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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 4,096 holdings with a total value of $188,439,917,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 China Recycling Energy Corp 19,566 5,000 0.00%
2 INTERPACE DIAGNOSTICS GROUP 23,719 5,000 0.00%
3 CERES INC 27,633 6,000 0.00%
4 TRANSGENOMIC INC COM NEW 13,347 7,000 0.00%
5 SUPERCONDUCTOR TECHNOLOGIES 51,793 9,000 0.00%
6 RELIV INTL INC COM NEW 11,613 9,000 0.00%
7 SUNLINK HEALTH SYS INC COM 19,190 9,000 0.00%
8 CROSSROADS SYS INC COM NEW 50,524 10,000 0.00%
9 LINN CO LLC 32,952 11,000 0.00%
10 DIANA CONTAINERSHIPS INC 19,512 11,000 0.00%
11 SMART TECHNOLOGIES INC 33,104 11,000 0.00%
12 DELCATH SYS INC COM NEW 39,792 11,000 0.00%
13 PEDEVCO CORP 61,846 12,000 0.00%
14 PINGTAN MARINE ENTERPRISE LT 10,102 12,000 0.00%
15 GLORI ENERGY INC 62,760 12,000 0.00%
16 LPATH INC 73,679 13,000 0.00%
17 EMPRESAS ICA S A DE CV 14,502 13,000 0.00%
18 EAGLE BULK SHIPPING INC 36,374 13,000 0.00%
19 TETRALOGIC PHARMA CO 76,678 13,000 0.00%
20 AEHR TEST SYSTEMS 12,126 13,000 0.00%
21 ROKA BIOSCIENCE INC 20,739 14,000 0.00%
22 ELEVEN BIOTHERAPEUTICS INC 46,637 14,000 0.00%
23 RENNOVA HEALTH INC 18,562 14,000 0.00%
24 FORBES ENERGY SERVICES LTD 35,305 15,000 0.00%
25 HEAT BIOLOGICS INC 22,034 15,000 0.00%
26 STRATA SKIN SCIENCES INC 16,057 15,000 0.00%
27 TRANSITION THERAPEUTICS INC 12,651 16,000 0.00%
28 NXT ID INC 29,036 16,000 0.00%
29 Ultrapetrol (Bahamas) Ltd 64,028 17,000 0.00%
30 RICEBRAN TECHNOLOGIES 15,640 17,000 0.00%
31 INTELLICHECK MOBILISA INC 11,261 18,000 0.00%
32 DOCUMENT SEC SYS INC COM 101,604 18,000 0.00%
33 HOOPER HOLMES INC 134,818 18,000 0.00%
34 Nephrogenex Inc 40,911 19,000 0.00%
35 NANOSPHERE INC 24,637 19,000 0.00%
36 SIFY TECHNOLOGIES LTD 15,707 19,000 0.00%
37 AKERS BIOSCIENCES INC 12,000 19,000 0.00%
38 IAO KUN GROUP HLDG CO LTD 19,905 19,000 0.00%
39 AMERICAN ELECTRIC TECH INC 11,601 20,000 0.00%
40 INSTITUTIONAL FINL MKTS INC 23,694 20,000 0.00%
41 UTSTARCOM HOLDINGS CORP SHS NEW 11,924 21,000 0.00%
42 ERIN ENERGY CORP COM 11,499 21,000 0.00%
43 REAL GOODS SOLAR INC 29,933 21,000 0.00%
44 LEGACY RESVS LP 22,409 21,000 0.00%
45 Neothetics Inc 35,902 21,000 0.00%
46 YUMA ENERGY INC 106,091 21,000 0.00%
47 ADDVANTAGE TECHNOLOGIES GROU 11,928 22,000 0.00%
48 GEVO INC 84,566 22,000 0.00%
49 BARNWELL INDS INC 14,145 23,000 0.00%
50 ENTERTAINMENT GAMING ASIA IN 12,537 24,000 0.00%
Page 1 of 82

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214717-16-000017, filed 2016.05.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.