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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,615 2,399 0.01%
2 3M CO 258,443 45,545 0.10%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 178,972 11,287 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,660,406 20,987 0.05%
6 ABERDEEN GTR CHINA FD INC 50,411 458 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 986,322 8,107 0.02%
9 ABERDEEN LATIN AMER EQTY FD 763,631 16,295 0.04%
10 ABERDEEN SINGAPORE FD INC COM 597,845 5,607 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
17 ADEPTUS HEALTH INC 325 13 0.00%
18 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
19 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
20 ADVANCED ACCELERATOR APPLIC 12,673 482 0.00%
21 ADVANCED ENERGY INDS COM 32,979 1,560 0.00%
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,229,894 7,268 0.02%
24 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
25 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
26 AERCAP HOLDINGS NV 97,131 3,738 0.01%
27 AES CORP 3,024,961 38,870 0.08%
28 AETNA INC NEW 2,243,114 258,967 0.56%
29 AETNA INC NEW 3,580 413 0.00%
30 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
31 AGILENT TECHNOLOGIES INC 65,561 3,087 0.01%
32 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
33 AGREE RLTY CORP COM 1,000 49 0.00%
34 AIR LEASE CORP 97,839 2,796 0.01%
35 AIRCASTLE LTD 8,000 158 0.00%
36 AK STL CORP 22,600,000 27,148 0.06% PRN
37 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
38 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
39 ALASKA AIR GROUP INC 279,753 18,424 0.04%
40 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
41 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
42 ALEXANDRIA REAL ESTATE EQ IN 61,005 2,170 0.00%
43 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
44 ALIBABA GROUP HLDG LTD 1,881,481 199,041 0.43%
45 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
46 ALLEGIANT TRAVEL CO 50 6 0.00%
47 ALLERGAN PLC 27,845 6,412 0.01%
48 ALLERGAN PLC 1,035 238 0.00%
49 ALLERGAN PLC 2,988,910 688,375 1.50%
50 ALLIED MOTION TECHNOLOGIES 4,600 86 0.00%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
251 JPMORGAN CHINA REGION FD INC 1,248,976 21,944 0.04%
252 SHUTTERFLY INC 22,227,000 21,879 0.04% PRN
253 XCEL ENERGY INC 530,036 21,805 0.04%
254 PGT INNOVATIONS INC COM 2,035,459 21,718 0.04%
255 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.04% PRN
256 INTERNATIONAL BUSINESS MACHS 135,644 21,547 0.04%
257 ALTRA INDL MOTION CORP 18,100,000 21,425 0.04% PRN
258 SYSCO CORP 436,023 21,369 0.04%
259 WAL-MART STORES INC 295,307 21,297 0.04%
260 LEIDOS HLDGS INC 490,940 21,247 0.04%
261 ALTRA INDL MOTION CORP COM 726,916 21,058 0.04%
262 ISHARES TR 189,500 20,862 0.04% PRN
263 RELX NV 1,161,618 20,746 0.04%
264 ZOETIS INC 398,884 20,745 0.04%
265 HEWLETT PACKARD ENTERPRISE C 910,932 20,723 0.04%
266 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
267 GREAT PLAINS ENERGY INC 756,633 20,648 0.04%
268 BLOOMIN BRANDS INC 1,182,650 20,388 0.04%
269 PUBLIC SVC ENTERPRISE GRP IN 485,850 20,342 0.04%
270 HOLOGIC INC 16,500,000 20,274 0.04% PRN
271 ABERDEEN LATIN AMER EQTY FD 946,465 20,197 0.04%
272 EXELON CORP 605,232 20,148 0.04%
273 NCR CORP NEW 624,260 20,094 0.04%
274 ISHARES TR 161,727 19,921 0.04% PRN
275 TYSON FOODS INC 266,448 19,895 0.04%
276 LITTELFUSE INC 153,711 19,799 0.04%
277 WALGREENS BOOTS ALLIANCE INC 245,112 19,760 0.04%
278 SALLY BEAUTY HLDGS INC 758,145 19,469 0.04%
279 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
280 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
281 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
282 FACTSET RESH SYS INC 119,417 19,357 0.04%
283 UNITEDHEALTH GROUP INC 137,533 19,254 0.04%
284 TANGER FACTORY OUTLET CTRS I 492,344 19,181 0.04%
285 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
286 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
287 QUALCOMM INC 278,634 19,086 0.04%
288 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
289 PATTERN ENERGY GROUP INC 837,862 18,843 0.04%
290 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
291 GDL FUND 1,887,459 18,780 0.04%
292 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
293 TENNANT CO 289,286 18,745 0.04%
294 AUTOMATIC DATA PROCESSING IN 212,422 18,735 0.04%
295 PAYCHEX INC 321,271 18,591 0.04%
296 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
297 PROCTER AND GAMBLE CO 206,244 18,510 0.04%
298 INTUIT 167,917 18,472 0.04%
299 ALASKA AIR GROUP INC 279,964 18,438 0.04%
300 POOL CORPORATION 194,378 18,372 0.04%
Page 6 of 29