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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 BANCOLOMBIA S A 1,883,930 73,548 0.16%
102 COSTCO WHSL CORP NEW 477,050 72,754 0.16%
103 MCDONALDS CORP 625,445 72,151 0.16%
104 MERCK & CO INC 1,154,460 72,049 0.16%
105 HOST HOTELS & RESORTS INC 4,534,827 70,607 0.15%
106 KIRBY CORP 1,122,695 69,786 0.15%
107 AMAZON COM INC 82,961 69,464 0.15%
108 ANADARKO PETE CORP 1,051,305 66,610 0.14%
109 ROSS STORES INC 1,026,711 66,017 0.14%
110 NEXTERA ENERGY INC 533,240 65,225 0.14%
111 OCCIDENTAL PETE CORP DEL 889,553 64,866 0.14%
112 MASTERCARD INCORPORATED 632,062 64,324 0.14%
113 LABORATORY CORP AMER HLDGS 464,722 63,889 0.14%
114 CHECK POINT SOFTWARE TECH LT 822,251 63,814 0.14%
115 SPLUNK INC 1,067,690 62,652 0.14%
116 MEAD JOHNSON NUTRITI 782,665 61,838 0.13%
117 EDISON INTL 850,985 61,483 0.13%
118 VALERO ENERGY CORP NEW 1,152,699 61,093 0.13%
119 COLGATE PALMOLIVE CO 820,109 60,802 0.13%
120 OCEANEERING INTL INC 2,173,384 59,789 0.13%
121 NIELSEN HLDGS PLC 1,107,319 59,319 0.13%
122 DU PONT E I DE NEMOURS & CO 884,422 59,229 0.13%
123 INDIA FD INC 2,361,362 58,703 0.13%
124 YANDEX N V 2,784,795 58,619 0.13%
125 EASTMAN CHEM CO 848,804 57,447 0.13%
126 BANCO BRADESCO S A 6,315,827 57,284 0.12%
127 PEPSICO INC 502,807 54,690 0.12%
128 ORACLE CORP 1,376,876 54,083 0.12%
129 VIPSHOP HLDGS LTD 3,678,244 53,959 0.12%
130 MORGAN STANLEY CHINA A SH FD 2,787,235 52,121 0.11%
131 FREEPORT-MCMORAN INC 4,780,275 51,913 0.11%
132 TEMPLETON DRAGON FD INC 2,926,946 51,514 0.11%
133 NORFOLK SOUTHERN CORP 508,837 49,387 0.11%
134 TAIWAN SEMICONDUCTOR MFG LTD 1,599,911 48,941 0.11%
135 CITIGROUPINC 1,031,870 48,735 0.11%
136 CATERPILLAR INC 542,675 48,173 0.10%
137 ISHARES TR 422,624 47,511 0.10% PRN
138 NOBLE ENERGY INC 1,320,103 47,180 0.10%
139 3M CO 258,443 45,545 0.10%
140 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 5,435,741 45,171 0.10%
141 TAL ED GROUP 627,655 44,463 0.10%
142 RAYTHEON CO 315,734 42,980 0.09%
143 PACWEST BANCORP DEL COM 996,928 42,778 0.09%
144 ALPHABET INC 51,180 41,151 0.09%
145 NEWMONT CORP 1,036,627 40,729 0.09%
146 AON PLC 361,144 40,625 0.09%
147 BRITISH AMERN TOB PLC 316,533 40,405 0.09%
148 ISHARES TR 357,871 40,349 0.09% PRN
149 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.09% PRN
150 AMERICAN CAMPUS CMNTYS INC 765,860 38,959 0.08%
Page 3 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1201 HARTFORD FINL SVCS GROUP INC 3,300 141 0.00%
1202 COCA COLA CO 3,310 140 0.00%
1203 GOLD FIELDS LTD NEW 28,744 139 0.00%
1204 MCDONALDS CORP 1,200 138 0.00%
1205 INTEL CORP 3,634 137 0.00%
1206 CALAMP CORP 9,751 136 0.00%
1207 CELANESE CORP DEL 2,034 135 0.00%
1208 SMUCKER J M CO 1,000 135 0.00%
1209 SIX FLAGS ENTMT CORP NEW 2,500 134 0.00%
1210 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
1211 DEAN FOODS CO NEW 7,885 129 0.00%
1212 CELGENE CORP 1,220 127 0.00%
1213 GENERAL MLS INC 2,000 127 0.00%
1214 ISHARES TRUST CMBS ETF 2,380 126 0.00% PRN
1215 CSG SYS INTL INC 3,000 123 0.00%
1216 HDFC BANK LTD 1,714 123 0.00%
1217 HOST HOTELS & RESORTS INC 7,900 123 0.00%
1218 PRAXAIR INC 1,012 122 0.00%
1219 VERIFONE SYS INC 7,700 121 0.00%
1220 HANOVER INS GROUP INC 1,598 120 0.00%
1221 VALERO ENERGY CORP NEW 2,175 115 0.00%
1222 SOUTHWESTERN ENERGY CO 8,110 112 0.00%
1223 PAYPAL HLDGS INC 2,736 112 0.00%
1224 KIRBY CORP 1,800 111 0.00%
1225 WILLIS TOWERS WATSON PUB LTD 841 111 0.00%
1226 KB HOME 6,849 110 0.00%
1227 IRON MTN INC NEW 2,830 106 0.00%
1228 MARKEL CORP 115 106 0.00%
1229 FACEBOOK INC 820 105 0.00%
1230 BANK N S HALIFAX 2,000 105 0.00%
1231 JD COM INC 4,000 104 0.00%
1232 NORTHERN TRUST 1,500 101 0.00%
1233 ROYAL DUTCH SHELL PLC 1,903 100 0.00%
1234 VANGUARD MUN BD FDS 1,900 99 0.00% PRN
1235 DECKERS OUTDOOR CORP 1,650 98 0.00%
1236 LOCKHEED MARTIN CORP 409 98 0.00%
1237 DIAMOND OFFSHR DRILLING 5,605 98 0.00%
1238 BALL CORP 1,200 98 0.00%
1239 ISHARES MSCI ACWI EX US IDX FD 2,347 97 0.00%
1240 MEDICAL PPTYS TRUST INC 6,425 94 0.00%
1241 INCYTE CORP 1,000 94 0.00%
1242 HERCULES CAPITAL INC 7,000 94 0.00%
1243 ISHARES TR 750 93 0.00%
1244 CHUBB LIMITED 722 90 0.00%
1245 FORD MTR CO DEL 7,433 89 0.00%
1246 SPDR SERIES TRUST 2,400 88 0.00% PRN
1247 Ishares - Japan 7,050 88 0.00%
1248 ALLIED MOTION TECHNOLOGIES 4,600 86 0.00%
1249 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 7,000 86 0.00%
1250 CUSTOMERS BANCORP INC COM 3,342 84 0.00%
Page 25 of 29