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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 422,624 47,511 0.10% PRN
2 ISHARES TR 357,871 40,349 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.09% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
6 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.06% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.06% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.05% PRN
15 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.05% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.05% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.05% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.05% PRN
19 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
20 HOLOGIC INC 16,500,000 20,274 0.04% PRN
21 ISHARES TR 161,727 19,921 0.04% PRN
22 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
23 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
24 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
25 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
26 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
27 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
28 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
29 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
30 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
31 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
32 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
33 TESARO INC 6,000,000 17,651 0.04% PRN
34 AMTRUST FINL SVCS INC 20,000,000 17,450 0.04% PRN
35 WEATHERFORD INTL LTD 15,500,000 17,427 0.04% PRN
36 COWEN GROUP INC NEW 17,500,000 17,073 0.04% PRN
37 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.04% PRN
38 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
39 LIBERTY MEDIA CORP 27,084,000 16,859 0.04% PRN
40 BROADSOFT INC 12,500,000 16,656 0.04% PRN
41 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.04% PRN
42 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
43 LGIH 9,000,000 15,845 0.03% PRN
44 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
45 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
46 SM ENERGY CO 13,000,000 15,665 0.03% PRN
47 SOLAZYME INC 31,437,000 15,543 0.03% PRN
48 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
49 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
50 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
201 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.06% PRN
202 SWISS HELVETIA FD INC 2,862,002 30,594 0.06%
203 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.06% PRN
204 Fox Factory Holding Corp 1,325,724 30,451 0.06%
205 VWR CORP 1,073,461 30,443 0.06%
206 REYNOLDS AMERICAN INC 639,973 30,174 0.06%
207 ISHARES TR 790,739 29,613 0.06%
208 CABOT OIL & GAS CORP 1,128,611 29,118 0.06%
209 VANGUARD INTL EQUITY INDEX F 596,504 29,067 0.06%
210 BAIDU INC 158,299 28,821 0.06%
211 TJX COS INC NEW 384,891 28,782 0.06%
212 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
213 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
214 STATE STR CORP 407,527 28,376 0.06%
215 TIME WARNER INC 356,270 28,362 0.06%
216 INTL PAPER CO 586,415 28,136 0.06%
217 P T TELEKOMUNIKASI INDONESIA 424,800 28,070 0.06%
218 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
219 REYNOLDS AMERICAN INC 587,467 27,699 0.06%
220 KROGER CO 933,213 27,697 0.06%
221 FOOT LOCKER INC 404,812 27,413 0.05%
222 AK STL CORP 22,600,000 27,148 0.05% PRN
223 FLIR SYS INC 861,288 27,061 0.05%
224 AMGEN INC 159,756 26,648 0.05%
225 MORNINGSTAR INC 335,674 26,608 0.05%
226 INGEVITY CORP 572,699 26,401 0.05%
227 B/E AEROSPACE INC 501,729 25,919 0.05%
228 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.05% PRN
229 CENTRAL EASTERN EUROPE FD 1,302,695 25,011 0.05%
230 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
231 WELLS FARGO & CO NEW 563,740 24,962 0.05%
232 ISHARES TR 200,923 24,944 0.05%
233 J2 GLOBAL INC 373,769 24,896 0.05%
234 CALGON CARBON CORP 1,627,646 24,691 0.05%
235 VISA INC 297,697 24,619 0.05%
236 MICROSOFT CORP 422,973 24,363 0.05%
237 ABERDEEN EMERGING MKTS SMALL 1,915,616 24,213 0.05%
238 METLIFE INC 539,301 23,961 0.05%
239 MADDEN STEVEN LTD COM 692,556 23,934 0.05%
240 SIGNATURE BANK 198,155 23,471 0.05%
241 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
242 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
243 MACOM TECH SOLUTIONS HLDGS I 536,175 22,701 0.05%
244 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.04% PRN
245 VALVOLINE INC 953,142 22,389 0.04%
246 DR PEPPER SNAPPLE GROUP INC 244,240 22,301 0.04%
247 WOODWARD INC 355,274 22,197 0.04%
248 CHICOS FAS INC 1,861,101 22,147 0.04%
249 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.04% PRN
250 BAXTER INTL INC 461,402 21,962 0.04%
Page 5 of 29