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HARRIS & HARRIS GROUP INC
HARRIS & HARRIS GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 40 Institutional holders with a total value of $22,300,669.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 3,038,829 6,503,000 29.16%
2 Granahan Investment Management, LLC 1,877,936 4,019,000 18.02%
3 FINANCIAL CONSULATE, INC 1,567,458 3,354,000 15.04%
4 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,119,204 2,395,000 10.74%
5 UBS Group AG 622,343 1,332,000 5.97%
6 Ancora Advisors LLC 499,021 1,068,000 4.79%
7 ROYCE & ASSOCIATES LP 393,385 842,000 3.78%
8 NEW YORK STATE COMMON RETIREMENT FUND 359,312 769,000 3.45%
9 UNITED SERVICES AUTOMOBILE ASSOCIATION 257,886 552,000 2.48%
10 SHUFRO ROSE & CO LLC 85,500 182,000 0.82%
11 MORGAN STANLEY 83,890 180,000 0.81%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,800 175,000 0.78% Call
13 GOLDMAN SACHS GROUP INC 78,191 167,000 0.75%
14 CONDOR CAPITAL MANAGEMENT 51,852 111,000 0.50%
15 PRINCETON CAPITAL MANAGEMENT INC 48,200 103,000 0.46%
16 CLIFFORD SWAN INVESTMENT COUNSEL LLC 40,000 86,000 0.39%
17 Round Table Services, LLC 39,141 84,000 0.38%
18 Legal & General Group Plc 32,192 69,000 0.31%
19 Virtu KCG Holdings LLC 21,282 46,000 0.21%
20 Janney Montgomery Scott LLC 21,200 45,000 0.20%
21 CITIGROUP INC 18,874 40,000 0.18%
22 HighTower Advisors, LLC 17,859 38,000 0.17%
23 A.R.T. Advisors, LLC 17,809 38,000 0.17%
24 GEODE CAPITAL MANAGEMENT, LLC 14,878 31,000 0.14%
25 CITADEL ADVISORS LLC 12,286 26,000 0.12%
26 GLENMEDE TRUST CO NA 10,000 21,000 0.09%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,250 7,000 0.03%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,803 4,000 0.02%
29 Hartford Financial Management Inc. 2,200 4,000 0.02%
30 Tower Research Capital LLC (TRC) 1,274 3,000 0.01%
31 US BANCORP \DE\ 800 2,000 0.01%
32 Simplicity Solutions, LLC 780 1,669 0.01%
33 DEUTSCHE BANK AG\ 500 1,000 0.00%
34 Blume Capital Management, Inc. 600 1,000 0.00%
35 Creative Planning 300 1,000 0.00%
36 BANK OF AMERICA CORP /DE/ 100 0 0.00%
37 SIMPLEX TRADING, LLC 185 0 0.00%
38 Regal Investment Advisors LLC 100 0 0.00%
39 WELLS FARGO & COMPANY/MN 121 0 0.00%
40 People's United Financial, Inc. 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.