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VALE S A
VALE S A. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 301 Institutional holders with a total value of $2,617,854,614.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Silchester International Investors LLP 102,131,532 561,723,000 21.46%
2 ABERDEEN ASSET MANAGEMENT PLC/UK 56,671,937 311,696,000 11.91%
3 Capital Research Global Investors 28,216,149 155,189,000 5.93%
4 DIMENSIONAL FUND ADVISORS LP 21,909,157 120,500,000 4.60%
5 JPMORGAN CHASE & CO 17,905,028 98,478,000 3.76%
6 VANGUARD GROUP INC 15,540,873 85,475,000 3.27%
7 WELLINGTON MANAGEMENT GROUP LLP 13,935,818 76,648,000 2.93%
8 BANK OF AMERICA CORP /DE/ 12,197,110 67,085,000 2.56%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,441,800 51,930,000 1.98% Put
10 CAPITAL GROWTH MANAGEMENT LP 9,300,000 51,150,000 1.95%
11 RENAISSANCE TECHNOLOGIES LLC 7,829,700 43,063,000 1.64%
12 GOLDMAN SACHS GROUP INC 7,012,883 38,571,000 1.47%
13 MORGAN STANLEY 6,783,206 37,307,000 1.43%
14 BlackRock Group LTD 6,629,020 36,459,000 1.39%
15 PRICE T ROWE ASSOCIATES INC /MD/ 6,163,300 33,898,000 1.29%
16 GOLDMAN SACHS GROUP INC 5,949,400 32,722,000 1.25% Put
17 STATE STREET CORP 5,515,884 30,338,000 1.16%
18 MILLENNIUM MANAGEMENT LLC 5,445,889 29,952,000 1.14%
19 Allianz Asset Management GmbH 5,428,739 29,862,000 1.14%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,558,600 25,072,000 0.96% Call
21 CITIGROUP INC 4,062,800 22,345,000 0.85% Call
22 CAPITAL GUARDIAN TRUST CO 4,018,071 22,099,000 0.84%
23 BNP PARIBAS FINANCIAL MARKETS 3,901,950 21,460,747 0.82%
24 CONTRARIAN CAPITAL MANAGEMENT, L.L.C. 3,538,891 19,464,000 0.74%
25 BlackRock Fund Advisors 3,366,829 18,518,000 0.71%
26 CITIGROUP INC 3,270,225 17,986,000 0.69%
27 FIL Ltd 3,060,948 16,835,000 0.64%
28 AMERICAN CENTURY COMPANIES INC 3,016,370 16,590,000 0.63%
29 UBS Group AG 2,970,200 16,336,000 0.62% Put
30 Jefferies Group LLC 2,390,500 13,148,000 0.50% Put
31 DEUTSCHE BANK AG\ 2,353,412 12,943,000 0.49%
32 ROYAL BANK OF CANADA 2,295,904 12,628,000 0.48%
33 BLACKROCK ADVISORS LLC 2,211,023 12,161,000 0.46%
34 BARCLAYS PLC 2,186,009 12,023,000 0.46%
35 Parallax Volatility Advisers, L.P. 2,088,200 11,486,000 0.44% Put
36 VAN ECK ASSOCIATES CORP 2,063,402 11,349,000 0.43%
37 HAP Trading, LLC 3,622,200 11,223,000 0.43% Put
38 HSBC HOLDINGS PLC 2,040,096 11,221,000 0.43%
39 MACQUARIE GROUP LTD 1,892,954 10,411,000 0.40%
40 EMERALD ACQUISITION LTD. 1,871,515 10,295,000 0.39%
41 NORTHERN TRUST CORP 1,869,239 10,280,000 0.39%
42 INDUS CAPITAL PARTNERS, LLC 1,850,337 10,177,000 0.39%
43 USS Investment Management Ltd 1,850,000 10,166,000 0.39%
44 UBS Group AG 1,835,468 10,095,000 0.39%
45 Laurion Capital Management LP 1,800,000 9,900,000 0.38% Put
46 GLG Partners LP 1,793,217 9,863,000 0.38%
47 GROUP ONE TRADING LLC 1,783,485 9,809,000 0.37%
48 ROYAL BANK OF CANADA 1,602,500 8,814,000 0.34% Put
49 Numeric Investors LLC 1,572,100 8,647,000 0.33%
50 EXANE DERIVATIVES 1,561,602 8,588,113 0.33%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.