| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,594,696 | 34,095,000 | 15.26% | ||
| 2 | Karpus Management, Inc. | 1,539,053 | 32,905,000 | 14.73% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,084,537 | 23,187,000 | 10.38% | ||
| 4 | Gramercy Funds Management LLC | 970,514 | 20,750,000 | 9.29% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 684,881 | 14,642,000 | 6.56% | ||
| 6 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 527,923 | 11,288,000 | 5.05% | ||
| 7 | 1607 Capital Partners, LLC | 459,098 | 9,816,000 | 4.39% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 453,082 | 9,687,000 | 4.34% | ||
| 9 | Bulldog Investors, LLP | 313,691 | 6,707,000 | 3.00% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 227,771 | 4,870,000 | 2.18% | ||
| 11 | MORGAN STANLEY | 173,855 | 3,717,000 | 1.66% | ||
| 12 | CITIGROUP INC | 160,847 | 3,439,000 | 1.54% | ||
| 13 | CORNERSTONE ADVISORS INC | 160,302 | 3,427,000 | 1.53% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 159,274 | 3,406,000 | 1.52% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 128,503 | 2,747,000 | 1.23% | ||
| 16 | 1832 Asset Management L.P. | 120,000 | 2,565,000 | 1.15% | ||
| 17 | MANNING & NAPIER ADVISORS LLC | 101,673 | 2,172,000 | 0.97% | PRN | |
| 18 | GEODE CAPITAL MANAGEMENT, LLC | 101,508 | 2,170,000 | 0.97% | ||
| 19 | Shaker Financial Services, LLC | 101,393 | 2,168,000 | 0.97% | ||
| 20 | Signature Financial Management, Inc. | 86,114 | 1,841,000 | 0.82% | ||
| 21 | DESCHUTES PORTFOLIO STRATEGY, LLC | 80,010 | 1,711,000 | 0.77% | ||
| 22 | WELLS FARGO & COMPANY/MN | 73,293 | 1,567,000 | 0.70% | ||
| 23 | Curi Capital, LLC | 70,909 | 1,516,000 | 0.68% | ||
| 24 | Yorktown Management & Research Co Inc | 70,239 | 1,502,000 | 0.67% | ||
| 25 | ROYAL BANK OF CANADA | 69,709 | 1,490,000 | 0.67% | ||
| 26 | KELMAN-LAZAROV, INC. | 64,800 | 1,373,112 | 0.61% | ||
| 27 | Ancora Advisors LLC | 62,147 | 1,329,000 | 0.59% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 60,312 | 1,290,000 | 0.58% | ||
| 29 | GUGGENHEIM CAPITAL LLC | 60,045 | 1,284,000 | 0.57% | ||
| 30 | Commonwealth Equity Services, Inc | 58,565 | 1,252,000 | 0.56% | ||
| 31 | SALEM INVESTMENT COUNSELORS INC | 5,130 | 1,097,000 | 0.49% | ||
| 32 | PREMIER FUND MANAGERS LTD | 50,000 | 1,059,000 | 0.47% | ||
| 33 | BRINKER CAPITAL INC | 48,283 | 1,032,000 | 0.46% | ||
| 34 | Zuckerman Investment Group, LLC | 39,200 | 838,000 | 0.38% | ||
| 35 | LPL Financial LLC | 38,800 | 822,000 | 0.37% | ||
| 36 | UBS Group AG | 36,962 | 790,000 | 0.35% | ||
| 37 | Creative Planning | 29,171 | 624,000 | 0.28% | ||
| 38 | Invesco Ltd. | 27,910 | 597,000 | 0.27% | ||
| 39 | HighTower Advisors, LLC | 27,632 | 588,000 | 0.26% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 25,741 | 550,000 | 0.25% | ||
| 41 | AQR ARBITRAGE LLC | 24,194 | 517,000 | 0.23% | ||
| 42 | Heritage Wealth Advisors | 22,735 | 486,000 | 0.22% | ||
| 43 | AMERIPRISE FINANCIAL INC | 20,651 | 442,000 | 0.20% | ||
| 44 | FIRST TRUST ADVISORS LP | 20,082 | 429,000 | 0.19% | ||
| 45 | Raymond James Financial Services Advisors, Inc. | 19,049 | 407,000 | 0.18% | ||
| 46 | AMERICAN ASSET MANAGEMENT INC. | 18,650 | 399,000 | 0.18% | ||
| 47 | SII INVESTMENTS INC/WI | 17,675 | 378,000 | 0.17% | ||
| 48 | NICOLET BANKSHARES INC | 16,000 | 342,000 | 0.15% | ||
| 49 | Ameritas Investment Partners, Inc. | 15,566 | 332,000 | 0.15% | ||
| 50 | EVERMAY WEALTH MANAGEMENT LLC | 13,467 | 288,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
