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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,128 holdings with a total value of $164,881,832,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 FORWARD INDS INC N Y 18,823 25,000 0.00%
52 OCEAN PWR TECHNOLOGIES INC 65,878 26,000 0.00%
53 ADDVANTAGE TECHNOLOGIES GROU 11,928 26,000 0.00%
54 DARA BIOSCIENCES INC 31,100 26,000 0.00%
55 BARNWELL INDS INC 14,145 26,000 0.00%
56 Ultrapetrol (Bahamas) Ltd 63,640 26,000 0.00%
57 NXT ID INC 29,036 27,000 0.00%
58 GRNHNTR ENRGY 92,452 27,000 0.00%
59 ENTERTAINMENT GAMING ASIA IN 12,537 27,000 0.00%
60 UTSTARCOM HOLDINGS CORP SHS NEW 11,832 28,000 0.00%
61 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 10,337 28,000 0.00%
62 AEHR TEST SYSTEMS 12,126 28,000 0.00%
63 CERES INC 27,626 30,000 0.00%
64 SUNLINK HEALTH SYS INC COM 19,190 30,000 0.00%
65 AMERICAN ELECTRIC TECH INC 11,601 30,000 0.00%
66 MICRONET ENERTEC TECH INC COM 11,589 30,000 0.00%
67 EMERALD OIL INC 16,535 30,000 0.00%
68 DOVER DOWNS GAMING & ENTMT I 30,139 30,000 0.00%
69 NEPTUNE TECHNOLOGIES BIORESO 29,511 31,000 0.00%
70 SPHERIX INC 91,248 31,000 0.00%
71 WHEELER REAL ESTATE INVT TR 16,812 31,000 0.00%
72 HARRIS & HARRIS GROUP INC 14,878 31,000 0.00%
73 LIGHTPATH TECHNOLOGIES INC 21,491 31,000 0.00%
74 SUPERCONDUCTOR TECHNOLOGIES 51,793 32,000 0.00%
75 QC Holdings, Inc. 19,497 32,000 0.00%
76 AMERICAN DG ENERGY INC 91,665 32,000 0.00%
77 ELECTROMED INC 18,483 33,000 0.00%
78 IAO KUN GROUP HLDG CO LTD 19,755 33,000 0.00%
79 RICEBRAN TECHNOLOGIES 15,640 34,000 0.00%
80 SOLITARIO EXPL & RTY CORP COM 75,942 34,000 0.00%
81 INSTITUTIONAL FINL MKTS INC 23,694 35,000 0.00%
82 REAL GOODS SOLAR INC 29,930 35,000 0.00%
83 FULL HOUSE RESORTS INC 24,413 35,000 0.00%
84 PARAMOUNT GOLD NEV CORP 30,702 35,000 0.00%
85 WAVE SYSTEMS CORP 220,460 36,000 0.00%
86 AKERS BIOSCIENCES INC 12,000 37,000 0.00%
87 GULF RESOURCES INC COM PAR $0.0005 26,899 37,000 0.00%
88 LUNA INNOVATIONS 41,071 38,000 0.00%
89 VENAXIS INC 120,707 38,000 0.00%
90 PHOTOMEDEX INC COM PAR $0.01 73,385 38,000 0.00%
91 ERIN ENERGY CORP COM 10,037 39,000 0.00%
92 NOVABAY PHARMACEUTICALS INC 142,289 39,000 0.00%
93 VERSAR INC 11,390 39,000 0.00%
94 SPEED COMM INC 209,832 40,000 0.00%
95 KAMADA LTD 11,785 40,000 0.00%
96 CERAGON NETWORKS LTD 25,896 40,000 0.00%
97 NANOSPHERE INC 24,542 40,000 0.00%
98 ROKA BIOSCIENCE INC 20,739 40,000 0.00%
99 CASI PHARMACEUTICALS INC COM 38,700 41,000 0.00%
100 OPTICAL CABLE CORP COM NEW 12,030 41,000 0.00%
Page 2 of 83

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214717-15-000011, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.