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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1101 TIME INC NEW 53 0 0.00%
1102 TIME INC NEW 14,125 204 0.00%
1103 TIME WARNER INC 424 33 0.00%
1104 TIME WARNER INC 340,145 27,078 0.06%
1105 TIME WARNER INC 15,730 1,252 0.00%
1106 TJX COS INC NEW 17,971 1,343 0.00%
1107 TJX COS INC NEW 366,852 27,433 0.06%
1108 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
1109 TORO CO 162,252 7,599 0.02%
1110 TOTAL S A 16,764 799 0.00%
1111 TRANSCANADA CORP 3,000 142 0.00%
1112 TRANSDIGM GROUP INC 215 62 0.00%
1113 TRAVELERS COMPANIES INC 224 25 0.00%
1114 TRI CONTL CORP 684,881 14,642 0.03%
1115 TRIMAS CORP COM NEW 428,186 7,968 0.02%
1116 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
1117 TRIPADVISOR INC 50,085 3,164 0.01%
1118 TTM TECHNOLOGIES INC 9,000,000 11,947 0.03% PRN
1119 TURKCELL ILETISIM HIZMETLERI 2,582,694 20,816 0.05%
1120 TURKCELL ILETISIM HIZMETLERI 513,500 4,138 0.01%
1121 TURKISH INVT FD INC 35,030 281 0.00%
1122 TWENTY FIRST CENTY FOX INC 201,252 4,874 0.01%
1123 TWITTER INC 109,445 2,522 0.01%
1124 TYSON FOODS INC 242,275 18,090 0.04%
1125 TYSON FOODS INC 23,758 1,774 0.00%
1126 U S CONCRETE INC 1,300 59 0.00%
1127 UBIQUITI NETWORKS INC 2,785 148 0.00%
1128 UDR INC 278,108 10,009 0.02%
1129 ULTRAGENYX PHARMACEUTICAL INC COM 24,750 1,755 0.00%
1130 UNILEVER N V 299,006 13,784 0.03%
1131 UNILEVER N V 4,050 186 0.00%
1132 UNILEVER PLC 566,361 26,845 0.06%
1133 UNION PAC CORP 4,665,518 455,027 0.99%
1134 UNION PAC CORP 2,495,761 243,411 0.53%
1135 UNION PAC CORP 5,655 551 0.00%
1136 UNION PAC CORP 76,404 7,451 0.02%
1137 UNITED PARCEL SERVICE INC 100 10 0.00%
1138 UNITED RENTALS INC 9,582 752 0.00%
1139 UNITED TECHNOLOGIES CORP 6,550 665 0.00%
1140 UNITED TECHNOLOGIES CORP 4,032,186 409,670 0.89%
1141 UNITED THERAPEUTICS CORP DEL 87,131 10,288 0.02%
1142 UNITEDHEALTH GROUP INC 132,655 18,571 0.04%
1143 UNITEDHEALTH GROUP INC 4,728 661 0.00%
1144 UNIVERSAL HEALTH RLTY INCOME 100 6 0.00%
1145 UNIVERSAL HLTH SVCS INC 24,648 3,037 0.01%
1146 UNUM GROUP 352,091 12,432 0.03%
1147 UNUM GROUP 16,056 566 0.00%
1148 URSTADT BIDDLE PPTYS INC CL A 800 17 0.00%
1149 US BANCORP DEL 234 10 0.00%
1150 V F CORP 99,719 5,589 0.01%
Page 23 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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