| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 5,000,000 | 9,500,000 | 20.51% | ||
| 2 | EJF Capital LP | 3,455,000 | 6,564,000 | 14.17% | ||
| 3 | PRICE MICHAEL F | 2,687,500 | 5,106,000 | 11.03% | ||
| 4 | NS Advisors, LLC | 2,352,557 | 4,470,000 | 9.65% | ||
| 5 | BHR Capital LLC | 2,000,000 | 3,800,000 | 8.21% | ||
| 6 | ARDSLEY ADVISORY PARTNERS LP | 2,000,000 | 3,800,000 | 8.21% | ||
| 7 | Orinda Asset Management LLC | 1,397,394 | 2,655,000 | 5.73% | ||
| 8 | Verition Fund Management LLC | 924,600 | 1,757,000 | 3.79% | ||
| 9 | VANGUARD GROUP INC | 900,473 | 1,711,000 | 3.69% | ||
| 10 | Westchester Capital Management, LLC | 888,250 | 1,688,000 | 3.65% | ||
| 11 | 683 Capital Management, LLC | 699,804 | 1,330,000 | 2.87% | ||
| 12 | Forward Management, LLC | 583,917 | 1,110,000 | 2.40% | ||
| 13 | MACQUARIE GROUP LTD | 524,539 | 997,000 | 2.15% | ||
| 14 | Diligent Investors, LLC | 381,819 | 752,000 | 1.62% | ||
| 15 | Eidelman Virant Capital | 137,500 | 261,000 | 0.56% | ||
| 16 | AMUNDI ASSET MANAGEMENT US, INC. | 83,950 | 160,000 | 0.35% | ||
| 17 | State of New Jersey Common Pension Fund D | 65,000 | 124,000 | 0.27% | ||
| 18 | Wellington Shields Capital Management, LLC | 57,120 | 109,000 | 0.24% | ||
| 19 | THOMPSON DAVIS & CO., INC. | 50,000 | 95,000 | 0.21% | ||
| 20 | Yorktown Management & Research Co Inc | 50,000 | 95,000 | 0.21% | ||
| 21 | MORGAN STANLEY | 41,415 | 79,000 | 0.17% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,500 | 48,000 | 0.10% | ||
| 23 | GEODE CAPITAL MANAGEMENT, LLC | 16,812 | 31,000 | 0.07% | ||
| 24 | GOLDMAN SACHS GROUP INC | 10,964 | 21,000 | 0.05% | ||
| 25 | LPL Financial LLC | 10,476 | 20,000 | 0.04% | ||
| 26 | Tower Research Capital LLC (TRC) | 7,436 | 14,000 | 0.03% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 2,190 | 4,000 | 0.01% | ||
| 28 | UBS Group AG | 1,800 | 3,000 | 0.01% | ||
| 29 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,681 | 3,000 | 0.01% | ||
| 30 | CENTRAL TRUST Co | 800 | 2,000 | 0.00% | ||
| 31 | WELLS FARGO & COMPANY/MN | 180 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
