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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,615 2,399 0.01%
2 3M CO 258,443 45,545 0.10%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 178,972 11,287 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,660,406 20,987 0.05%
6 ABERDEEN GTR CHINA FD INC 50,411 458 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 986,322 8,107 0.02%
9 ABERDEEN LATIN AMER EQTY FD 763,631 16,295 0.04%
10 ABERDEEN SINGAPORE FD INC COM 597,845 5,607 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
17 ADEPTUS HEALTH INC 325 13 0.00%
18 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
19 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
20 ADVANCED ACCELERATOR APPLIC 12,673 482 0.00%
21 ADVANCED ENERGY INDS COM 32,979 1,560 0.00%
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,229,894 7,268 0.02%
24 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
25 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
26 AERCAP HOLDINGS NV 97,131 3,738 0.01%
27 AES CORP 3,024,961 38,870 0.08%
28 AETNA INC NEW 2,243,114 258,967 0.56%
29 AETNA INC NEW 3,580 413 0.00%
30 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
31 AGILENT TECHNOLOGIES INC 65,561 3,087 0.01%
32 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
33 AGREE RLTY CORP COM 1,000 49 0.00%
34 AIR LEASE CORP 97,839 2,796 0.01%
35 AIRCASTLE LTD 8,000 158 0.00%
36 AK STL CORP 22,600,000 27,148 0.06% PRN
37 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
38 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
39 ALASKA AIR GROUP INC 279,753 18,424 0.04%
40 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
41 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
42 ALEXANDRIA REAL ESTATE EQ IN 61,005 2,170 0.00%
43 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
44 ALIBABA GROUP HLDG LTD 1,881,481 199,041 0.43%
45 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
46 ALLEGIANT TRAVEL CO 50 6 0.00%
47 ALLERGAN PLC 27,845 6,412 0.01%
48 ALLERGAN PLC 1,035 238 0.00%
49 ALLERGAN PLC 2,988,910 688,375 1.50%
50 ALLIED MOTION TECHNOLOGIES 4,600 86 0.00%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
301 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
302 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
303 REPUBLIC SVCS INC 359,536 18,138 0.04%
304 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
305 TEXAS INSTRS INC 256,551 18,004 0.04%
306 MICROSEMI CORP 427,934 17,964 0.04%
307 BLACKSTONE MTG TR INC 609,753 17,957 0.04%
308 COMERICA INC 375,065 17,748 0.04%
309 BARD C R INC 79,053 17,730 0.04%
310 TESARO INC 6,000,000 17,651 0.04% PRN
311 AMTRUST FINL SVCS INC 20,000,000 17,450 0.03% PRN
312 WEATHERFORD INTL LTD 15,500,000 17,427 0.03% PRN
313 O REILLY AUTOMOTIVE INC NEW 61,715 17,286 0.03%
314 AMBEV SA 2,811,000 17,118 0.03%
315 COWEN GROUP INC NEW 17,500,000 17,073 0.03% PRN
316 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.03% PRN
317 TEMPLETON EMERGING MKTS FD 1,349,251 17,041 0.03%
318 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
319 SJW CORP 386,596 16,886 0.03%
320 METTLER-TOLEDO 40,165 16,862 0.03%
321 LIBERTY MEDIA CORP 27,084,000 16,859 0.03% PRN
322 SNAP ON INC 110,166 16,740 0.03%
323 CLOROX CO DEL 133,720 16,739 0.03%
324 CISCO SYS INC 526,800 16,710 0.03%
325 CITRIX SYS INC 196,072 16,709 0.03%
326 BROADSOFT INC 12,500,000 16,656 0.03% PRN
327 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.03% PRN
328 KINDER MORGAN INC DEL 700,000 16,191 0.03%
329 SPROUTS FMRS MKT INC 782,649 16,161 0.03%
330 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
331 LGIH 9,000,000 15,845 0.03% PRN
332 LIBERTY ALL STAR EQUITY FD 3,048,901 15,793 0.03%
333 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
334 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
335 SM ENERGY CO 13,000,000 15,665 0.03% PRN
336 CAMPBELL SOUP CO 284,194 15,545 0.03%
337 SOLAZYME INC 31,437,000 15,543 0.03% PRN
338 BLACKHAWK NETWORK 513,426 15,490 0.03%
339 QUINTILES IMS HOLDINGS INC 190,035 15,404 0.03%
340 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
341 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
342 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
343 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
344 ICONIX BRAND GROUP INC 17,500,000 15,181 0.03% PRN
345 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
346 SPDR SERIES TRUST 492,395 15,150 0.03% PRN
347 NIELSEN HLDGS PLC 282,555 15,136 0.03%
348 KOREA EQUITY FD INC COM 1,761,075 15,087 0.03%
349 NAVISTAR INTL CORP NEW SR SB CONV NT 19 16,000,000 15,010 0.03% PRN
350 ANTERO RES CORP 555,908 14,981 0.03%
Page 7 of 29