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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,430,101 1,149,887 2.50%
2 AON PLC 10,128,427 1,139,346 2.48%
3 P T TELEKOMUNIKASI INDONESIA 15,215,553 1,005,443 2.19%
4 BAIDU INC 5,463,816 994,797 2.17%
5 CISCO SYS INC 31,288,149 992,460 2.16%
6 NETEASE INC 3,985,335 959,589 2.09%
7 CHINA MOBILE LIMITED 15,434,296 949,517 2.07%
8 ZOETIS INC 17,485,149 909,402 1.98%
9 PROCTER AND GAMBLE CO 9,666,690 867,585 1.89%
10 PFIZER INC 24,054,519 814,726 1.77%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,161,880 800,291 1.74%
12 MOLSON COORS BREWING CO 6,916,719 759,455 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 15,110,756 695,245 1.51%
14 CSX CORP 22,791,358 695,136 1.51%
15 ALLERGAN PLC 2,988,910 688,375 1.50%
16 MICROSOFT CORP 11,792,335 679,238 1.48%
17 EBAY INC 20,037,328 659,228 1.44%
18 HONEYWELL INTL INC 5,545,103 646,503 1.41%
19 WALGREENS BOOTS ALLIANCE INC 7,432,595 599,215 1.30%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.29%
21 ROCKWELL AUTOMATION INC 4,629,040 566,316 1.23%
22 AMBEV SA 85,763,112 522,297 1.14%
23 SKYWORKS SOLUTIONS INC 6,445,982 490,797 1.07%
24 APPLE INC 4,136,068 467,582 1.02%
25 BANK AMER CORP 29,708,926 464,944 1.01%
26 DELPHI AUTOMOTIVE PLC 6,476,209 461,883 1.01%
27 YPF SOCIEDAD ANONIMA 25,051,440 456,437 0.99%
28 UNION PAC CORP 4,665,518 455,027 0.99%
29 AMERICA MOVIL SAB DE CV 39,075,535 447,024 0.97%
30 MOBILE TELESYSTEMS PJSC 56,825,928 433,581 0.94%
31 VISA INC 5,061,037 418,547 0.91%
32 UNITED TECHNOLOGIES CORP 4,032,186 409,670 0.89%
33 COPART INC 7,570,061 405,452 0.88%
34 NXP SEMICONDUCTORS N V 3,905,549 398,405 0.87%
35 MOTOROLA SOLUTIONS INC 5,129,897 391,308 0.85%
36 MADISON SQUARE GARDEN CO NEW 2,291,802 388,254 0.85%
37 JOHNSON CTLS INTL PLC 8,148,541 379,151 0.83%
38 QUINTILES IMS HOLDINGS INC 4,602,900 373,111 0.81%
39 AT&T INC 8,823,438 358,319 0.78%
40 CROWN HOLDINGS INC 6,247,260 356,656 0.78%
41 ALPHABET INC 452,313 351,578 0.77%
42 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
43 EATON CORP PLC 5,094,649 334,769 0.73%
44 INTERCONTINENTAL EXCHANGE IN 1,233,568 332,273 0.72%
45 APPLIED MATLS INC 10,742,492 323,886 0.71%
46 SCHLUMBERGER LTD 3,981,943 313,140 0.68%
47 PLDT INC 8,778,194 313,118 0.68%
48 SCHWAB CHARLES CORP 9,909,108 312,830 0.68%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.65%
50 STRYKER CORP 2,520,147 293,370 0.64%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
51 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
52 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
53 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
54 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.03% PRN
55 ENCORE CAP GROUP INC 14,800,000 14,726 0.03% PRN
56 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
57 SUMITOMO MITSUI FINL GROUP I 14,479,320 97,735 0.19%
58 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 14,000,000 14,411 0.03% PRN
59 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
60 SM ENERGY CO 13,000,000 15,665 0.03% PRN
61 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
62 BLUCORA INC 12,500,000 11,984 0.02% PRN
63 BROADSOFT INC 12,500,000 16,656 0.03% PRN
64 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
65 MICROSOFT CORP 12,272,617 706,902 1.40%
66 MERITAGE HOMES CORP 12,034,000 12,041 0.02% PRN
67 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
68 PDL BIOPHARMA INC 11,894,000 11,611 0.02% PRN
69 FXCM INC 11,715,000 5,037 0.01% PRN
70 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 11,500,000 13,764 0.03% PRN
71 ENCORE CAP GROUP INC 11,448,000 8,772 0.02% PRN
72 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 11,391,000 12,601 0.03% PRN
73 APPLIED MATLS INC 11,235,606 338,753 0.67%
74 M/I HOMES INC 11,235,000 12,126 0.02% PRN
75 ICICI BANK LIMITED 11,104,584 82,951 0.16%
76 AON PLC 10,954,609 1,232,283 2.45%
77 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
78 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
79 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
80 LIBERTY MEDIA CORP 10,023,000 6,070 0.01%
81 LIBERTY INTERACTIVE LLC 10,000,000 10,612 0.02% PRN
82 EZCORP INC 10,000,000 9,893 0.02% PRN
83 PORTFOLIO RECOVERY ASSOCS IN 10,000,000 9,043 0.02% PRN
84 ALLSCRIPTS HEALTHCARE SOLUTN 10,000,000 10,287 0.02% PRN
85 MOLINA HEALTHCARE INC 9,821,000 11,674 0.02% PRN
86 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.04% PRN
87 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 9,500,000 9,577 0.02% PRN
88 PLDT INC 9,493,430 338,630 0.67%
89 WABASH NATL CORP SR NT CV3.375 18 9,308,000 12,484 0.02% PRN
90 HEALTHWAYS INC 9,269,000 13,492 0.03% PRN
91 KEYCORP 9,123,482 111,032 0.22%
92 AT&T INC 9,076,840 368,610 0.73%
93 LGIH 9,000,000 15,845 0.03% PRN
94 PACIRA PHARMACEUTICALS INC 9,000,000 13,618 0.03% PRN
95 TTM TECHNOLOGIES INC 9,000,000 11,947 0.02% PRN
96 COPART INC 8,661,200 463,893 0.92%
97 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 8,500,000 8,489 0.02% PRN
98 PTC THERAPEUTICS INC 8,500,000 5,100 0.01% PRN
99 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
100 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
Page 2 of 29