICALS INC 33,400 2,338 0.01%
667 MORGAN STANLEY INDIA INVS FD 81,981 2,330 0.01%
668 SOUTHERN CO 45,132 2,315 0.01%
669 CLOROX CO DEL 18,192 2,277 0.00%
670 CURRENCYSHS BRIT POUND STER 17,900 2,266 0.00% PRN
671 VERIZON COMMUNICATIONS INC 43,518 2,262 0.00%
672 FLUIDIGM CORP DEL COM 282,275 2,261 0.00%
673 SODASTREAM INTERNATIONAL LTD 84,900 2,254 0.00%
674 VANECK VECTORS ETF TR 90,850 2,234 0.00% PRN
675 RYMAN HOSPITALITY PPTYS INC 46,100 2,220 0.00%
676 STEEL DYNAMICS INC 87,403 2,184 0.00%
677 ALEXANDRIA REAL ESTATE EQ IN 61,005 2,170 0.00%
678 SANDERSON FARMS INC 22,176 2,136 0.00%
679 EVEREST RE GROUP LTD 11,222 2,131 0.00%
680 DIPLOMAT PHARMACY INC COM 74,500 2,086 0.00%
681 CIGNA CORPORATION 15,975 2,081 0.00%
682 HERSHA HOSPITALITY TR 114,957 2,071 0.00%
683 EXXON MOBIL CORP 23,219 2,026 0.00%
684 APARTMENT INVT & MGMT CO 43,556 1,999 0.00%
685 VEREIT INC 192,800 1,999 0.00%
686 LOWES COS INC 27,392 1,977 0.00%
687 ISHARES TR 75,525 1,969 0.00% PRN
688 CAMPBELL SOUP CO 35,846 1,960 0.00%
689 FLEX PHARMA INC COM 165,950 1,954 0.00%
690 STARWOOD PPTY TR INC 86,122 1,939 0.00%
691 HOME DEPOT INC 14,714 1,893 0.00%
692 REXFORD INDL RLTY INC 82,660 1,892 0.00%
693 GENERAL MLS INC 29,572 1,889 0.00%
694 IONIS PHARMACEUTICALS INC 50,000 1,832 0.00%
695 VELOCITYSHARES DAILY INVERSE VIX SHORT TERM ETN 48,050 1,799 0.00%
696 SANTANDER CONSUMER 147,400 1,792 0.00%
697 SERVICENOW INC 22,600 1,788 0.00%
698 SUNSTONE HOTEL INVS INC NEW 138,994 1,777 0.00%
699 TYSON FOODS INC 23,758 1,774 0.00%
700 GLAXOSMITHKLINE PLC 40,874 1,762 0.00%
Page 14 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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