Dark
Light
System
Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,430,101 1,149,887 2.50%
2 AON PLC 10,128,427 1,139,346 2.48%
3 P T TELEKOMUNIKASI INDONESIA 15,215,553 1,005,443 2.19%
4 BAIDU INC 5,463,816 994,797 2.17%
5 CISCO SYS INC 31,288,149 992,460 2.16%
6 NETEASE INC 3,985,335 959,589 2.09%
7 CHINA MOBILE LIMITED 15,434,296 949,517 2.07%
8 ZOETIS INC 17,485,149 909,402 1.98%
9 PROCTER AND GAMBLE CO 9,666,690 867,585 1.89%
10 PFIZER INC 24,054,519 814,726 1.77%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,161,880 800,291 1.74%
12 MOLSON COORS BREWING CO 6,916,719 759,455 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 15,110,756 695,245 1.51%
14 CSX CORP 22,791,358 695,136 1.51%
15 ALLERGAN PLC 2,988,910 688,375 1.50%
16 MICROSOFT CORP 11,792,335 679,238 1.48%
17 EBAY INC 20,037,328 659,228 1.44%
18 HONEYWELL INTL INC 5,545,103 646,503 1.41%
19 WALGREENS BOOTS ALLIANCE INC 7,432,595 599,215 1.30%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.29%
21 ROCKWELL AUTOMATION INC 4,629,040 566,316 1.23%
22 AMBEV SA 85,763,112 522,297 1.14%
23 SKYWORKS SOLUTIONS INC 6,445,982 490,797 1.07%
24 APPLE INC 4,136,068 467,582 1.02%
25 BANK AMER CORP 29,708,926 464,944 1.01%
26 DELPHI AUTOMOTIVE PLC 6,476,209 461,883 1.01%
27 YPF SOCIEDAD ANONIMA 25,051,440 456,437 0.99%
28 UNION PAC CORP 4,665,518 455,027 0.99%
29 AMERICA MOVIL SAB DE CV 39,075,535 447,024 0.97%
30 MOBILE TELESYSTEMS PJSC 56,825,928 433,581 0.94%
31 VISA INC 5,061,037 418,547 0.91%
32 UNITED TECHNOLOGIES CORP 4,032,186 409,670 0.89%
33 COPART INC 7,570,061 405,452 0.88%
34 NXP SEMICONDUCTORS N V 3,905,549 398,405 0.87%
35 MOTOROLA SOLUTIONS INC 5,129,897 391,308 0.85%
36 MADISON SQUARE GARDEN CO NEW 2,291,802 388,254 0.85%
37 JOHNSON CTLS INTL PLC 8,148,541 379,151 0.83%
38 QUINTILES IMS HOLDINGS INC 4,602,900 373,111 0.81%
39 AT&T INC 8,823,438 358,319 0.78%
40 CROWN HOLDINGS INC 6,247,260 356,656 0.78%
41 ALPHABET INC 452,313 351,578 0.77%
42 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
43 EATON CORP PLC 5,094,649 334,769 0.73%
44 INTERCONTINENTAL EXCHANGE IN 1,233,568 332,273 0.72%
45 APPLIED MATLS INC 10,742,492 323,886 0.71%
46 SCHLUMBERGER LTD 3,981,943 313,140 0.68%
47 PLDT INC 8,778,194 313,118 0.68%
48 SCHWAB CHARLES CORP 9,909,108 312,830 0.68%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.65%
50 STRYKER CORP 2,520,147 293,370 0.64%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1301 UNION PAC CORP 2,527,762 246,532 0.49%
1302 UNITED PARCEL SERVICE INC 112 12 0.00%
1303 UNITED RENTALS INC 9,600 753 0.00%
1304 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
1305 UNITED TECHNOLOGIES CORP 4,065 413 0.00%
1306 UNITED TECHNOLOGIES CORP 6,550 665 0.00%
1307 UNITED THERAPEUTICS CORP DEL 87,181 10,294 0.02%
1308 UNITEDHEALTH GROUP INC 4,728 661 0.00%
1309 UNITEDHEALTH GROUP INC 137,533 19,254 0.04%
1310 UNIVERSAL HEALTH RLTY INCOME 100 6 0.00%
1311 UNIVERSAL HLTH SVCS INC 24,638 3,035 0.01%
1312 UNUM GROUP 16,056 566 0.00%
1313 UNUM GROUP 368,419 13,008 0.03%
1314 URSTADT BIDDLE PPTYS INC CL A 800 17 0.00%
1315 US BANCORP DEL 234 10 0.00%
1316 V F CORP 99,819 5,594 0.01%
1317 VALE S A 50 0 0.00%
1318 VALE S A 81,307 447 0.00%
1319 VALERO ENERGY CORP NEW 1,164,378 61,712 0.12%
1320 VALERO ENERGY CORP NEW 2,175 115 0.00%
1321 VALIDUS HOLDINGS LTD 162,483 8,094 0.02%
1322 VALVOLINE INC 953,142 22,389 0.04%
1323 VALVOLINE INC 272,029 6,389 0.01%
1324 VALVOLINE INC 16,000 375 0.00%
1325 VANECK VECTORS ETF T 36,000 1,054 0.00%
1326 VANECK VECTORS ETF TR 13,700 394 0.00% PRN
1327 VANECK VECTORS ETF TR 90,850 2,234 0.00% PRN
1328 VANECK VECTORS ETF TR 338,579 9,795 0.02% PRN
1329 VANGUARD BD INDEX FDS 29,764 2,405 0.00% PRN
1330 VANGUARD BD INDEX FDS 8,100 681 0.00% PRN
1331 VANGUARD BD INDEX FDS 9,135 768 0.00% PRN
1332 VANGUARD INTL EQUITY INDEX F 9,500 575 0.00%
1333 VANGUARD INTL EQUITY INDEX F 111,367 4,190 0.01%
1334 VANGUARD INTL EQUITY INDEX F 961 36 0.00%
1335 VANGUARD INTL EQUITY INDEX F 596,504 29,067 0.06%
1336 VANGUARD MUN BD FDS 1,900 99 0.00% PRN
1337 VANGUARD SCOTTSDALE FDS 82,489 6,644 0.01% PRN
1338 VANGUARD TAX-MANAGED FDS 186,091 6,961 0.01%
1339 VANGUARD WORLD FD 3,600 433 0.00%
1340 VANTIV INC 65,947 3,710 0.01%
1341 VANTIV INC 2,600 146 0.00%
1342 VANTIV INC 3,272,123 184,122 0.37%
1343 VARIAN MED SYS INC 46,255 4,603 0.01%
1344 VEDANTA LTD 2,471 25 0.00%
1345 VENTAS INC 58,137 4,106 0.01%
1346 VEREIT 195,181 2,024 0.00%
1347 VERIFONE SYS INC 7,700 121 0.00%
1348 VERISK ANALYTICS INC 298 24 0.00%
1349 VERIZON COMMUNICATIONS INC 6,310 327 0.00%
1350 VERIZON COMMUNICATIONS INC 2,539,758 132,016 0.26%
Page 27 of 29