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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 TIME WARNER INC 340,145 27,078 0.06%
202 MORNINGSTAR INC 341,325 27,056 0.06%
203 FOOT LOCKER INC 397,049 26,888 0.06%
204 UNILEVER PLC 566,361 26,845 0.06%
205 INGEVITY CORP 582,070 26,833 0.06%
206 Japan Smaller Capitalizationfd Inc Common 2,519,317 26,603 0.06%
207 KOREA FD 738,266 26,577 0.06%
208 B/E AEROSPACE INC 512,642 26,483 0.06%
209 AMGEN INC 157,256 26,231 0.06%
210 KROGER CO 878,317 26,068 0.06%
211 INTL PAPER CO 536,795 25,755 0.06%
212 J2 GLOBAL INC 380,782 25,363 0.06%
213 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.06% PRN
214 CALGON CARBON CORP 1,650,605 25,039 0.05%
215 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
216 WELLS FARGO & CO NEW 563,610 24,956 0.05%
217 VISA INC 297,697 24,619 0.05%
218 ISHARES TR 197,752 24,550 0.05%
219 MADDEN STEVEN LTD COM 705,095 24,368 0.05%
220 MICROSOFT CORP 422,973 24,363 0.05%
221 METLIFE INC 539,215 23,957 0.05%
222 SIGNATURE BANK 200,492 23,748 0.05%
223 MACOM TECH SOLUTIONS HLDGS I 546,375 23,133 0.05%
224 SUMITOMO MITSUI FINL GROUP I 3,416,249 23,059 0.05%
225 ROYAL DUTCH SHELL PLC 457,718 22,917 0.05%
226 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
227 BHP BILLITON LTD 657,470 22,781 0.05%
228 VALVOLINE INC 968,775 22,756 0.05%
229 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
230 WOODWARD INC 363,325 22,700 0.05%
231 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.05% PRN
232 CHICOS FAS INC 1,891,798 22,512 0.05%
233 S&P GLOBAL INC 177,068 22,409 0.05%
234 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.05% PRN
235 PGT INNOVATIONS INC COM 2,074,095 22,130 0.05%
236 SWISS HELVETIA FD INC 2,052,387 21,940 0.05%
237 SHUTTERFLY INC 22,227,000 21,879 0.05% PRN
238 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.05% PRN
239 ALTRA INDL MOTION CORP COM 741,698 21,486 0.05%
240 ALTRA INDL MOTION CORP 18,100,000 21,425 0.05% PRN
241 ABERDEEN EMERGING MKTS SMALL 1,660,406 20,987 0.05%
242 CENTRAL EASTERN EUROPE FD 1,092,603 20,977 0.05%
243 TURKCELL ILETISIM HIZMETLERI 2,582,694 20,816 0.05%
244 ZOETIS INC 398,884 20,745 0.05%
245 HEWLETT PACKARD ENTERPRISE C 910,849 20,721 0.05%
246 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
247 BAXTER INTL INC 433,446 20,632 0.04%
248 LEIDOS HLDGS INC 475,979 20,600 0.04%
249 XCEL ENERGY INC 499,167 20,535 0.04%
250 DR PEPPER SNAPPLE GROUP INC 224,707 20,517 0.04%
Page 5 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 427,732 48,085 0.10% PRN
2 ISHARES TR 371,920 41,933 0.08% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.08% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.06% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.06% PRN
6 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.06% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.05% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.05% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.04% PRN
15 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.04% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.04% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.04% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.04% PRN
19 ISHARES TR 189,500 20,862 0.04% PRN
20 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
21 HOLOGIC INC 16,500,000 20,274 0.04% PRN
22 ISHARES TR 161,727 19,921 0.04% PRN
23 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
24 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
25 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
26 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
27 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
28 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
29 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
30 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
31 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
32 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
33 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
34 TESARO INC 6,000,000 17,651 0.04% PRN
35 AMTRUST FINL SVCS INC 20,000,000 17,450 0.03% PRN
36 WEATHERFORD INTL LTD 15,500,000 17,427 0.03% PRN
37 COWEN GROUP INC NEW 17,500,000 17,073 0.03% PRN
38 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.03% PRN
39 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
40 LIBERTY MEDIA CORP 27,084,000 16,859 0.03% PRN
41 BROADSOFT INC 12,500,000 16,656 0.03% PRN
42 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.03% PRN
43 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
44 LGIH 9,000,000 15,845 0.03% PRN
45 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
46 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
47 SM ENERGY CO 13,000,000 15,665 0.03% PRN
48 SOLAZYME INC 31,437,000 15,543 0.03% PRN
49 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
50 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
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