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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 BLOOMIN BRANDS INC 1,182,135 20,380 0.04%
252 HOLOGIC INC 16,500,000 20,274 0.04% PRN
253 LITTELFUSE INC 156,718 20,186 0.04%
254 SYSCO CORP 410,614 20,124 0.04%
255 NCR CORP NEW 623,900 20,083 0.04%
256 ISHARES TR 161,727 19,921 0.04% PRN
257 SALLY BEAUTY HLDGS INC 772,915 19,848 0.04%
258 WALGREENS BOOTS ALLIANCE INC 245,112 19,760 0.04%
259 GREAT PLAINS ENERGY INC 716,681 19,558 0.04%
260 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
261 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
262 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
263 CANADIAN NATL RY CO 295,965 19,356 0.04%
264 JPMORGAN CHINA REGION FD INC 1,097,867 19,289 0.04%
265 EXELON CORP 578,500 19,258 0.04%
266 TANGER FACTORY OUTLET CTRS I 492,025 19,169 0.04%
267 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
268 TENNANT CO 295,505 19,148 0.04%
269 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
270 SAP SE 208,760 19,082 0.04%
271 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
272 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
273 PUBLIC SVC ENTERPRISE GRP IN 449,144 18,805 0.04%
274 GDL FUND 1,887,459 18,780 0.04%
275 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
276 UNITEDHEALTH GROUP INC 132,655 18,571 0.04%
277 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
278 PROCTER AND GAMBLE CO 206,244 18,510 0.04%
279 ALASKA AIR GROUP INC 279,753 18,424 0.04%
280 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
281 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
282 TYSON FOODS INC 242,275 18,090 0.04%
283 FACTSET RESH SYS INC 111,260 18,035 0.04%
284 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
285 RELX PLC 939,205 17,995 0.04%
286 MICROSEMI CORP 427,613 17,951 0.04%
287 SONY GROUP CORP 538,721 17,890 0.04%
288 COMERICA INC 374,788 17,734 0.04%
289 QUALCOMM INC 257,920 17,667 0.04%
290 TESARO INC 6,000,000 17,651 0.04% PRN
291 AUTOMATIC DATA PROCESSING IN 199,923 17,633 0.04%
292 TEXAS INSTRS INC 249,719 17,525 0.04%
293 PAYCHEX INC 302,811 17,523 0.04%
294 AMTRUST FINL SVCS INC 20,000,000 17,450 0.04% PRN
295 WEATHERFORD INTL LTD 15,500,000 17,427 0.04% PRN
296 INTUIT 158,214 17,405 0.04%
297 POOL CORPORATION 182,667 17,265 0.04%
298 PATTERN ENERGY GROUP INC 762,160 17,140 0.04%
299 AMBEV SA 2,811,000 17,118 0.04%
300 COWEN GROUP INC NEW 17,500,000 17,073 0.04% PRN
Page 6 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 427,732 48,085 0.10% PRN
2 ISHARES TR 371,920 41,933 0.08% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.08% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.06% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.06% PRN
6 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.06% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.05% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.05% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.04% PRN
15 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.04% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.04% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.04% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.04% PRN
19 ISHARES TR 189,500 20,862 0.04% PRN
20 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
21 HOLOGIC INC 16,500,000 20,274 0.04% PRN
22 ISHARES TR 161,727 19,921 0.04% PRN
23 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
24 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
25 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
26 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
27 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
28 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
29 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
30 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
31 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
32 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
33 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
34 TESARO INC 6,000,000 17,651 0.04% PRN
35 AMTRUST FINL SVCS INC 20,000,000 17,450 0.03% PRN
36 WEATHERFORD INTL LTD 15,500,000 17,427 0.03% PRN
37 COWEN GROUP INC NEW 17,500,000 17,073 0.03% PRN
38 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.03% PRN
39 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
40 LIBERTY MEDIA CORP 27,084,000 16,859 0.03% PRN
41 BROADSOFT INC 12,500,000 16,656 0.03% PRN
42 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.03% PRN
43 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
44 LGIH 9,000,000 15,845 0.03% PRN
45 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
46 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
47 SM ENERGY CO 13,000,000 15,665 0.03% PRN
48 SOLAZYME INC 31,437,000 15,543 0.03% PRN
49 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
50 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
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