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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1051 TRANSCANADA CORP 3,000 142 0.00%
1052 COCA COLA CO 3,310 140 0.00%
1053 GOLD FIELDS LTD NEW 28,744 139 0.00%
1054 INTEL CORP 3,634 137 0.00%
1055 CALAMP CORP 9,751 136 0.00%
1056 CELANESE CORP DEL 2,034 135 0.00%
1057 SMUCKER J M CO 1,000 135 0.00%
1058 SIX FLAGS ENTMT CORP NEW 2,500 134 0.00%
1059 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
1060 DEAN FOODS CO NEW 7,817 128 0.00%
1061 GENERAL MLS INC 2,000 127 0.00%
1062 CELGENE CORP 1,220 127 0.00%
1063 ISHARES TR 2,380 126 0.00% PRN
1064 COSAN LTD SHS A 17,686 126 0.00%
1065 CSG SYS INTL INC 3,000 123 0.00%
1066 HDFC BANK LTD 1,714 123 0.00%
1067 PRAXAIR INC 1,012 122 0.00%
1068 VERIFONE SYS INC 7,700 121 0.00%
1069 HANOVER INS GROUP INC 1,598 120 0.00%
1070 SOUTHWESTERN ENERGY CO 8,110 112 0.00%
1071 WILLIS TOWERS WATSON PUB LTD 841 111 0.00%
1072 KB HOME 6,849 110 0.00%
1073 PAYPAL HLDGS INC 2,705 110 0.00%
1074 MARKEL CORP 115 106 0.00%
1075 IRON MTN INC NEW 2,830 106 0.00%
1076 FACEBOOK INC 820 105 0.00%
1077 BANK N S HALIFAX 2,000 105 0.00%
1078 JD COM INC 4,000 104 0.00%
1079 NORTHERN TRUST 1,500 101 0.00%
1080 ROYAL DUTCH SHELL PLC 1,903 100 0.00%
1081 VANGUARD MUN BD FDS 1,900 99 0.00% PRN
1082 LOCKHEED MARTIN CORP 409 98 0.00%
1083 DIAMOND OFFSHR DRILLING 5,605 98 0.00%
1084 HERCULES CAPITAL INC 7,000 94 0.00%
1085 INCYTE CORP 1,000 94 0.00%
1086 ISHARES TR 750 93 0.00%
1087 BALL CORP 1,104 90 0.00%
1088 CHUBB LIMITED 722 90 0.00%
1089 FORD MTR CO DEL 7,433 89 0.00%
1090 Ishares - Japan 7,050 88 0.00%
1091 SPDR SERIES TRUST 2,400 88 0.00% PRN
1092 SUCAMPO PHARMACEUTICALS INC 7,000 86 0.00%
1093 ALLIED MOTION TECHNOLOGIES 4,600 86 0.00%
1094 CUSTOMERS BANCORP INC COM 3,342 84 0.00%
1095 HCP INC 2,184 82 0.00%
1096 LIVE NATION, INC. 2,994 82 0.00%
1097 MERITAGE HOMES CORP COM 2,333 80 0.00%
1098 SKECHERS U S A INC 3,475 79 0.00%
1099 CHIMERA INVT CORP 5,000 79 0.00%
1100 ISHARES 1,775 75 0.00%
Page 22 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 BAUSCH HEALT 1 0 0.00%
2 VALE S A 50 0 0.00%
3 JAZZ PHARMACEUTICALS PLC 7 0 0.00%
4 INTERVAL LEISURE GROUP INC 43 0 0.00%
5 TOTAL SYS SVCS INC 20 0 0.00%
6 TIME INC NEW 53 0 0.00%
7 COGNIZANT TECHNOLOGY SOLUTIO 20 0 0.00%
8 Corrections Cp Amer Ne 1 0 0.00%
9 WHIRLPOOL CORP 6 0 0.00%
10 JOY GLOBAL INC 25 0 0.00%
11 RMR GROUP INC 6 0 0.00%
12 SALESFORCE COM INC 17 1 0.00%
13 REGENERON PHARMACEUTICALS 4 1 0.00%
14 T MOBILE US INC 31 1 0.00%
15 NETFLIX INC 12 1 0.00%
16 ELECTRONIC ARTS INC 17 1 0.00%
17 GATX CORP 28 1 0.00%
18 GERDAU S A 576 1 0.00%
19 GAP 50 1 0.00%
20 L BRANDS INC 26 1 0.00%
21 GRAPHIC PACKAGING HLDG CO 126 1 0.00%
22 ALEXION PHARMACEUTICALS INC 12 1 0.00%
23 SIRIUS XM HOLDINGS INC 368 1 0.00%
24 MASCO CORP 45 1 0.00%
25 AMPHENOL CORP NEW 23 1 0.00%
26 CADENCE DESIGN SYSTEM INC 65 1 0.00%
27 CREDIT SUISSE GROUP 182 2 0.00%
28 NOAH HOLDINGS LTD CL A ADR 100 2 0.00%
29 WESTROCK CO 48 2 0.00%
30 AMERICAN INTL GROUP INC 37 2 0.00%
31 NVIDIA CORPORATION 34 2 0.00%
32 INTERPUBLIC GROUP COS INC 105 2 0.00%
33 LEAR CORP 22 2 0.00%
34 CRITEO S A SPONS ADS 100 3 0.00%
35 PANERA BREAD CO 24 4 0.00%
36 INTERNATIONAL FLAVORS&FRAGRA 32 4 0.00%
37 NORDIC AMERICAN TANKERS LIMI 460 4 0.00%
38 DOLLAR GEN CORP NEW 84 5 0.00%
39 NASDAQ INC 77 5 0.00%
40 NATIONAL RETAIL PPTYS INC 100 5 0.00%
41 GOLDMAN SACHS GROUP INC 33 5 0.00%
42 SKYWEST INC 200 5 0.00%
43 GRAINGER W W INC 25 5 0.00%
44 CHILDRENS PL INC 73 5 0.00%
45 BANCO SANTANDER CHILE NEW 273 5 0.00%
46 CHEESECAKE FACTORY INC 100 5 0.00%
47 LLOYDS BANKING GROUP PLC 2,376 6 0.00%
48 NATIONAL HEALTHCARE CORP COM 100 6 0.00%
49 WIX COM LTD 141 6 0.00%
50 BGC PARTNERS INCORPORATED CLASS A 689 6 0.00%
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