Dark
Light
System
Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 BLOOMIN BRANDS INC 1,182,135 20,380 0.04%
252 HOLOGIC INC 16,500,000 20,274 0.04% PRN
253 LITTELFUSE INC 156,718 20,186 0.04%
254 SYSCO CORP 410,614 20,124 0.04%
255 NCR CORP NEW 623,900 20,083 0.04%
256 ISHARES TR 161,727 19,921 0.04% PRN
257 SALLY BEAUTY HLDGS INC 772,915 19,848 0.04%
258 WALGREENS BOOTS ALLIANCE INC 245,112 19,760 0.04%
259 GREAT PLAINS ENERGY INC 716,681 19,558 0.04%
260 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
261 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
262 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
263 CANADIAN NATL RY CO 295,965 19,356 0.04%
264 JPMORGAN CHINA REGION FD INC 1,097,867 19,289 0.04%
265 EXELON CORP 578,500 19,258 0.04%
266 TANGER FACTORY OUTLET CTRS I 492,025 19,169 0.04%
267 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
268 TENNANT CO 295,505 19,148 0.04%
269 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
270 SAP SE 208,760 19,082 0.04%
271 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
272 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
273 PUBLIC SVC ENTERPRISE GRP IN 449,144 18,805 0.04%
274 GDL FUND 1,887,459 18,780 0.04%
275 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
276 UNITEDHEALTH GROUP INC 132,655 18,571 0.04%
277 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
278 PROCTER AND GAMBLE CO 206,244 18,510 0.04%
279 ALASKA AIR GROUP INC 279,753 18,424 0.04%
280 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
281 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
282 TYSON FOODS INC 242,275 18,090 0.04%
283 FACTSET RESH SYS INC 111,260 18,035 0.04%
284 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
285 RELX PLC 939,205 17,995 0.04%
286 MICROSEMI CORP 427,613 17,951 0.04%
287 SONY GROUP CORP 538,721 17,890 0.04%
288 COMERICA INC 374,788 17,734 0.04%
289 QUALCOMM INC 257,920 17,667 0.04%
290 TESARO INC 6,000,000 17,651 0.04% PRN
291 AUTOMATIC DATA PROCESSING IN 199,923 17,633 0.04%
292 TEXAS INSTRS INC 249,719 17,525 0.04%
293 PAYCHEX INC 302,811 17,523 0.04%
294 AMTRUST FINL SVCS INC 20,000,000 17,450 0.04% PRN
295 WEATHERFORD INTL LTD 15,500,000 17,427 0.04% PRN
296 INTUIT 158,214 17,405 0.04%
297 POOL CORPORATION 182,667 17,265 0.04%
298 PATTERN ENERGY GROUP INC 762,160 17,140 0.04%
299 AMBEV SA 2,811,000 17,118 0.04%
300 COWEN GROUP INC NEW 17,500,000 17,073 0.04% PRN
Page 6 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
Page 1 of 29