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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1001 CARRIAGE SERVICES INC 17,559,000 20,664 0.04% PRN
1002 HEWLETT PACKARD ENTERPRISE C 910,849 20,721 0.05%
1003 ZOETIS INC 398,884 20,745 0.05%
1004 TURKCELL ILETISIM HIZMETLERI 2,582,694 20,816 0.05%
1005 CENTRAL EUR RUSS & TURK FD I 1,092,603 20,977 0.05%
1006 ABERDEEN EMERGING MKTS SMALL 1,660,406 20,987 0.05%
1007 ALTRA INDL MOTION CORP 18,100,000 21,425 0.05% PRN
1008 ALTRA INDL MOTION CORP COM 741,698 21,486 0.05%
1009 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.05% PRN
1010 SHUTTERFLY INC 22,227,000 21,879 0.05% PRN
1011 SWISS HELVETIA FD INC 2,052,387 21,940 0.05%
1012 PGT INNOVATIONS INC COM 2,074,095 22,130 0.05%
1013 DEPOMED INC 15,515,000 22,147 0.05% PRN
1014 S&P GLOBAL INC 177,068 22,409 0.05%
1015 CHICOS FAS INC 1,891,798 22,512 0.05%
1016 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.05% PRN
1017 WOODWARD INC 363,325 22,700 0.05%
1018 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
1019 VALVOLINE INC 968,775 22,756 0.05%
1020 BHP GROUP LTD 657,470 22,781 0.05%
1021 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
1022 ROYAL DUTCH SHELL PLC 457,718 22,917 0.05%
1023 SUMITOMO MITSUI FINL GROUP I 3,416,249 23,059 0.05%
1024 MACOM TECH SOLUTIONS HLDGS I 546,375 23,133 0.05%
1025 SIGNATURE BANK 200,492 23,748 0.05%
1026 METLIFE INC 539,215 23,957 0.05%
1027 MICROSOFT CORP 422,973 24,363 0.05%
1028 MADDEN STEVEN LTD COM 705,095 24,368 0.05%
1029 ISHARES TR 197,752 24,550 0.05%
1030 VISA INC 297,697 24,619 0.05%
1031 WELLS FARGO CO NEW 563,610 24,956 0.05%
1032 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
1033 CALGON CARBON CORP 1,650,605 25,039 0.05%
1034 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.06% PRN
1035 J2 GLOBAL INC 380,782 25,363 0.06%
1036 INTL PAPER CO 536,795 25,755 0.06%
1037 KROGER CO 878,317 26,068 0.06%
1038 AMGEN INC 157,256 26,231 0.06%
1039 B/E AEROSPACE INC 512,642 26,483 0.06%
1040 KOREA FD 738,266 26,577 0.06%
1041 JAPAN SMALLER CAPTLZTN FD IN 2,519,317 26,603 0.06%
1042 INGEVITY CORP 582,070 26,833 0.06%
1043 UNILEVER PLC 566,361 26,845 0.06%
1044 FOOT LOCKER INC 397,049 26,888 0.06%
1045 MORNINGSTAR INC 341,325 27,056 0.06%
1046 TIME WARNER INC 340,145 27,078 0.06%
1047 AK STL CORP 22,600,000 27,148 0.06% PRN
1048 TJX COS INC NEW 366,852 27,433 0.06%
1049 TAIWAN FD INC 1,592,017 27,557 0.06%
1050 FLIR SYS INC 877,189 27,561 0.06%
Page 21 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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