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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
951 ROCKWELL AUTOMATION INC 42,409 5,188 0.01%
952 ROCKWELL COLLINS INC 75,636 6,379 0.01%
953 ROCKWELL COLLINS INC 10,722 904 0.00%
954 ROSS STORES INC 16,709 1,074 0.00%
955 ROSS STORES INC 6,400 411 0.00%
956 ROSS STORES INC 1,026,711 66,017 0.14%
957 ROVI CORP 5,000,000 5,009 0.01% PRN
958 ROYAL BK CDA MONTREAL QUE 3,000 185 0.00%
959 ROYAL DUTCH SHELL PLC 1,903 100 0.00%
960 ROYAL DUTCH SHELL PLC 8,964 448 0.00%
961 ROYAL DUTCH SHELL PLC 457,718 22,917 0.05%
962 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.04% PRN
963 RTW HLDGS INC 7,869,000 8,006 0.02% PRN
964 RYANAIR HLDGS PLC 55,555 4,168 0.01%
965 RYANAIR HLDGS PLC 3,275,297 245,745 0.53%
966 RYDEX ETF TRUST 166,375 13,907 0.03%
967 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.06% PRN
968 RYMAN HOSPITALITY PPTYS INC 46,100 2,220 0.00%
969 Rackspace Hosting 27,613 875 0.00%
970 S&P GLOBAL INC 177,068 22,409 0.05%
971 S&P GLOBAL INC 11,240 1,422 0.00%
972 SABRE CORP 373 10 0.00%
973 SAGE THERAPEUTICS INC 81,600 3,757 0.01%
974 SALLY BEAUTY HLDGS INC 772,915 19,848 0.04%
975 SANDERSON FARMS INC 22,176 2,136 0.00%
976 SANDERSON FARMS INC 4,536 436 0.00%
977 SANOFI 5,000 190 0.00%
978 SANTANDER CONSUMER 147,400 1,792 0.00%
979 SAP SE 208,760 19,082 0.04%
980 SAUL CENTERS INC COM 300 19 0.00%
981 SCANA 87 6 0.00%
982 SCHLUMBERGER LTD 3,981,943 313,140 0.68%
983 SCHLUMBERGER LTD 5,100 401 0.00%
984 SCHLUMBERGER LTD 3,855 303 0.00%
985 SCHOLASTIC CORP 313,467 12,338 0.03%
986 SCHWAB CHARLES CORP 1,080 34 0.00%
987 SCHWAB CHARLES CORP 7,610 240 0.00%
988 SCHWAB CHARLES CORP 9,909,108 312,830 0.68%
989 SEAGATE TECHNOLOGY PLC 8,000 308 0.00%
990 SELECT SECTOR SPDR TR 84,000 4,011 0.01%
991 SELECT SECTOR SPDR TR 79,000 4,612 0.01%
992 SERVICENOW INC 22,600 1,788 0.00%
993 SHERWIN WILLIAMS CO 5,561 1,538 0.00%
994 SHINHAN FINANCIAL GROUP CO L 206,519 7,525 0.02%
995 SHIRE PLC 478,504 92,762 0.20%
996 SHIRE PLC 70,704 13,706 0.03%
997 SHUTTERFLY INC 22,227,000 21,879 0.05% PRN
998 SIGNATURE BANK 200,492 23,748 0.05%
999 SIGNET JEWELERS LIMITED 3,215,346 239,639 0.52%
1000 SIGNET JEWELERS LIMITED 146,084 10,887 0.02%
Page 20 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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