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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 AES CORP 3,024,961 38,870 0.08%
152 NOVARTIS A G 491,962 38,845 0.08%
153 GENERAL MLS INC 606,183 38,722 0.08%
154 TAIWAN SEMICONDUCTOR MFG LTD 1,216,119 37,201 0.08%
155 PRUDENTIAL PLC 1,034,622 36,946 0.08%
156 AMERICAN ELEC PWR INC 574,361 36,879 0.08%
157 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
158 FMC TECHNOLOGIES INC 1,227,570 36,422 0.08%
159 INTEL CORP 964,089 36,394 0.08%
160 GENERAL AMERN INVS CO INC 1,114,088 36,374 0.08%
161 KIMBERLY CLARK CORP 283,768 35,794 0.08%
162 EVEREST RE GROUP LTD 186,106 35,354 0.08%
163 BERKSHIRE HATHAWAY INC DEL 238,683 34,482 0.08%
164 ASA GOLD AND PRECIOUS MTLS L 2,300,925 34,030 0.07%
165 ABBOTT LABS 787,550 33,305 0.07%
166 NEW GERMANY FD INC 2,315,063 33,221 0.07%
167 KINDER MORGAN INC DEL 1,435,748 33,208 0.07%
168 CHINA FD INC 2,012,061 33,078 0.07%
169 CONCHO RESOURCES 238,501 32,758 0.07%
170 CSX CORP 1,074,005 32,757 0.07%
171 TEVA PHARMACEUTICAL INDS LTD 703,411 32,363 0.07%
172 MOLSON COORS BREWING CO 292,072 32,069 0.07%
173 JPMORGAN CHASE & CO 479,360 31,920 0.07%
174 ISHARES TR 205,544 31,799 0.07%
175 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
176 Fox Factory Holding Corp 1,348,096 30,965 0.07%
177 CHINA MOBILE LIMITED 501,754 30,867 0.07%
178 VWR CORP 1,087,951 30,854 0.07%
179 NETEASE INC 127,300 30,651 0.07%
180 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
181 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
182 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
183 MORGAN STANLEY EMERGING MKTS FD INC 2,084,121 30,323 0.07%
184 REYNOLDS AMERICAN INC 639,973 30,174 0.07%
185 BLACKROCK RES COMMODITIES 3,679,734 29,989 0.07%
186 ISHARES TR 588,362 29,918 0.07%
187 CABOT OIL & GAS CORP 1,128,611 29,118 0.06%
188 BAIDU INC 158,299 28,821 0.06%
189 ISHARES TR 767,382 28,738 0.06%
190 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
191 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
192 SOUTHERN CO 554,634 28,452 0.06%
193 STATE STR CORP 407,527 28,376 0.06%
194 VANGUARD INTL EQUITY INDEX F 578,397 28,185 0.06%
195 P T TELEKOMUNIKASI INDONESIA 424,800 28,070 0.06%
196 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
197 FLIR SYS INC 877,189 27,561 0.06%
198 TAIWAN FD INC 1,592,017 27,557 0.06%
199 TJX COS INC NEW 366,852 27,433 0.06%
200 AK STL CORP 22,600,000 27,148 0.06% PRN
Page 4 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 427,732 48,085 0.10% PRN
2 ISHARES TR 371,920 41,933 0.08% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.08% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.06% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.06% PRN
6 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.06% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.05% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.05% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.04% PRN
15 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.04% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.04% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.04% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.04% PRN
19 ISHARES TR 189,500 20,862 0.04% PRN
20 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
21 HOLOGIC INC 16,500,000 20,274 0.04% PRN
22 ISHARES TR 161,727 19,921 0.04% PRN
23 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
24 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
25 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
26 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
27 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
28 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
29 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
30 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
31 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
32 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
33 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
34 TESARO INC 6,000,000 17,651 0.04% PRN
35 AMTRUST FINL SVCS INC 20,000,000 17,450 0.03% PRN
36 WEATHERFORD INTL LTD 15,500,000 17,427 0.03% PRN
37 COWEN GROUP INC NEW 17,500,000 17,073 0.03% PRN
38 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.03% PRN
39 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
40 LIBERTY MEDIA CORP 27,084,000 16,859 0.03% PRN
41 BROADSOFT INC 12,500,000 16,656 0.03% PRN
42 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.03% PRN
43 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
44 LGIH 9,000,000 15,845 0.03% PRN
45 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
46 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
47 SM ENERGY CO 13,000,000 15,665 0.03% PRN
48 SOLAZYME INC 31,437,000 15,543 0.03% PRN
49 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
50 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
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