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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.04% PRN
302 TEMPLETON EMERGING MKTS FD 1,349,251 17,041 0.04%
303 REPUBLIC SVCS INC 337,632 17,033 0.04%
304 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
305 SJW GROUP 386,596 16,886 0.04%
306 LIBERTY MEDIA CORP 27,084,000 16,859 0.04% PRN
307 CITRIX SYS INC 196,151 16,715 0.04%
308 CISCO SYS INC 526,800 16,710 0.04%
309 BROADSOFT INC 1.000000 09/01/2022 12,500,000 16,656 0.04% PRN
310 BARD C R INC 74,186 16,638 0.04%
311 SPROUTS FMRS MKT INC 793,411 16,383 0.04%
312 ABERDEEN LATIN AMER EQTY FD 763,631 16,295 0.04%
313 ORBOTECH LTD 549,818 16,280 0.04%
314 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.04% PRN
315 KINDER MORGAN INC DEL 700,000 16,191 0.04%
316 ENI S P A 559,605 16,155 0.04%
317 O REILLY AUTOMOTIVE INC NEW 57,471 16,098 0.04%
318 METTLER TOLEDO INTERNATIONAL 38,342 16,097 0.04%
319 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
320 BLACKHAWK NETWORK HLDGS INC 527,220 15,906 0.03%
321 LGIH 9,000,000 15,845 0.03% PRN
322 BLACKSTONE MTG TR INC 536,884 15,811 0.03%
323 LIBERTY ALL STAR EQUITY FUND SH BEN INT 3,048,901 15,793 0.03%
324 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
325 WAL-MART STORES INC 217,832 15,710 0.03%
326 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
327 SM ENERGY CO 13,000,000 15,665 0.03% PRN
328 INTERNATIONAL GAME TECHNOLOG 638,857 15,575 0.03%
329 TERRAVIA HLDGS INC 31,437,000 15,543 0.03% PRN
330 INTERNATIONAL BUSINESS MACHS 97,172 15,435 0.03%
331 QUINTILES IMS HOLDINGS INC 190,035 15,404 0.03%
332 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
333 MERRIMACK PHARMACEUTICALS IN 12,469,000 15,349 0.03% PRN
334 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
335 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
336 GREAT WESTERN BANCORP INC COM 457,516 15,244 0.03%
337 ICONIX BRAND GROUP INC 17,500,000 15,181 0.03% PRN
338 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
339 NIELSEN HLDGS PLC 282,555 15,136 0.03%
340 NAVISTAR INTL CORP NEW SR SB CONV NT 19 16,000,000 15,010 0.03% PRN
341 ANTERO RES CORP 555,450 14,969 0.03%
342 AMERICAN TOWER CORP NEW 131,400 14,891 0.03%
343 NATIONAL STORAGE AFFILIATES 709,645 14,859 0.03%
344 ENCORE CAP GROUP INC 14,800,000 14,726 0.03% PRN
345 GRUPO SUPERVIELLE S A 994,300 14,725 0.03%
346 TRI CONTL CORP 684,881 14,642 0.03%
347 ALLSTATE CORP 209,659 14,504 0.03%
348 YPF SOCIEDAD ANONIMA 795,999 14,503 0.03%
349 CLOROX CO DEL 115,196 14,420 0.03%
350 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 14,000,000 14,411 0.03% PRN
Page 7 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 427,732 48,085 0.10% PRN
2 ISHARES TR 371,920 41,933 0.08% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.08% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.06% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.06% PRN
6 ADVANCED MICRO DEVICES INC COCO 26 28,000,000 30,520 0.06% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.05% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.05% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.04% PRN
15 DEPOMED INC 15,515,000 22,147 0.04% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.04% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.04% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.04% PRN
19 ISHARES TR 189,500 20,862 0.04% PRN
20 CARRIAGE SERVICES INC 17,559,000 20,664 0.04% PRN
21 HOLOGIC INC 16,500,000 20,274 0.04% PRN
22 ISHARES TR 161,727 19,921 0.04% PRN
23 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
24 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
25 PROOFPOINT INC 10,035,000 19,417 0.04% PRN
26 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
27 EMERGENT BIOSOLUTIONS 2.875000 01/15/202 15,500,000 19,035 0.04% PRN
28 REDWOOD TR INC NOTE 4.625 4/1 18,681,000 18,832 0.04% PRN
29 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
30 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
31 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
32 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
33 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
34 TESARO INC 6,000,000 17,651 0.04% PRN
35 AMTRUST FINL SVCS INC 20,000,000 17,450 0.03% PRN
36 WEATERFORD BERMUDA 15,500,000 17,427 0.03% PRN
37 COWEN INC 17,500,000 17,073 0.03% PRN
38 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.03% PRN
39 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
40 LIBERTY MEDIA CORP 27,084,000 16,859 0.03% PRN
41 BROADSOFT INC 1.000000 09/01/2022 12,500,000 16,656 0.03% PRN
42 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.03% PRN
43 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
44 LGIH 9,000,000 15,845 0.03% PRN
45 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
46 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
47 SM ENERGY CO 13,000,000 15,665 0.03% PRN
48 TERRAVIA HLDGS INC 31,437,000 15,543 0.03% PRN
49 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
50 MERRIMACK PHARMACEUTICALS IN 12,469,000 15,349 0.03% PRN
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