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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,430,101 1,149,887 2.50%
2 AON PLC 10,128,427 1,139,346 2.48%
3 P T TELEKOMUNIKASI INDONESIA 15,215,553 1,005,443 2.19%
4 BAIDU INC 5,463,816 994,797 2.17%
5 CISCO SYS INC 31,288,149 992,460 2.16%
6 NETEASE INC 3,985,335 959,589 2.09%
7 CHINA MOBILE LIMITED 15,434,296 949,517 2.07%
8 ZOETIS INC 17,485,149 909,402 1.98%
9 PROCTER AND GAMBLE CO 9,666,690 867,585 1.89%
10 PFIZER INC 24,054,519 814,726 1.77%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,161,880 800,291 1.74%
12 MOLSON COORS BREWING CO 6,916,719 759,455 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 15,110,756 695,245 1.51%
14 CSX CORP 22,791,358 695,136 1.51%
15 ALLERGAN PLC 2,988,910 688,375 1.50%
16 MICROSOFT CORP 11,792,335 679,238 1.48%
17 EBAY INC 20,037,328 659,228 1.44%
18 HONEYWELL INTL INC 5,545,103 646,503 1.41%
19 WALGREENS BOOTS ALLIANCE INC 7,432,595 599,215 1.30%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.29%
21 ROCKWELL AUTOMATION INC 4,629,040 566,316 1.23%
22 AMBEV SA 85,763,112 522,297 1.14%
23 SKYWORKS SOLUTIONS INC 6,445,982 490,797 1.07%
24 APPLE INC 4,136,068 467,582 1.02%
25 BANK AMER CORP 29,708,926 464,944 1.01%
26 DELPHI AUTOMOTIVE PLC 6,476,209 461,883 1.01%
27 YPF SOCIEDAD ANONIMA 25,051,440 456,437 0.99%
28 UNION PAC CORP 4,665,518 455,027 0.99%
29 AMERICA MOVIL SAB DE CV 39,075,535 447,024 0.97%
30 MOBILE TELESYSTEMS PJSC 56,825,928 433,581 0.94%
31 VISA INC 5,061,037 418,547 0.91%
32 UNITED TECHNOLOGIES CORP 4,032,186 409,670 0.89%
33 COPART INC 7,570,061 405,452 0.88%
34 NXP SEMICONDUCTORS N V 3,905,549 398,405 0.87%
35 MOTOROLA SOLUTIONS INC 5,129,897 391,308 0.85%
36 MADISON SQUARE GARDEN CO NEW 2,291,802 388,254 0.85%
37 JOHNSON CTLS INTL PLC 8,148,541 379,151 0.83%
38 QUINTILES IMS HOLDINGS INC 4,602,900 373,111 0.81%
39 AT&T INC 8,823,438 358,319 0.78%
40 CROWN HOLDINGS INC 6,247,260 356,656 0.78%
41 ALPHABET INC 452,313 351,578 0.77%
42 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
43 EATON CORP PLC 5,094,649 334,769 0.73%
44 INTERCONTINENTAL EXCHANGE IN 1,233,568 332,273 0.72%
45 APPLIED MATLS INC 10,742,492 323,886 0.71%
46 SCHLUMBERGER LTD 3,981,943 313,140 0.68%
47 PLDT INC 8,778,194 313,118 0.68%
48 SCHWAB CHARLES CORP 9,909,108 312,830 0.68%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.65%
50 STRYKER CORP 2,520,147 293,370 0.64%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
201 BOSTON PROPERTIES INC 24,648 3,359 0.01%
202 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 14,000,000 14,411 0.03% PRN
203 BOTTOMLINE TECH DEL INC COM 205,574 4,791 0.01%
204 BOULDER GROWTH & INCOME FUND COM 574,700 4,815 0.01%
205 BP PLC 105,591 3,712 0.01%
206 BRASKEM S A SP ADR PFD A 29,832 458 0.00%
207 BRASKEM S A SP ADR PFD A 1,475 22 0.00%
208 BRINKER INTL INC 478 24 0.00%
209 BRISTOL MYERS SQUIBB CO 8,397 452 0.00%
210 BRISTOL MYERS SQUIBB CO 2,232,016 120,350 0.24%
211 BRISTOL MYERS SQUIBB CO 8,561 461 0.00%
212 BRITISH AMERN TOB PLC 1,443,981 184,324 0.37%
213 BRIXMOR PROPERTY 401 11 0.00%
214 BROADCOM LTD 1,900 327 0.00%
215 BROADRIDGE FINL SOLUTIONS IN 234 15 0.00%
216 BROADSOFT INC 12,500,000 16,656 0.03% PRN
217 BROADSOFT INC 179,244 8,343 0.02%
218 BUCKEYE PARTNERS L P 5,000 358 0.00%
219 BUNGE LIMITED 157,770 9,344 0.02%
220 BUNGE LIMITED 8,204 485 0.00%
221 BWX TECHNOLOGIES INC COM 105,539 4,049 0.01%
222 CABLE ONE INC 50 29 0.00%
223 CABOT CORP 142 7 0.00%
224 CABOT OIL & GAS CORP 1,128,611 29,118 0.06%
225 CADENCE DESIGN SYSTEM INC 65 1 0.00%
226 CAL MAINE FOODS INC 4,542 175 0.00%
227 CALAMP CORP 9,751 136 0.00%
228 CALGON CARBON CORP 1,627,646 24,691 0.05%
229 CALGON CARBON CORP 23,875 362 0.00%
230 CAMDEN PROPERTY TRUS 300 25 0.00%
231 CAMPBELL SOUP CO 35,846 1,960 0.00%
232 CAMPBELL SOUP CO 284,194 15,545 0.03%
233 CANADIAN NATL RY CO 1,243,975 81,356 0.16%
234 CANON INC 45,200 1,312 0.00%
235 CARDINAL HEALTH INC 46,747 3,632 0.01%
236 CARDINAL HEALTH INC 4,825 374 0.00%
237 CARNIVAL CORP 19,608 957 0.00%
238 CARNIVAL CORP 159,089 7,766 0.02%
239 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
240 CARRIZO OIL & GAS INC 34,163 1,387 0.00%
241 CARTERS INC 3,415 296 0.00%
242 CARTERS INC 100,276 8,694 0.02%
243 CASEY'S GENERAL STORES INC COM 1,693 203 0.00%
244 CATALENT INC 100,500 2,596 0.01%
245 CATERPILLAR INC 568,594 50,474 0.10%
246 CATERPILLAR INC 2,003 177 0.00%
247 CBL & ASSOC PPTYS INC 126,362 1,534 0.00%
248 CBOE HLDGS INC 2,211,025 143,384 0.28%
249 CBOE HLDGS INC 15,784 1,023 0.00%
250 CBOE HLDGS INC 3,600 233 0.00%
Page 5 of 29