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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1051 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
1052 P T TELEKOMUNIKASI INDONESIA 424,800 28,070 0.06%
1053 VANGUARD INTL EQUITY INDEX F 578,397 28,185 0.06%
1054 STATE STR CORP 407,527 28,376 0.06%
1055 SOUTHERN CO 554,634 28,452 0.06%
1056 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
1057 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
1058 ISHARES TR 767,382 28,738 0.06%
1059 BAIDU INC 158,299 28,821 0.06%
1060 CABOT OIL & GAS CORP 1,128,611 29,118 0.06%
1061 ISHARES TR 588,362 29,918 0.07%
1062 BLACKROCK RES COMMODITIES 3,679,734 29,989 0.07%
1063 REYNOLDS AMERICAN INC 639,973 30,174 0.07%
1064 MORGAN STANLEY EMERGING MKTS FD INC 2,084,121 30,323 0.07%
1065 ADVANCED MICRO DEVICES INC COCO 26 28,000,000 30,520 0.07% PRN
1066 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
1067 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
1068 NETEASE INC 127,300 30,651 0.07%
1069 VWR CORP 1,087,951 30,854 0.07%
1070 CHINA MOBILE LIMITED 501,754 30,867 0.07%
1071 FOX FACTORY HLDG CORP 1,348,096 30,965 0.07%
1072 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
1073 ISHARES TR 205,544 31,799 0.07%
1074 JPMORGAN CHASE & CO 479,360 31,920 0.07%
1075 MOLSON COORS BREWING CO 292,072 32,069 0.07%
1076 TEVA PHARMACEUTICAL INDS LTD 703,411 32,363 0.07%
1077 CSX CORP 1,074,005 32,757 0.07%
1078 CONCHO RESOURCES 238,501 32,758 0.07%
1079 CHINA FD INC 2,012,061 33,078 0.07%
1080 KINDER MORGAN INC DEL 1,435,748 33,208 0.07%
1081 NEW GERMANY FD INC 2,315,063 33,221 0.07%
1082 ABBOTT LABS 787,550 33,305 0.07%
1083 ASA GOLD AND PRECIOUS MTLS L 2,300,925 34,030 0.07%
1084 BERKSHIRE HATHAWAY INC DEL 238,683 34,482 0.08%
1085 EVEREST RE GROUP LTD 186,106 35,354 0.08%
1086 KIMBERLY CLARK CORP 283,768 35,794 0.08%
1087 GENERAL AMERN INVS CO INC 1,114,088 36,374 0.08%
1088 INTEL CORP 964,089 36,394 0.08%
1089 FMC TECHNOLOGIES INC 1,227,570 36,422 0.08%
1090 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
1091 AMERICAN ELEC PWR INC 574,361 36,879 0.08%
1092 PRUDENTIAL PLC 1,034,622 36,946 0.08%
1093 TAIWAN SEMICONDUCTOR MFG LTD 1,216,119 37,201 0.08%
1094 GENERAL MLS INC 606,183 38,722 0.08%
1095 NOVARTIS A G 491,962 38,845 0.08%
1096 AES CORP 3,024,961 38,870 0.08%
1097 AMERICAN CAMPUS CMNTYS INC 765,860 38,959 0.08%
1098 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.09% PRN
1099 ISHARES TR 357,871 40,349 0.09% PRN
1100 BRITISH AMERN TOB PLC 316,533 40,405 0.09%
Page 22 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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