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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
401 PDL BIOPHARMA INC 11,894,000 11,611 0.03% PRN
402 TELEFONICA BRASIL SA 800,081 11,577 0.03%
403 ABBVIE INC 178,972 11,287 0.02%
404 RED HAT INC 139,526 11,277 0.02%
405 CHENIERE ENERGY INC 17,500,000 11,189 0.02% PRN
406 WEBSTER FINL CORP CONN 293,057 11,139 0.02%
407 EQUITY RESIDENTIAL 173,025 11,130 0.02%
408 MODINE MFG CO COM 933,070 11,066 0.02%
409 BAIDU INC 60,770 11,064 0.02%
410 DARDEN RESTAURANTS INC 178,712 10,958 0.02%
411 SIGNET JEWELERS LIMITED 146,084 10,887 0.02%
412 FIRST TR/ABERDEEN EMERG OPT 713,334 10,856 0.02%
413 COCA COLA EUROPEAN PARTNERS 271,997 10,852 0.02%
414 AVALONBAY COMM 60,702 10,795 0.02%
415 OWENS CORNING NEW 200,834 10,722 0.02%
416 LIBERTY INTERACTIVE LLC 10,000,000 10,612 0.02% PRN
417 EOG RES INC 109,638 10,603 0.02%
418 CIENA CORP 485,045 10,573 0.02%
419 PINNACLE WEST 138,518 10,525 0.02%
420 SIMON PPTY GROUP INC NEW 50,748 10,505 0.02%
421 PNM RES INC 320,543 10,488 0.02%
422 EXTRA SPACE STORAGE INC 131,151 10,414 0.02%
423 PLDT INC 290,500 10,362 0.02%
424 UNITED THERAPEUTICS CORP DEL 87,131 10,288 0.02%
425 ALLSCRIPTS HEALTHCARE SOLUTN 10,000,000 10,287 0.02% PRN
426 PRIMERICA INC 193,390 10,255 0.02%
427 QUEST DIAGNOSTICS INC 119,555 10,117 0.02%
428 ISHARES TR 187,525 10,030 0.02%
429 UDR INC 278,108 10,009 0.02%
430 EZCORP INC 10,000,000 9,893 0.02% PRN
431 REGAL BELOIT CORP 164,949 9,812 0.02%
432 VANECK VECTORS ETF TR 338,579 9,795 0.02% PRN
433 COMMUNICATIONS SALES&LEAS 308,737 9,697 0.02%
434 BANCO MACRO SA 123,381 9,654 0.02%
435 CELGENE CORP 92,070 9,624 0.02%
436 IDEXX LAB 85,042 9,586 0.02%
437 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 9,500,000 9,577 0.02% PRN
438 POWERSHARES EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE PORT 245,542 9,519 0.02%
439 AZENTA INC COM 683,755 9,305 0.02%
440 ISHARES 20 YEAR TREASURY BOND ETF 67,515 9,283 0.02% PRN
441 INTERNATIONAL FLAVORS&FRAGRA 64,466 9,216 0.02%
442 ALPS ETF TR 723,830 9,185 0.02%
443 TEAM HEALTH HOLDINGS INC 281,707 9,172 0.02%
444 INTEL CORP JR SB CONV DB 39 5,000,000 9,153 0.02% PRN
445 JONES LANG LASALLE 80,372 9,145 0.02%
446 INNOSPEC INC COM 149,499 9,091 0.02%
447 ISHARES GOLD TRUST 712,670 9,043 0.02%
448 PORTFOLIO RECOVERY ASSOCS IN 10,000,000 9,043 0.02% PRN
449 SNAP ON INC 59,327 9,015 0.02%
450 CARTERS INC 103,691 8,991 0.02%
Page 9 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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