Dark
Light
System
Security
FIRST TR/ABERDEEN EMERG OPT
FIRST TR/ABERDEEN EMERG OPT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 25 Institutional holders with a total value of $38,183,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LAZARD ASSET MANAGEMENT LLC 839,369 12,775,000 33.46%
2 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 521,176 7,914,000 20.73%
3 1607 Capital Partners, LLC 360,107 5,452,000 14.28%
4 Camarda Financial Advisors, LLC 293,273 4,440,000 11.63%
5 WELLS FARGO & COMPANY/MN 186,434 2,822,000 7.39%
6 MORGAN STANLEY 123,625 1,872,000 4.90%
7 ROYAL BANK OF CANADA 29,312 444,000 1.16%
8 LPL Financial LLC 27,559 413,000 1.08%
9 BAIRD FINANCIAL GROUP, INC. 18,609 282,000 0.74%
10 First Allied Advisory Services, Inc. 17,680 268,000 0.70%
11 BANK OF AMERICA CORP /DE/ 15,809 239,000 0.63%
12 Raymond James Financial Services Advisors, Inc. 14,321 217,000 0.57%
13 CORNERSTONE ADVISORS INC 12,465 190,000 0.50%
14 Advisors Asset Management, Inc. 11,700 178,000 0.47%
15 WEDBUSH SECURITIES INC 11,382 172,000 0.45%
16 Commonwealth Equity Services, Inc 11,236 170,000 0.45%
17 Virtu KCG Holdings LLC 11,163 169,000 0.44%
18 CITIGROUP INC 3,812 58,000 0.15%
19 UBS Group AG 3,217 48,000 0.13%
20 ADVISOR GROUP, INC. 2,000 30,000 0.08%
21 IFP ADVISORS, INC 1,187 18,000 0.05%
22 FIFTH THIRD BANCORP 560 8,000 0.02%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 193 3,000 0.01%
24 HOWE & RUSLING INC 80 1,000 0.00%
25 MSI Financial Services Inc 11 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.