| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,995,507 | 42,711,000 | 24.82% | ||
| 2 | 1607 Capital Partners, LLC | 3,823,873 | 40,877,000 | 23.75% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 2,862,002 | 30,594,000 | 17.78% | ||
| 4 | Karpus Management, Inc. | 1,730,148 | 18,495,000 | 10.75% | ||
| 5 | Bulldog Investors, LLP | 1,700,751 | 18,181,000 | 10.56% | ||
| 6 | Gramercy Funds Management LLC | 264,503 | 2,828,000 | 1.64% | ||
| 7 | JOHN G ULLMAN & ASSOCIATES INC | 217,368 | 2,324,000 | 1.35% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 177,186 | 1,894,000 | 1.10% | ||
| 9 | Commonwealth Equity Services, Inc | 139,598 | 1,492,000 | 0.87% | ||
| 10 | Cutler Capital Management, LLC | 123,865 | 1,324,000 | 0.77% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 105,534 | 1,128,000 | 0.66% | ||
| 12 | ROYAL BANK OF CANADA | 75,527 | 808,000 | 0.47% | ||
| 13 | CSS LLC/IL | 74,854 | 800,000 | 0.46% | ||
| 14 | SII INVESTMENTS INC/WI | 68,357 | 731,000 | 0.42% | ||
| 15 | AMICA MUTUAL INSURANCE CO | 64,886 | 694,000 | 0.40% | ||
| 16 | CORNERSTONE ADVISORS INC | 61,715 | 660,000 | 0.38% | ||
| 17 | GAM Holding AG | 48,510 | 519,000 | 0.30% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 45,718 | 489,000 | 0.28% | ||
| 19 | Peak Asset Management, LLC | 42,216 | 451,000 | 0.26% | ||
| 20 | CITIGROUP INC | 37,970 | 406,000 | 0.24% | ||
| 21 | Shaker Financial Services, LLC | 32,572 | 348,000 | 0.20% | ||
| 22 | J.P. Morgan Private Wealth Advisors LLC | 31,818 | 340,000 | 0.20% | ||
| 23 | AMICA PENSION FUND BOARD OF TRUSTEES | 30,990 | 331,000 | 0.19% | ||
| 24 | MERIDIAN INVESTMENT COUNSEL INC. | 29,967 | 320,000 | 0.19% | ||
| 25 | ICON ADVISERS INC/CO | 27,217 | 291,000 | 0.17% | ||
| 26 | BROWN BROTHERS HARRIMAN & CO | 24,947 | 267,000 | 0.16% | ||
| 27 | SHUFRO ROSE & CO LLC | 24,564 | 263,000 | 0.15% | PRN | |
| 28 | MORGAN STANLEY | 20,631 | 220,000 | 0.13% | ||
| 29 | AQR ARBITRAGE LLC | 18,215 | 195,000 | 0.11% | ||
| 30 | Ancora Advisors LLC | 17,723 | 189,000 | 0.11% | ||
| 31 | CMT TRADING LLC | 16,241 | 174,000 | 0.10% | ||
| 32 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 15,576 | 167,000 | 0.10% | ||
| 33 | Smith Salley Wealth Management | 15,085 | 161,000 | 0.09% | ||
| 34 | RAYMOND JAMES & ASSOCIATES | 14,638 | 156,000 | 0.09% | ||
| 35 | LPL Financial LLC | 13,086 | 140,000 | 0.08% | ||
| 36 | SOL Capital Management CO | 11,929 | 128,000 | 0.07% | ||
| 37 | Wilmington Savings Fund Society, FSB | 11,771 | 126,000 | 0.07% | ||
| 38 | UBS Group AG | 11,662 | 124,000 | 0.07% | ||
| 39 | TRUIST FINANCIAL CORP | 10,967 | 117,000 | 0.07% | ||
| 40 | DESCHUTES PORTFOLIO STRATEGY, LLC | 10,500 | 112,000 | 0.07% | ||
| 41 | M&T BANK CORP | 10,257 | 109,000 | 0.06% | ||
| 42 | FineMark National Bank & Trust | 10,028 | 107,000 | 0.06% | ||
| 43 | KELMAN-LAZAROV, INC. | 8,945 | 95,890 | 0.06% | ||
| 44 | Amica Retiree Medical Trust | 4,874 | 52,000 | 0.03% | ||
| 45 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,510 | 38,000 | 0.02% | ||
| 46 | Smithfield Trust Co | 2,780 | 30,000 | 0.02% | ||
| 47 | Thomas J. Herzfeld Advisors, Inc. | 2,316 | 25,000 | 0.01% | ||
| 48 | JPMORGAN CHASE & CO | 1,763 | 19,000 | 0.01% | ||
| 49 | Apriem Advisors | 1,200 | 13,000 | 0.01% | ||
| 50 | Creative Planning | 1,078 | 12,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
